Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/10/04?limit=200&registers=between&mode=atom 2024-12-22T18:52:08-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19639.html Notice - Vanguard STAR Funds, et al.; Notice of Application 2007-10-04T00:00:00-07:00 2007-10-04T00:00:00-07:00 E7-19639 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-04/pdf/E7-19639.pdf https://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19631.html Notice - Fidelity Rutland Square Trust, et al. 2007-10-04T00:00:00-07:00 2007-10-04T00:00:00-07:00 E7-19631 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-04/pdf/E7-19631.pdf https://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19630.html Notice - Van Eck Associates Corporation, et al.; Notice of Application 2007-10-04T00:00:00-07:00 2007-10-04T00:00:00-07:00 E7-19630 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-04/pdf/E7-19630.pdf https://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19593.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to the Reporting of Foreign Equity Securities to the Order Audit Trail System 2007-10-04T00:00:00-07:00 2007-10-04T00:00:00-07:00 E7-19593 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-04/pdf/E7-19593.pdf https://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19579.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2007-10-04T00:00:00-07:00 2007-10-04T00:00:00-07:00 E7-19579 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-04/pdf/E7-19579.pdf https://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19559.html Notice - Self-Regulatory Organizations; The Chicago Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Amend Its Bylaws to Confirm That an Exchange Director Cannot Participate in the Determination of Any Matter Involving an Issuer of a Security Listed or To Be Listed on the Exchange, if the Director is a Director, Officer, or Employee of the Issuer 2007-10-04T00:00:00-07:00 2007-10-04T00:00:00-07:00 E7-19559 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-04/pdf/E7-19559.pdf https://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19558.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Boston Stock Exchange, Inc; Chicago Board Options Exchange, Incorporated and International Securities Exchange, LLC: Notice of Filing of Proposed Rule Changes Relating to the Definition of a Complex Trade; NYSE Arca, Inc.: Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of a Complex Trade 2007-10-04T00:00:00-07:00 2007-10-04T00:00:00-07:00 E7-19558 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-04/pdf/E7-19558.pdf https://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19549.html Notice - Submission for OMB Review; Comment Request 2007-10-04T00:00:00-07:00 2007-10-04T00:00:00-07:00 E7-19549 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-04/pdf/E7-19549.pdf https://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19548.html Notice - Submission for OMB Review; Comment Request 2007-10-04T00:00:00-07:00 2007-10-04T00:00:00-07:00 E7-19548 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-04/pdf/E7-19548.pdf https://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19547.html Notice - Submission for OMB Review; Comment Request 2007-10-04T00:00:00-07:00 2007-10-04T00:00:00-07:00 E7-19547 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-04/pdf/E7-19547.pdf https://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19546.html Notice - Submission for OMB Review; Comment Request 2007-10-04T00:00:00-07:00 2007-10-04T00:00:00-07:00 E7-19546 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-04/pdf/E7-19546.pdf