Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/08?limit=200®isters=between&min-day=1&max-day=31&mode=atom2024-05-22T21:43:24-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2007/08/31/E7-17376.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Expand the Trading Hours of Certain Exchange-Traded Funds2007-08-31T00:00:00-07:002007-08-31T00:00:00-07:00E7-17376Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-31/pdf/E7-17376.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/31/E7-17355.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Options on the iShares Emerging Markets Index Fund for a Six Month Pilot Program2007-08-31T00:00:00-07:002007-08-31T00:00:00-07:00E7-17355Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-31/pdf/E7-17355.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/31/E7-17354.htmlNotice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing of Proposed Rule Change Modifying the Options Listing Criteria for Underlying Securities2007-08-31T00:00:00-07:002007-08-31T00:00:00-07:00E7-17354Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-31/pdf/E7-17354.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/31/E7-17353.htmlNotice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Establish a Fee on a Listed Company That Changes Its Corporate Name or Ticker Symbol2007-08-31T00:00:00-07:002007-08-31T00:00:00-07:00E7-17353Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-31/pdf/E7-17353.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/31/E7-17274.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the Fill-or-Kill Order Type2007-08-31T00:00:00-07:002007-08-31T00:00:00-07:00E7-17274Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-31/pdf/E7-17274.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/31/E7-17272.htmlNotice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Process for the Waiver, Deferral, or Rebate of Initial Listing Fees for Certain Securities That Transfer From Another National Securities Exchange2007-08-31T00:00:00-07:002007-08-31T00:00:00-07:00E7-17272Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-31/pdf/E7-17272.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/31/E7-17271.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASD Rules 4632C, 6130C and 61302007-08-31T00:00:00-07:002007-08-31T00:00:00-07:00E7-17271Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-31/pdf/E7-17271.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/31/E7-17228.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Amendment of Its Rules in Light of Amendments to SEC Rule 10a-1 and Regulation SHO2007-08-31T00:00:00-07:002007-08-31T00:00:00-07:00E7-17228Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-31/pdf/E7-17228.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/30/E7-17175.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Require Certain Companies to Notify Nasdaq About Any Quarterly Change in the Number of Outstanding Shares2007-08-30T00:00:00-07:002007-08-30T00:00:00-07:00E7-17175Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-30/pdf/E7-17175.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/30/E7-17174.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 2, and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment Nos. 1 and 2, To Allow the Use of a Company's Web Site To Distribute an Annual Report and Meet Other Nasdaq Listing Requirements2007-08-30T00:00:00-07:002007-08-30T00:00:00-07:00E7-17174Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-30/pdf/E7-17174.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/30/E7-17167.htmlNotice - Sunshine Act Meeting2007-08-30T00:00:00-07:002007-08-30T00:00:00-07:00E7-17167Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-30/pdf/E7-17167.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/30/E7-17166.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.); Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASD Rule 7002B To Establish Fees for the Transfer of Transaction Fees Through the NASD/Nasdaq Trade Reporting Facility2007-08-30T00:00:00-07:002007-08-30T00:00:00-07:00E7-17166Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-30/pdf/E7-17166.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/30/E7-17165.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Related to FLEX Options Trading2007-08-30T00:00:00-07:002007-08-30T00:00:00-07:00E7-17165Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-30/pdf/E7-17165.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/30/E7-17163.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE's Rules Related to Credit Default Basket Options2007-08-30T00:00:00-07:002007-08-30T00:00:00-07:00E7-17163Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-30/pdf/E7-17163.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/30/E7-17162.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving a Proposed Rule Change Relating to ISEE Select Market Data Fees2007-08-30T00:00:00-07:002007-08-30T00:00:00-07:00E7-17162Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-30/pdf/E7-17162.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/29/E7-17082.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to an Extension of the Options Penny Quoting Pilot Program2007-08-29T00:00:00-07:002007-08-29T00:00:00-07:00E7-17082Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-29/pdf/E7-17082.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/29/E7-17081.