Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/08/31?limit=200®isters=between&mode=atom2024-12-22T22:57:21-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2007/08/31/E7-17376.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Expand the Trading Hours of Certain Exchange-Traded Funds2007-08-31T00:00:00-07:002007-08-31T00:00:00-07:00E7-17376Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-31/pdf/E7-17376.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/31/E7-17355.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Options on the iShares Emerging Markets Index Fund for a Six Month Pilot Program2007-08-31T00:00:00-07:002007-08-31T00:00:00-07:00E7-17355Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-31/pdf/E7-17355.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/31/E7-17354.htmlNotice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing of Proposed Rule Change Modifying the Options Listing Criteria for Underlying Securities2007-08-31T00:00:00-07:002007-08-31T00:00:00-07:00E7-17354Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-31/pdf/E7-17354.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/31/E7-17353.htmlNotice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Establish a Fee on a Listed Company That Changes Its Corporate Name or Ticker Symbol2007-08-31T00:00:00-07:002007-08-31T00:00:00-07:00E7-17353Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-31/pdf/E7-17353.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/31/E7-17274.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the Fill-or-Kill Order Type2007-08-31T00:00:00-07:002007-08-31T00:00:00-07:00E7-17274Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-31/pdf/E7-17274.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/31/E7-17272.htmlNotice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Process for the Waiver, Deferral, or Rebate of Initial Listing Fees for Certain Securities That Transfer From Another National Securities Exchange2007-08-31T00:00:00-07:002007-08-31T00:00:00-07:00E7-17272Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-31/pdf/E7-17272.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/31/E7-17271.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASD Rules 4632C, 6130C and 61302007-08-31T00:00:00-07:002007-08-31T00:00:00-07:00E7-17271Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-31/pdf/E7-17271.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/31/E7-17228.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Amendment of Its Rules in Light of Amendments to SEC Rule 10a-1 and Regulation SHO2007-08-31T00:00:00-07:002007-08-31T00:00:00-07:00E7-17228Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-31/pdf/E7-17228.pdf