Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/11/05?limit=200®isters=between&mode=atom2024-12-22T07:09:48-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2007/11/05/E7-21664.htmlNotice - Submission for OMB Review; Comment Request2007-11-05T00:00:00-08:002007-11-05T00:00:00-08:00E7-21664Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-05/pdf/E7-21664.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/05/E7-21663.htmlNotice - Proposed Collection; Comment Request2007-11-05T00:00:00-08:002007-11-05T00:00:00-08:00E7-21663Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-05/pdf/E7-21663.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/05/E7-21662.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to API Fees2007-11-05T00:00:00-08:002007-11-05T00:00:00-08:00E7-21662Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-05/pdf/E7-21662.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/05/E7-21638.htmlNotice - Sunshine Act Meeting2007-11-05T00:00:00-08:002007-11-05T00:00:00-08:00E7-21638Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-05/pdf/E7-21638.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/05/E7-21636.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 18 (Compensation in Relation to Exchange System Failure)2007-11-05T00:00:00-08:002007-11-05T00:00:00-08:00E7-21636Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-05/pdf/E7-21636.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/05/E7-21634.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto to List and Trade Options Already Listed on Another National Securities Exchange2007-11-05T00:00:00-08:002007-11-05T00:00:00-08:00E7-21634Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-05/pdf/E7-21634.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/05/E7-21633.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change Relating to NYSE Rule 104.10 (“Dealings by Specialists”)2007-11-05T00:00:00-08:002007-11-05T00:00:00-08:00E7-21633Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-05/pdf/E7-21633.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/05/E7-21632.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enable Settlements of Disciplinary Matters To Be Considered for Approval or Rejection by Exchange Hearing Officers Without the Need To Convene a Formal Hearing2007-11-05T00:00:00-08:002007-11-05T00:00:00-08:00E7-21632Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-05/pdf/E7-21632.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/05/07-5519.htmlNotice - In the Matter of: BIMS Renewable Energy, Inc. (n/k/a Tung Ding Resources, Inc.); Order of Suspension of Trading2007-11-05T00:00:00-08:002007-11-05T00:00:00-08:0007-5519Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-05/pdf/07-5519.pdf