<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/09?registers=between&min-day=1&max-day=30 Thu, 23 May 2024 04:33:12 -0700 Thu, 23 May 2024 04:33:12 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/09?registers=between&min-day=1&max-day=30 Proposed Rule - Interpretive Rule Under the Advisers Act Affecting Broker-Dealers https://regulations.justia.com/regulations/fedreg/2007/09/28/E7-19269.html https://regulations.justia.com/regulations/fedreg/2007/09/28/E7-19269.html Fri, 28 Sep 2007 00:00:00 -0700 E7-19269 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-09-28/pdf/E7-19269.pdf Rule - Temporary Rule Regarding Principal Trades With Certain Advisory Clients https://regulations.justia.com/regulations/fedreg/2007/09/28/E7-19191.html https://regulations.justia.com/regulations/fedreg/2007/09/28/E7-19191.html Fri, 28 Sep 2007 00:00:00 -0700 E7-19191 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-09-28/pdf/E7-19191.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/09/28/E7-19185.html https://regulations.justia.com/regulations/fedreg/2007/09/28/E7-19185.html Fri, 28 Sep 2007 00:00:00 -0700 E7-19185 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-28/pdf/E7-19185.pdf Notice - Securities Exchange Act of 1934; Order Granting Registration of Standard & Poor's Ratings Services as a Nationally Recognized Statistical Rating Organization https://regulations.justia.com/regulations/fedreg/2007/09/28/E7-19175.html https://regulations.justia.com/regulations/fedreg/2007/09/28/E7-19175.html Fri, 28 Sep 2007 00:00:00 -0700 E7-19175 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-28/pdf/E7-19175.pdf Notice - Securities Exchange Act of 1934; Order Granting Registration of Japan Credit Rating Agency, LTD., as a Nationally Recognized Statistical Rating Organization https://regulations.justia.com/regulations/fedreg/2007/09/28/E7-19174.html https://regulations.justia.com/regulations/fedreg/2007/09/28/E7-19174.html Fri, 28 Sep 2007 00:00:00 -0700 E7-19174 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-28/pdf/E7-19174.pdf Notice - Securities Exchange Act of 1934; Order Granting Registration of Rating and Investment Information, Inc., as a Nationally Recognized Statistical Rating Organization https://regulations.justia.com/regulations/fedreg/2007/09/28/E7-19173.html https://regulations.justia.com/regulations/fedreg/2007/09/28/E7-19173.html Fri, 28 Sep 2007 00:00:00 -0700 E7-19173 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-28/pdf/E7-19173.pdf Notice - Securities Exchange Act of 1934; Order Granting Registration of Moody's Investors Service, Inc. as a Nationally Recognized Statistical Rating Organization https://regulations.justia.com/regulations/fedreg/2007/09/28/E7-19172.html https://regulations.justia.com/regulations/fedreg/2007/09/28/E7-19172.html Fri, 28 Sep 2007 00:00:00 -0700 E7-19172 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-28/pdf/E7-19172.pdf Notice - Securities Exchange Act of 1934; Order Granting Registration of Fitch, Inc. as a Nationally Recognized Statistical Rating Organization https://regulations.justia.com/regulations/fedreg/2007/09/28/E7-19171.html https://regulations.justia.com/regulations/fedreg/2007/09/28/E7-19171.html Fri, 28 Sep 2007 00:00:00 -0700 E7-19171 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-28/pdf/E7-19171.pdf Notice - Securities Exchange Act Of 1934; Order Granting Registration Of DBRS Limited As A Nationally Recognized Statistical Rating Organization https://regulations.justia.com/regulations/fedreg/2007/09/28/E7-19170.html https://regulations.justia.com/regulations/fedreg/2007/09/28/E7-19170.html Fri, 28 Sep 2007 00:00:00 -0700 E7-19170 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-28/pdf/E7-19170.pdf Notice - Securities Exchange Act of 1934; Order Granting Registration of A.M. Best Company, Inc. as a Nationally Recognized Statistical Rating Organization https://regulations.justia.com/regulations/fedreg/2007/09/28/E7-19169.html https://regulations.justia.com/regulations/fedreg/2007/09/28/E7-19169.html Fri, 28 Sep 2007 00:00:00 -0700 E7-19169 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-28/pdf/E7-19169.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Commence a One Year Pilot Program Relating to a Quote Mitigation Plan for Competitive Market Makers https://regulations.justia.com/regulations/fedreg/2007/09/28/E7-19165.html https://regulations.justia.com/regulations/fedreg/2007/09/28/E7-19165.html Fri, 28 Sep 2007 00:00:00 -0700 E7-19165 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-28/pdf/E7-19165.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PrecISE Fees https://regulations.justia.com/regulations/fedreg/2007/09/28/E7-19164.html https://regulations.justia.com/regulations/fedreg/2007/09/28/E7-19164.html Fri, 28 Sep 2007 00:00:00 -0700 E7-19164 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-28/pdf/E7-19164.