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to an Extension of the Penny Pilot Program2007-08-29T00:00:00-07:002007-08-29T00:00:00-07:00E7-17081Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-29/pdf/E7-17081.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/29/E7-17080.htmlNotice - Consolidated Tape Association; Order Approving the Ninth Charges Amendment to the Second Restatement of the Consolidated Tape Association Plan2007-08-29T00:00:00-07:002007-08-29T00:00:00-07:00E7-17080Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-29/pdf/E7-17080.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/29/E7-17079.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Amend its Rule Regarding the Hybrid Opening System Opening Rotations2007-08-29T00:00:00-07:002007-08-29T00:00:00-07:00E7-17079Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-29/pdf/E7-17079.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/29/E7-17078.htmlNotice - Proposed Collection; Comment Request2007-08-29T00:00:00-07:002007-08-29T00:00:00-07:00E7-17078Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-29/pdf/E7-17078.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/29/E7-17077.htmlNotice - Proposed Collection; Comment Request2007-08-29T00:00:00-07:002007-08-29T00:00:00-07:00E7-17077Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-29/pdf/E7-17077.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/29/E7-17076.htmlNotice - Allianz RCM Global EcoTrends Fund, et al.2007-08-29T00:00:00-07:002007-08-29T00:00:00-07:00E7-17076Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-29/pdf/E7-17076.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/28/E7-16959.htmlNotice - Hartford Life Insurance Company, et al.; Notice of Application2007-08-28T00:00:00-07:002007-08-28T00:00:00-07:00E7-16959Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-28/pdf/E7-16959.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/28/E7-16958.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Resume Interbank Clearing for the General Collateral Finance Repo Service2007-08-28T00:00:00-07:002007-08-28T00:00:00-07:00E7-16958Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-28/pdf/E7-16958.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/28/E7-16957.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Relating to Conforming Amendments Involving the Deletion of Rule 10a-1 Under the Securities Exchange Act of 19342007-08-28T00:00:00-07:002007-08-28T00:00:00-07:00E7-16957Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-28/pdf/E7-16957.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/28/E7-16956.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges2007-08-28T00:00:00-07:002007-08-28T00:00:00-07:00E7-16956Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-28/pdf/E7-16956.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/28/E7-16955.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.); Notice of Filing of Proposed Rule Change To Amend the Minimum Price-Improvement Standards Set Forth in NASD IM 2110-2, Trading Ahead of Customer Limit Order2007-08-28T00:00:00-07:002007-08-28T00:00:00-07:00E7-16955Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-28/pdf/E7-16955.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/28/E7-16908.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending Fees for the Entry of Mid-Point Passive Liquidity or Primary Sweep Orders2007-08-28T00:00:00-07:002007-08-28T00:00:00-07:00E7-16908Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-28/pdf/E7-16908.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/27/E7-16880.htmlNotice - Submission for OMB Review; Comment Request2007-08-27T00:00:00-07:002007-08-27T00:00:00-07:00E7-16880Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-27/pdf/E7-16880.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/27/E7-16879.htmlNotice - Self-Regulatory Organization; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Provide Additional Transparency To How Nasdaq Applies Its Public Interest Authority2007-08-27T00:00:00-07:002007-08-27T00:00:00-07:00E7-16879Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-27/pdf/E7-16879.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/27/E7-16839.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to Credit Default Basket Options2007-08-27T00:00:00-07:002007-08-27T00:00:00-07:00E7-16839Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-27/pdf/E7-16839.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/27/E7-16838.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Modify Provisions Relating to Cross With Yield Orders2007-08-27T00:00:00-07:002007-08-27T00:00:00-07:00E7-16838Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-27/pdf/E7-16838.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/27/E7-16837.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adjust the Earnings of Companies for Purposes of its Earnings Standard by Reversing the Income Statement Effects of Changes in Fair Value of Financial Instruments Extinguished at the Time of Listing on a Six Month Pilot Basis2007-08-27T00:00:00-07:002007-08-27T00:00:00-07:00E7-16837Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-27/pdf/E7-16837.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/27/E7-16836.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Exchange's Marketing Fee Program2007-08-27T00:00:00-07:002007-08-27T00:00:00-07:00E7-16836Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-27/pdf/E7-16836.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/27/E7-16833.