<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/11/01?registers=between Thu, 17 Jul 2025 08:04:08 -0700 Thu, 17 Jul 2025 08:04:08 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/11/01?registers=between Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Shares of Funds of the Rydex ETF Trust https://regulations.justia.com/regulations/fedreg/2007/11/01/E7-21503.html https://regulations.justia.com/regulations/fedreg/2007/11/01/E7-21503.html Thu, 01 Nov 2007 00:00:00 -0700 E7-21503 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-01/pdf/E7-21503.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule Change To Exempt From TRACE Reporting Transactions in TRACE-Eligible Securities Resulting From Certain Derivative-Related Transactions https://regulations.justia.com/regulations/fedreg/2007/11/01/E7-21498.html https://regulations.justia.com/regulations/fedreg/2007/11/01/E7-21498.html Thu, 01 Nov 2007 00:00:00 -0700 E7-21498 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-01/pdf/E7-21498.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Nasdaq's Outbound Routing Broker https://regulations.justia.com/regulations/fedreg/2007/11/01/E7-21497.html https://regulations.justia.com/regulations/fedreg/2007/11/01/E7-21497.html Thu, 01 Nov 2007 00:00:00 -0700 E7-21497 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-01/pdf/E7-21497.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of a Proposed Rule Change Relating to DTC Opening an Omnibus Account at Euroclear Bank https://regulations.justia.com/regulations/fedreg/2007/11/01/E7-21496.html https://regulations.justia.com/regulations/fedreg/2007/11/01/E7-21496.html Thu, 01 Nov 2007 00:00:00 -0700 E7-21496 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-01/pdf/E7-21496.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2007/11/01/E7-21485.html https://regulations.justia.com/regulations/fedreg/2007/11/01/E7-21485.html Thu, 01 Nov 2007 00:00:00 -0700 E7-21485 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-01/pdf/E7-21485.pdf Notice - Self-Regulatory Organizations; The Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Permitting Certain Transactions To Have Post-Trade Anonymity https://regulations.justia.com/regulations/fedreg/2007/11/01/E7-21484.html https://regulations.justia.com/regulations/fedreg/2007/11/01/E7-21484.html Thu, 01 Nov 2007 00:00:00 -0700 E7-21484 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-01/pdf/E7-21484.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change to Allow the Exchange to Open at 8:30 a.m. https://regulations.justia.com/regulations/fedreg/2007/11/01/E7-21455.html https://regulations.justia.com/regulations/fedreg/2007/11/01/E7-21455.html Thu, 01 Nov 2007 00:00:00 -0700 E7-21455 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-01/pdf/E7-21455.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Certain Modifications to the Initial Listing and Trading Standards for Equity Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2007/11/01/E7-21454.html https://regulations.justia.com/regulations/fedreg/2007/11/01/E7-21454.html Thu, 01 Nov 2007 00:00:00 -0700 E7-21454 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-01/pdf/E7-21454.pdf