Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/10/12?limit=200®isters=between&mode=atom2024-12-22T19:09:00-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2007/10/12/E7-20131.htmlNotice - Advisory Committee on Improvements to Financial Reporting2007-10-12T00:00:00-07:002007-10-12T00:00:00-07:00E7-20131Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-10-12/pdf/E7-20131.pdfhttps://regulations.justia.com/regulations/fedreg/2007/10/12/E7-20122.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Expand the Trading Hours of Certain Exchange-Traded Funds2007-10-12T00:00:00-07:002007-10-12T00:00:00-07:00E7-20122Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-10-12/pdf/E7-20122.pdfhttps://regulations.justia.com/regulations/fedreg/2007/10/12/E7-20121.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change Relating To Extended Hours Trading of Investment Company Units and Portfolio Depository Receipts2007-10-12T00:00:00-07:002007-10-12T00:00:00-07:00E7-20121Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-10-12/pdf/E7-20121.pdfhttps://regulations.justia.com/regulations/fedreg/2007/10/12/E7-20120.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Annual Membership Fee for Nasdaq Members2007-10-12T00:00:00-07:002007-10-12T00:00:00-07:00E7-20120Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-10-12/pdf/E7-20120.pdfhttps://regulations.justia.com/regulations/fedreg/2007/10/12/E7-20119.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Exchange's Fees for Orders Submitted for Certain NYSE and Nasdaq-Listed Securities2007-10-12T00:00:00-07:002007-10-12T00:00:00-07:00E7-20119Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-10-12/pdf/E7-20119.pdfhttps://regulations.justia.com/regulations/fedreg/2007/10/12/E7-20118.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Limit the Use of FINRA's Name and Any Other Name Owned by FINRA and To Require Members and Persons Associated With a Member that Refer to their FINRA Membership on a Web site to Provide a Hyperlink to www.finra.org2007-10-12T00:00:00-07:002007-10-12T00:00:00-07:00E7-20118Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-10-12/pdf/E7-20118.pdfhttps://regulations.justia.com/regulations/fedreg/2007/10/12/E7-20117.htmlNotice - Joint Industry Plan; Notice of Filing of Joint Amendment No. 23 to the Intermarket Option Linkage Plan To Permit the Use of Linkage Prior to the Opening of Trading2007-10-12T00:00:00-07:002007-10-12T00:00:00-07:00E7-20117Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-10-12/pdf/E7-20117.pdfhttps://regulations.justia.com/regulations/fedreg/2007/10/12/E7-20116.htmlNotice - Joint Industry Plan; Notice of Filing of Joint Amendment No. 24 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Regarding Elimination of the Class Gate2007-10-12T00:00:00-07:002007-10-12T00:00:00-07:00E7-20116Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-10-12/pdf/E7-20116.pdfhttps://regulations.justia.com/regulations/fedreg/2007/10/12/E7-20081.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change Relating to the Establishment of the NASDAQ Options Market LLC2007-10-12T00:00:00-07:002007-10-12T00:00:00-07:00E7-20081Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-10-12/pdf/E7-20081.pdfhttps://regulations.justia.com/regulations/fedreg/2007/10/12/E7-20080.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE's Membership Rules As Applied To Statutory Disqualification Hearings2007-10-12T00:00:00-07:002007-10-12T00:00:00-07:00E7-20080Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-10-12/pdf/E7-20080.pdf