Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/10/04?limit=200®isters=between&mode=atom2024-12-22T18:52:08-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19639.htmlNotice - Vanguard STAR Funds, et al.; Notice of Application2007-10-04T00:00:00-07:002007-10-04T00:00:00-07:00E7-19639Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-10-04/pdf/E7-19639.pdfhttps://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19631.htmlNotice - Fidelity Rutland Square Trust, et al.2007-10-04T00:00:00-07:002007-10-04T00:00:00-07:00E7-19631Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-10-04/pdf/E7-19631.pdfhttps://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19630.htmlNotice - Van Eck Associates Corporation, et al.; Notice of Application2007-10-04T00:00:00-07:002007-10-04T00:00:00-07:00E7-19630Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-10-04/pdf/E7-19630.pdfhttps://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19593.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to the Reporting of Foreign Equity Securities to the Order Audit Trail System2007-10-04T00:00:00-07:002007-10-04T00:00:00-07:00E7-19593Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-10-04/pdf/E7-19593.pdfhttps://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19579.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402007-10-04T00:00:00-07:002007-10-04T00:00:00-07:00E7-19579Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-10-04/pdf/E7-19579.pdfhttps://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19559.htmlNotice - Self-Regulatory Organizations; The Chicago Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Amend Its Bylaws to Confirm That an Exchange Director Cannot Participate in the Determination of Any Matter Involving an Issuer of a Security Listed or To Be Listed on the Exchange, if the Director is a Director, Officer, or Employee of the Issuer2007-10-04T00:00:00-07:002007-10-04T00:00:00-07:00E7-19559Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-10-04/pdf/E7-19559.pdfhttps://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19558.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Boston Stock Exchange, Inc; Chicago Board Options Exchange, Incorporated and International Securities Exchange, LLC: Notice of Filing of Proposed Rule Changes Relating to the Definition of a Complex Trade; NYSE Arca, Inc.: Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of a Complex Trade2007-10-04T00:00:00-07:002007-10-04T00:00:00-07:00E7-19558Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-10-04/pdf/E7-19558.pdfhttps://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19549.htmlNotice - Submission for OMB Review; Comment Request2007-10-04T00:00:00-07:002007-10-04T00:00:00-07:00E7-19549Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-10-04/pdf/E7-19549.pdfhttps://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19548.htmlNotice - Submission for OMB Review; Comment Request2007-10-04T00:00:00-07:002007-10-04T00:00:00-07:00E7-19548Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-10-04/pdf/E7-19548.pdfhttps://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19547.htmlNotice - Submission for OMB Review; Comment Request2007-10-04T00:00:00-07:002007-10-04T00:00:00-07:00E7-19547Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-10-04/pdf/E7-19547.pdfhttps://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19546.htmlNotice - Submission for OMB Review; Comment Request2007-10-04T00:00:00-07:002007-10-04T00:00:00-07:00E7-19546Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-10-04/pdf/E7-19546.pdf