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Require That the AEMI Trading Platform Function To Assure Compliance With the Exchange's Priority and Parity Rules https://regulations.justia.com/regulations/fedreg/2007/09/28/E7-19163.html https://regulations.justia.com/regulations/fedreg/2007/09/28/E7-19163.html Fri, 28 Sep 2007 00:00:00 -0700 E7-19163 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-28/pdf/E7-19163.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Obvious Error Rules https://regulations.justia.com/regulations/fedreg/2007/09/28/E7-19162.html https://regulations.justia.com/regulations/fedreg/2007/09/28/E7-19162.html Fri, 28 Sep 2007 00:00:00 -0700 E7-19162 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-28/pdf/E7-19162.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Eliminate Position and Exercise Limits for Options on the Russell 2000 Index, and to Specify that Certain Reduced-Value Options on Broad-Based Security Indexes Have No Position and Exercise Limits https://regulations.justia.com/regulations/fedreg/2007/09/28/E7-19161.html https://regulations.justia.com/regulations/fedreg/2007/09/28/E7-19161.html Fri, 28 Sep 2007 00:00:00 -0700 E7-19161 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-28/pdf/E7-19161.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Quoting Obligations in Long Term Options https://regulations.justia.com/regulations/fedreg/2007/09/28/E7-19160.html https://regulations.justia.com/regulations/fedreg/2007/09/28/E7-19160.html Fri, 28 Sep 2007 00:00:00 -0700 E7-19160 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-28/pdf/E7-19160.pdf Notice - ProShares Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/09/28/E7-19149.html https://regulations.justia.com/regulations/fedreg/2007/09/28/E7-19149.html Fri, 28 Sep 2007 00:00:00 -0700 E7-19149 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-28/pdf/E7-19149.pdf Notice - WisdomTree Investments, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/09/28/E7-19148.html https://regulations.justia.com/regulations/fedreg/2007/09/28/E7-19148.html Fri, 28 Sep 2007 00:00:00 -0700 E7-19148 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-28/pdf/E7-19148.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Changes in the Functionality of the NASD/NYSE Trade Reporting Facility https://regulations.justia.com/regulations/fedreg/2007/09/27/E7-19091.html https://regulations.justia.com/regulations/fedreg/2007/09/27/E7-19091.html Thu, 27 Sep 2007 00:00:00 -0700 E7-19091 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-27/pdf/E7-19091.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Amending Its Obvious Error Rule for Equity Options https://regulations.justia.com/regulations/fedreg/2007/09/27/E7-19080.html https://regulations.justia.com/regulations/fedreg/2007/09/27/E7-19080.html Thu, 27 Sep 2007 00:00:00 -0700 E7-19080 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-27/pdf/E7-19080.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to CBOE Rules Governing Doing Business With the Public https://regulations.justia.com/regulations/fedreg/2007/09/27/E7-19079.html https://regulations.justia.com/regulations/fedreg/2007/09/27/E7-19079.html Thu, 27 Sep 2007 00:00:00 -0700 E7-19079 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-27/pdf/E7-19079.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Amendment to Rule A-3, on Membership on the Board https://regulations.justia.com/regulations/fedreg/2007/09/27/E7-19023.html https://regulations.justia.com/regulations/fedreg/2007/09/27/E7-19023.html Thu, 27 Sep 2007 00:00:00 -0700 E7-19023 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-27/pdf/E7-19023.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change to Standardize Certain Options Rules for Equity, Index, and ETF Options https://regulations.justia.com/regulations/fedreg/2007/09/27/E7-19022.html https://regulations.justia.com/regulations/fedreg/2007/09/27/E7-19022.html Thu, 27 Sep 2007 00:00:00 -0700 E7-19022 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-27/pdf/E7-19022.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to Binary Options https://regulations.justia.com/regulations/fedreg/2007/09/26/E7-18963.html https://regulations.justia.com/regulations/fedreg/2007/09/26/E7-18963.html Wed, 26 Sep 2007 00:00:00 -0700 E7-18963 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-26/pdf/E7-18963.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend NASD Rule 2711 and NYSE Rule 472 Regarding a Member's Disclosure and Supervisory Review Obligations When Distributing Third-Party Research https://regulations.justia.com/regulations/fedreg/2007/09/26/E7-18958.html https://regulations.justia.com/regulations/fedreg/2007/09/26/E7-18958.html Wed, 26 Sep 2007 00:00:00 -0700 E7-18958 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-26/pdf/E7-18958.