<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/10/09?registers=between Mon, 18 Aug 2025 06:03:04 -0700 Mon, 18 Aug 2025 06:03:04 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/10/09?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 2 Thereto Relating to Exchange Fees and Charges https://regulations.justia.com/regulations/fedreg/2007/10/09/E7-19765.html https://regulations.justia.com/regulations/fedreg/2007/10/09/E7-19765.html Tue, 09 Oct 2007 00:00:00 -0700 E7-19765 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-09/pdf/E7-19765.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the Initial Listing Standards for Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2007/10/09/E7-19764.html https://regulations.justia.com/regulations/fedreg/2007/10/09/E7-19764.html Tue, 09 Oct 2007 00:00:00 -0700 E7-19764 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-09/pdf/E7-19764.pdf Notice - JNF Advisors, Inc. and Northern Lights Variable Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/10/09/E7-19753.html https://regulations.justia.com/regulations/fedreg/2007/10/09/E7-19753.html Tue, 09 Oct 2007 00:00:00 -0700 E7-19753 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-09/pdf/E7-19753.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to the Listing and Trading of Shares of Eight Funds of the ProShares Trust Based on International Equity Indexes https://regulations.justia.com/regulations/fedreg/2007/10/09/E7-19752.html https://regulations.justia.com/regulations/fedreg/2007/10/09/E7-19752.html Tue, 09 Oct 2007 00:00:00 -0700 E7-19752 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-09/pdf/E7-19752.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Institute a Revised System of Payments to Specialist Firms https://regulations.justia.com/regulations/fedreg/2007/10/09/E7-19751.html https://regulations.justia.com/regulations/fedreg/2007/10/09/E7-19751.html Tue, 09 Oct 2007 00:00:00 -0700 E7-19751 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-09/pdf/E7-19751.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Exchange's Transaction Fees and Certain Trading Floor Fees https://regulations.justia.com/regulations/fedreg/2007/10/09/E7-19750.html https://regulations.justia.com/regulations/fedreg/2007/10/09/E7-19750.html Tue, 09 Oct 2007 00:00:00 -0700 E7-19750 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-09/pdf/E7-19750.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Temporary Waiver of the Specialist Marketing and Investor Education Fee for Specialists in Certain Listed Investment Company Units https://regulations.justia.com/regulations/fedreg/2007/10/09/E7-19749.html https://regulations.justia.com/regulations/fedreg/2007/10/09/E7-19749.html Tue, 09 Oct 2007 00:00:00 -0700 E7-19749 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-09/pdf/E7-19749.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rules 104(b) and 123D https://regulations.justia.com/regulations/fedreg/2007/10/09/E7-19748.html https://regulations.justia.com/regulations/fedreg/2007/10/09/E7-19748.html Tue, 09 Oct 2007 00:00:00 -0700 E7-19748 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-09/pdf/E7-19748.pdf Notice - In the Matter of Certain Companies Quoted on the Pink Sheets: Alliance Transcription Services, Inc., Prime Petroleum Group, Inc., T.W. Christian, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2007/10/09/07-4971.html https://regulations.justia.com/regulations/fedreg/2007/10/09/07-4971.html Tue, 09 Oct 2007 00:00:00 -0700 07-4971 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-09/pdf/07-4971.pdf