<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/08/24?registers=between Thu, 14 Aug 2025 12:22:40 -0700 Thu, 14 Aug 2025 12:22:40 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/08/24?registers=between Rule - Extension of Interactive Data Voluntary Reporting Program on the Edgar System To Include Mutual Fund Risk/Return Summary Information https://regulations.justia.com/regulations/fedreg/2007/08/24/Z7-13738.html https://regulations.justia.com/regulations/fedreg/2007/08/24/Z7-13738.html Fri, 24 Aug 2007 00:00:00 -0700 Z7-13738 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-08-24/pdf/Z7-13738.pdf Notice - Discussion Paper for Consideration by the SEC Advisory Committee on Improvements to Financial Reporting https://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16772.html https://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16772.html Fri, 24 Aug 2007 00:00:00 -0700 E7-16772 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-24/pdf/E7-16772.pdf Notice - American International Group, Inc., et al.; Temporary Order and Notice of Application https://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16763.html https://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16763.html Fri, 24 Aug 2007 00:00:00 -0700 E7-16763 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-24/pdf/E7-16763.pdf Notice - Investment Company Act of 1940; In the Matter of Healthshares, Inc., Xshares Advisors LLC (Formerly, X-Shares Advisors, LLC), XShares Group LLC (Formerly, Ferghana-Wellspring, LLC) and TDAX Funds, Inc.; 420 Lexington Avenue, Suite 2550, New York, NY 10170 (812-13358) https://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16762.html https://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16762.html Fri, 24 Aug 2007 00:00:00 -0700 E7-16762 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-24/pdf/E7-16762.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.); Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NASD Rule 3013 and Accompanying Interpretive Material 3013 https://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16761.html https://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16761.html Fri, 24 Aug 2007 00:00:00 -0700 E7-16761 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-24/pdf/E7-16761.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to the Extension and Expansion of a Pilot Program To Quote and Trade Certain Option Series in Increments of $0.01 https://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16760.html https://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16760.html Fri, 24 Aug 2007 00:00:00 -0700 E7-16760 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-24/pdf/E7-16760.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to NYSE Arca Rule 6.72 and the Penny Pilot for Options Trading https://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16759.html https://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16759.html Fri, 24 Aug 2007 00:00:00 -0700 E7-16759 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-24/pdf/E7-16759.pdf Notice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.); Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Certain Rules in Light of Amendments to SEC Rule 10a-1 and Regulation SHO https://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16758.html https://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16758.html Fri, 24 Aug 2007 00:00:00 -0700 E7-16758 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-24/pdf/E7-16758.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Elimination of the Short Sale “tick” and Price Tests https://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16757.html https://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16757.html Fri, 24 Aug 2007 00:00:00 -0700 E7-16757 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-24/pdf/E7-16757.pdf Notice - Self-Regulatory Organizations; The Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Amend Its Bylaws To Prevent Exchange Director From Participating in the Determination of Any Matter Involving an Issuer of a Security Listed or To Be Listed on the Exchange if the Director Is a Director, Officer, or Employee of the Issuer https://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16756.html https://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16756.html Fri, 24 Aug 2007 00:00:00 -0700 E7-16756 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-24/pdf/E7-16756.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Market Access Providers https://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16755.html https://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16755.html Fri, 24 Aug 2007 00:00:00 -0700 E7-16755 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-24/pdf/E7-16755.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading Sessions on XLE https://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16754.html https://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16754.html Fri, 24 Aug 2007 00:00:00 -0700 E7-16754 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-24/pdf/E7-16754.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Amend CBOE Rules relating to the Appointment Cost for Options on the Nasdaq-100 Index Tracking Stock https://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16753.html https://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16753.html Fri, 24 Aug 2007 00:00:00 -0700 E7-16753 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-24/pdf/E7-16753.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Granting Approval of a Proposed Rule Change Relating to a Policy Statement on the Eligibility of Foreign Securities https://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16752.html https://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16752.html Fri, 24 Aug 2007 00:00:00 -0700 E7-16752 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-24/pdf/E7-16752.pdf