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation of Amendments to Rule G-27 on Supervision https://regulations.justia.com/regulations/fedreg/2007/09/26/E7-18957.html https://regulations.justia.com/regulations/fedreg/2007/09/26/E7-18957.html Wed, 26 Sep 2007 00:00:00 -0700 E7-18957 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-26/pdf/E7-18957.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change and Amendment No. 2 Thereto, To Retroactively Modify Pricing for Nasdaq Members Using the Nasdaq Market Center https://regulations.justia.com/regulations/fedreg/2007/09/26/E7-18956.html https://regulations.justia.com/regulations/fedreg/2007/09/26/E7-18956.html Wed, 26 Sep 2007 00:00:00 -0700 E7-18956 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-26/pdf/E7-18956.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the Nasdaq Market Center https://regulations.justia.com/regulations/fedreg/2007/09/26/E7-18955.html https://regulations.justia.com/regulations/fedreg/2007/09/26/E7-18955.html Wed, 26 Sep 2007 00:00:00 -0700 E7-18955 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-26/pdf/E7-18955.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend an Exemption to NASD Rule 1050 and NYSE Rule Interpretation 344/02 for Certain Research Analysts Employed by a Member's Foreign Affiliate Who Contribute to the Preparation of a Member's Research Report https://regulations.justia.com/regulations/fedreg/2007/09/26/E7-18954.html https://regulations.justia.com/regulations/fedreg/2007/09/26/E7-18954.html Wed, 26 Sep 2007 00:00:00 -0700 E7-18954 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-26/pdf/E7-18954.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/09/26/E7-18920.html https://regulations.justia.com/regulations/fedreg/2007/09/26/E7-18920.html Wed, 26 Sep 2007 00:00:00 -0700 E7-18920 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-26/pdf/E7-18920.pdf Notice - In the Matter of Evolution Global Capital Partners, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2007/09/26/07-4760.html https://regulations.justia.com/regulations/fedreg/2007/09/26/07-4760.html Wed, 26 Sep 2007 00:00:00 -0700 07-4760 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-26/pdf/07-4760.pdf Notice - In the Matter of Biomaxx Systems, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2007/09/26/07-4759.html https://regulations.justia.com/regulations/fedreg/2007/09/26/07-4759.html Wed, 26 Sep 2007 00:00:00 -0700 07-4759 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-26/pdf/07-4759.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change, as Modified by Amendments No. 1, 2, 3, 4, 5, and 6 Thereto, Relating to the Listing and Trading of Shares of the Nuveen Commodities Income and Growth Fund https://regulations.justia.com/regulations/fedreg/2007/09/25/E7-18841.html https://regulations.justia.com/regulations/fedreg/2007/09/25/E7-18841.html Tue, 25 Sep 2007 00:00:00 -0700 E7-18841 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-25/pdf/E7-18841.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Appointment Costs for Options on the CBOE Russell 2000 Volatility Index and the CBOE Nasdaq-100 Volatility Index https://regulations.justia.com/regulations/fedreg/2007/09/25/E7-18834.html https://regulations.justia.com/regulations/fedreg/2007/09/25/E7-18834.html Tue, 25 Sep 2007 00:00:00 -0700 E7-18834 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-25/pdf/E7-18834.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to NYSE Rule 104.10 (“Dealings by Specialists”) https://regulations.justia.com/regulations/fedreg/2007/09/25/E7-18828.html https://regulations.justia.com/regulations/fedreg/2007/09/25/E7-18828.html Tue, 25 Sep 2007 00:00:00 -0700 E7-18828 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-25/pdf/E7-18828.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Allow As-of Fixed Income Trades To Be Processed in the Continuous Net Settlement System https://regulations.justia.com/regulations/fedreg/2007/09/25/E7-18825.html https://regulations.justia.com/regulations/fedreg/2007/09/25/E7-18825.html Tue, 25 Sep 2007 00:00:00 -0700 E7-18825 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-25/pdf/E7-18825.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change To Amend CBOE's Rule Pertaining to Verification Requests for Trade Reporting Minor Rule Violations https://regulations.justia.com/regulations/fedreg/2007/09/25/E7-18824.html https://regulations.justia.com/regulations/fedreg/2007/09/25/E7-18824.html Tue, 25 Sep 2007 00:00:00 -0700 E7-18824 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-25/pdf/E7-18824.