Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/09/25?limit=200&registers=between&mode=atom 2025-01-05T04:11:52-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/09/25/E7-18841.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change, as Modified by Amendments No. 1, 2, 3, 4, 5, and 6 Thereto, Relating to the Listing and Trading of Shares of the Nuveen Commodities Income and Growth Fund 2007-09-25T00:00:00-07:00 2007-09-25T00:00:00-07:00 E7-18841 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-25/pdf/E7-18841.pdf https://regulations.justia.com/regulations/fedreg/2007/09/25/E7-18834.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Appointment Costs for Options on the CBOE Russell 2000 Volatility Index and the CBOE Nasdaq-100 Volatility Index 2007-09-25T00:00:00-07:00 2007-09-25T00:00:00-07:00 E7-18834 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-25/pdf/E7-18834.pdf https://regulations.justia.com/regulations/fedreg/2007/09/25/E7-18828.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to NYSE Rule 104.10 (“Dealings by Specialists”) 2007-09-25T00:00:00-07:00 2007-09-25T00:00:00-07:00 E7-18828 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-25/pdf/E7-18828.pdf https://regulations.justia.com/regulations/fedreg/2007/09/25/E7-18825.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Allow As-of Fixed Income Trades To Be Processed in the Continuous Net Settlement System 2007-09-25T00:00:00-07:00 2007-09-25T00:00:00-07:00 E7-18825 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-25/pdf/E7-18825.pdf https://regulations.justia.com/regulations/fedreg/2007/09/25/E7-18824.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change To Amend CBOE's Rule Pertaining to Verification Requests for Trade Reporting Minor Rule Violations 2007-09-25T00:00:00-07:00 2007-09-25T00:00:00-07:00 E7-18824 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-25/pdf/E7-18824.pdf https://regulations.justia.com/regulations/fedreg/2007/09/25/E7-18823.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval to a Proposed Rule Change and Amendment No. 1 Thereto To Retroactively Amend Transaction Charges for Equities, ETFs, and Nasdaq UTP Securities 2007-09-25T00:00:00-07:00 2007-09-25T00:00:00-07:00 E7-18823 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-25/pdf/E7-18823.pdf https://regulations.justia.com/regulations/fedreg/2007/09/25/E7-18822.html Notice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Amendments to Exchange Training and Examination Requirements 2007-09-25T00:00:00-07:00 2007-09-25T00:00:00-07:00 E7-18822 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-25/pdf/E7-18822.pdf https://regulations.justia.com/regulations/fedreg/2007/09/25/E7-18821.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Elimination of Calculation Methodology From Generic Listing Standards 2007-09-25T00:00:00-07:00 2007-09-25T00:00:00-07:00 E7-18821 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-25/pdf/E7-18821.pdf https://regulations.justia.com/regulations/fedreg/2007/09/25/E7-18820.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes 2007-09-25T00:00:00-07:00 2007-09-25T00:00:00-07:00 E7-18820 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-25/pdf/E7-18820.pdf https://regulations.justia.com/regulations/fedreg/2007/09/25/E7-18819.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Amend Fees for the Entry of Good Till Cancelled or Good Till Date Orders 2007-09-25T00:00:00-07:00 2007-09-25T00:00:00-07:00 E7-18819 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-25/pdf/E7-18819.pdf https://regulations.justia.com/regulations/fedreg/2007/09/25/07-4731.html Notice - In the Matter of Plasticon International Inc.; Order of Suspension of Trading 2007-09-25T00:00:00-07:00 2007-09-25T00:00:00-07:00 07-4731 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-25/pdf/07-4731.pdf