Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/10/26?limit=200®isters=between&mode=atom2024-12-22T17:34:06-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2007/10/26/E7-21218.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC.; Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, To Amend Listing Fees for Structured Products2007-10-26T00:00:00-07:002007-10-26T00:00:00-07:00E7-21218Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-10-26/pdf/E7-21218.pdfhttps://regulations.justia.com/regulations/fedreg/2007/10/26/E7-21180.htmlNotice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 to Establish a New Service Called Nasdaq Regulation Reconnaissance Service (“Reg Recon”) To Assist Nasdaq Members in Their Efforts To Comply With Applicable Regulatory Requirements2007-10-26T00:00:00-07:002007-10-26T00:00:00-07:00E7-21180Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-10-26/pdf/E7-21180.pdfhttps://regulations.justia.com/regulations/fedreg/2007/10/26/E7-21179.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Options on Leveraged ETF Shares2007-10-26T00:00:00-07:002007-10-26T00:00:00-07:00E7-21179Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-10-26/pdf/E7-21179.pdfhttps://regulations.justia.com/regulations/fedreg/2007/10/26/E7-21166.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to NASD Rule 3210 in Light of Amendments to the SEC Regulation SHO Delivery Requirements2007-10-26T00:00:00-07:002007-10-26T00:00:00-07:00E7-21166Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-10-26/pdf/E7-21166.pdf