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval to a Proposed Rule Change and Amendment No. 1 Thereto To Retroactively Amend Transaction Charges for Equities, ETFs, and Nasdaq UTP Securities https://regulations.justia.com/regulations/fedreg/2007/09/25/E7-18823.html https://regulations.justia.com/regulations/fedreg/2007/09/25/E7-18823.html Tue, 25 Sep 2007 00:00:00 -0700 E7-18823 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-25/pdf/E7-18823.pdf Notice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Amendments to Exchange Training and Examination Requirements https://regulations.justia.com/regulations/fedreg/2007/09/25/E7-18822.html https://regulations.justia.com/regulations/fedreg/2007/09/25/E7-18822.html Tue, 25 Sep 2007 00:00:00 -0700 E7-18822 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-25/pdf/E7-18822.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Elimination of Calculation Methodology From Generic Listing Standards https://regulations.justia.com/regulations/fedreg/2007/09/25/E7-18821.html https://regulations.justia.com/regulations/fedreg/2007/09/25/E7-18821.html Tue, 25 Sep 2007 00:00:00 -0700 E7-18821 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-25/pdf/E7-18821.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2007/09/25/E7-18820.html https://regulations.justia.com/regulations/fedreg/2007/09/25/E7-18820.html Tue, 25 Sep 2007 00:00:00 -0700 E7-18820 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-25/pdf/E7-18820.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Amend Fees for the Entry of Good Till Cancelled or Good Till Date Orders https://regulations.justia.com/regulations/fedreg/2007/09/25/E7-18819.html https://regulations.justia.com/regulations/fedreg/2007/09/25/E7-18819.html Tue, 25 Sep 2007 00:00:00 -0700 E7-18819 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-25/pdf/E7-18819.pdf Notice - In the Matter of Plasticon International Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2007/09/25/07-4731.html https://regulations.justia.com/regulations/fedreg/2007/09/25/07-4731.html Tue, 25 Sep 2007 00:00:00 -0700 07-4731 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-25/pdf/07-4731.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Tto Amend the Fee Charged to Member Organizations for Maintenance of Exchange-Issued Cellular Phones https://regulations.justia.com/regulations/fedreg/2007/09/24/E7-18766.html https://regulations.justia.com/regulations/fedreg/2007/09/24/E7-18766.html Mon, 24 Sep 2007 00:00:00 -0700 E7-18766 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-24/pdf/E7-18766.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Continuation of Temporary Membership Status From and After Commission Approval of a Pending Rule Interpretation Concerning Exercise Right Eligibility https://regulations.justia.com/regulations/fedreg/2007/09/24/E7-18730.html https://regulations.justia.com/regulations/fedreg/2007/09/24/E7-18730.html Mon, 24 Sep 2007 00:00:00 -0700 E7-18730 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-24/pdf/E7-18730.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to $1 Strikes for VXD and VXN Options and $1 Strikes for RVX, VIX, VXD and VXN LEAPs https://regulations.justia.com/regulations/fedreg/2007/09/24/E7-18729.html https://regulations.justia.com/regulations/fedreg/2007/09/24/E7-18729.html Mon, 24 Sep 2007 00:00:00 -0700 E7-18729 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-24/pdf/E7-18729.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Retire Two Existing Pilot Programs that Permit the Exchange To list Options on the Vanguard Emerging Markets Exchange Traded Fund and the iShares MSCI Emerging Markets Index Fund https://regulations.justia.com/regulations/fedreg/2007/09/24/E7-18728.html https://regulations.justia.com/regulations/fedreg/2007/09/24/E7-18728.html Mon, 24 Sep 2007 00:00:00 -0700 E7-18728 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-24/pdf/E7-18728.pdf Notice - Self-Regulatory Organizations; American Stock Exchange, LLC; Order Approving a Proposed Rule Change To Establish a New Class of Off-Floor Market Makers in ETFs and Equities Called Designated Amex Remote Traders https://regulations.justia.com/regulations/fedreg/2007/09/24/E7-18727.html https://regulations.justia.com/regulations/fedreg/2007/09/24/E7-18727.html Mon, 24 Sep 2007 00:00:00 -0700 E7-18727 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-24/pdf/E7-18727.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2007/09/21/E7-18721.html https://regulations.justia.com/regulations/fedreg/2007/09/21/E7-18721.html Fri, 21 Sep 2007 00:00:00 -0700 E7-18721 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-21/pdf/E7-18721.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/09/21/E7-18687.html https://regulations.justia.com/regulations/fedreg/2007/09/21/E7-18687.html Fri, 21 Sep 2007 00:00:00 -0700 E7-18687 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-21/pdf/E7-18687.pdf