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change as Modified by Amendment No. 1 Thereto To Codify Pre-Existing Practices and To Amend and Supplement Rule 24.92007-08-27T00:00:00-07:002007-08-27T00:00:00-07:00E7-16833Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-27/pdf/E7-16833.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/27/07-4200.htmlNotice - In the Matter of Environmental Safeguards, Inc., Garden Botanika, Inc., Northwestern Steel & Wire Co., Paul Harris Stores, Inc., Ultra Motorcycle Co., UStel, Inc., and Yarc Systems Corp.; Order of Suspension of Trading2007-08-27T00:00:00-07:002007-08-27T00:00:00-07:0007-4200Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-27/pdf/07-4200.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/24/Z7-13738.htmlRule - Extension of Interactive Data Voluntary Reporting Program on the Edgar System To Include Mutual Fund Risk/Return Summary Information2007-08-24T00:00:00-07:002007-08-24T00:00:00-07:00Z7-13738Rulehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-24/pdf/Z7-13738.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16772.htmlNotice - Discussion Paper for Consideration by the SEC Advisory Committee on Improvements to Financial Reporting2007-08-24T00:00:00-07:002007-08-24T00:00:00-07:00E7-16772Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-24/pdf/E7-16772.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16763.htmlNotice - American International Group, Inc., et al.; Temporary Order and Notice of Application2007-08-24T00:00:00-07:002007-08-24T00:00:00-07:00E7-16763Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-24/pdf/E7-16763.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16762.htmlNotice - Investment Company Act of 1940; In the Matter of Healthshares, Inc., Xshares Advisors LLC (Formerly, X-Shares Advisors, LLC), XShares Group LLC (Formerly, Ferghana-Wellspring, LLC) and TDAX Funds, Inc.; 420 Lexington Avenue, Suite 2550, New York, NY 10170 (812-13358)2007-08-24T00:00:00-07:002007-08-24T00:00:00-07:00E7-16762Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-24/pdf/E7-16762.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16761.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.); Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NASD Rule 3013 and Accompanying Interpretive Material 30132007-08-24T00:00:00-07:002007-08-24T00:00:00-07:00E7-16761Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-24/pdf/E7-16761.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16760.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to the Extension and Expansion of a Pilot Program To Quote and Trade Certain Option Series in Increments of $0.012007-08-24T00:00:00-07:002007-08-24T00:00:00-07:00E7-16760Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-24/pdf/E7-16760.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16759.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to NYSE Arca Rule 6.72 and the Penny Pilot for Options Trading2007-08-24T00:00:00-07:002007-08-24T00:00:00-07:00E7-16759Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-24/pdf/E7-16759.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16758.htmlNotice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.); Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Certain Rules in Light of Amendments to SEC Rule 10a-1 and Regulation SHO2007-08-24T00:00:00-07:002007-08-24T00:00:00-07:00E7-16758Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-24/pdf/E7-16758.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16757.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Elimination of the Short Sale “tick” and Price Tests2007-08-24T00:00:00-07:002007-08-24T00:00:00-07:00E7-16757Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-24/pdf/E7-16757.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16756.htmlNotice - Self-Regulatory Organizations; The Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Amend Its Bylaws To Prevent Exchange Director From Participating in the Determination of Any Matter Involving an Issuer of a Security Listed or To Be Listed on the Exchange if the Director Is a Director, Officer, or Employee of the Issuer2007-08-24T00:00:00-07:002007-08-24T00:00:00-07:00E7-16756Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-24/pdf/E7-16756.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16755.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Market Access Providers2007-08-24T00:00:00-07:002007-08-24T00:00:00-07:00E7-16755Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-24/pdf/E7-16755.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16754.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading Sessions on XLE2007-08-24T00:00:00-07:002007-08-24T00:00:00-07:00E7-16754Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-24/pdf/E7-16754.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16753.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Amend CBOE Rules relating to the Appointment Cost for Options on the Nasdaq-100 Index Tracking Stock2007-08-24T00:00:00-07:002007-08-24T00:00:00-07:00E7-16753Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-24/pdf/E7-16753.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16752.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Order Granting Approval of a Proposed Rule Change Relating to a Policy Statement on the Eligibility of Foreign Securities2007-08-24T00:00:00-07:002007-08-24T00:00:00-07:00E7-16752Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-24/pdf/E7-16752.pdf