<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/10/01?registers=between Tue, 19 Aug 2025 22:18:11 -0700 Tue, 19 Aug 2025 22:18:11 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/10/01?registers=between Notice - Order Cancelling the Registration of a Transfer Agent https://regulations.justia.com/regulations/fedreg/2007/10/01/E7-19291.html https://regulations.justia.com/regulations/fedreg/2007/10/01/E7-19291.html Mon, 01 Oct 2007 00:00:00 -0700 E7-19291 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-01/pdf/E7-19291.pdf Notice - Citi Investor Services, Inc. f/n/a The BISYS Group, Inc., et al.; Notice of Application and Temporary Order https://regulations.justia.com/regulations/fedreg/2007/10/01/E7-19282.html https://regulations.justia.com/regulations/fedreg/2007/10/01/E7-19282.html Mon, 01 Oct 2007 00:00:00 -0700 E7-19282 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-01/pdf/E7-19282.pdf Notice - MMA Praxis Mutual Funds, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/10/01/E7-19281.html https://regulations.justia.com/regulations/fedreg/2007/10/01/E7-19281.html Mon, 01 Oct 2007 00:00:00 -0700 E7-19281 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-01/pdf/E7-19281.pdf Notice - Public Company Accounting Oversight Board; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Inspections https://regulations.justia.com/regulations/fedreg/2007/10/01/E7-19275.html https://regulations.justia.com/regulations/fedreg/2007/10/01/E7-19275.html Mon, 01 Oct 2007 00:00:00 -0700 E7-19275 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-01/pdf/E7-19275.pdf Notice - Public Company Accounting Oversight Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adjusting Implementation Schedule of Rule 3523, Tax Services for Persons in Financial Reporting Oversight Roles https://regulations.justia.com/regulations/fedreg/2007/10/01/E7-19274.html https://regulations.justia.com/regulations/fedreg/2007/10/01/E7-19274.html Mon, 01 Oct 2007 00:00:00 -0700 E7-19274 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-01/pdf/E7-19274.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade Currency Trust Shares of Seven Currency Trusts Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2007/10/01/E7-19273.html https://regulations.justia.com/regulations/fedreg/2007/10/01/E7-19273.html Mon, 01 Oct 2007 00:00:00 -0700 E7-19273 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-01/pdf/E7-19273.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Deletion of Certain Rules That the Amex has Determined Are Obsolete, Outdated, or Unnecessary https://regulations.justia.com/regulations/fedreg/2007/10/01/E7-19272.html https://regulations.justia.com/regulations/fedreg/2007/10/01/E7-19272.html Mon, 01 Oct 2007 00:00:00 -0700 E7-19272 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-01/pdf/E7-19272.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.); Order Approving Proposed Rule Change Relating to Interpretative Material 9216, Violations Appropriate for Disposition Under Plan Pursuant to SEC Rule 19d-1(c)(2) https://regulations.justia.com/regulations/fedreg/2007/10/01/E7-19271.html https://regulations.justia.com/regulations/fedreg/2007/10/01/E7-19271.html Mon, 01 Oct 2007 00:00:00 -0700 E7-19271 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-01/pdf/E7-19271.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Changes in the Name and Investment Objective to the PowerShares DB Precious Metals Fund, the PowerShares DB Gold Fund, and the PowerShares DB Silver Fund https://regulations.justia.com/regulations/fedreg/2007/10/01/E7-19270.html https://regulations.justia.com/regulations/fedreg/2007/10/01/E7-19270.html Mon, 01 Oct 2007 00:00:00 -0700 E7-19270 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-01/pdf/E7-19270.pdf