<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/08/09?registers=between Wed, 13 Aug 2025 14:04:38 -0700 Wed, 13 Aug 2025 14:04:38 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/08/09?registers=between Rule - Definition of the Term Significant Deficiency https://regulations.justia.com/regulations/fedreg/2007/08/09/E7-15556.html https://regulations.justia.com/regulations/fedreg/2007/08/09/E7-15556.html Thu, 09 Aug 2007 00:00:00 -0700 E7-15556 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-08-09/pdf/E7-15556.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Exchange Fees and Charges https://regulations.justia.com/regulations/fedreg/2007/08/09/E7-15552.html https://regulations.justia.com/regulations/fedreg/2007/08/09/E7-15552.html Thu, 09 Aug 2007 00:00:00 -0700 E7-15552 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-09/pdf/E7-15552.pdf Notice - Self-Regulatory Organizations: Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to the Reporting of Foreign Equity Securities to the Order Audit Trail System https://regulations.justia.com/regulations/fedreg/2007/08/09/E7-15551.html https://regulations.justia.com/regulations/fedreg/2007/08/09/E7-15551.html Thu, 09 Aug 2007 00:00:00 -0700 E7-15551 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-09/pdf/E7-15551.pdf Notice - Sentinel Variable Products Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/08/09/E7-15550.html https://regulations.justia.com/regulations/fedreg/2007/08/09/E7-15550.html Thu, 09 Aug 2007 00:00:00 -0700 E7-15550 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-09/pdf/E7-15550.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to a Quote Mitigation Plan for Competitive Market Makers https://regulations.justia.com/regulations/fedreg/2007/08/09/E7-15549.html https://regulations.justia.com/regulations/fedreg/2007/08/09/E7-15549.html Thu, 09 Aug 2007 00:00:00 -0700 E7-15549 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-09/pdf/E7-15549.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change To Establish New Procedures To Follow When Trading Halts on the Primary Market for the Underlying Security https://regulations.justia.com/regulations/fedreg/2007/08/09/E7-15548.html https://regulations.justia.com/regulations/fedreg/2007/08/09/E7-15548.html Thu, 09 Aug 2007 00:00:00 -0700 E7-15548 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-09/pdf/E7-15548.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status Access Fee https://regulations.justia.com/regulations/fedreg/2007/08/09/E7-15547.html https://regulations.justia.com/regulations/fedreg/2007/08/09/E7-15547.html Thu, 09 Aug 2007 00:00:00 -0700 E7-15547 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-09/pdf/E7-15547.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Exclude from Its Earnings Standard Gains or Losses From Extinguishment of Debt Prior to Maturity on a Six Month Pilot Basis https://regulations.justia.com/regulations/fedreg/2007/08/09/E7-15546.html https://regulations.justia.com/regulations/fedreg/2007/08/09/E7-15546.html Thu, 09 Aug 2007 00:00:00 -0700 E7-15546 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-09/pdf/E7-15546.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Amend the Existing Fee Schedule https://regulations.justia.com/regulations/fedreg/2007/08/09/E7-15545.html https://regulations.justia.com/regulations/fedreg/2007/08/09/E7-15545.html Thu, 09 Aug 2007 00:00:00 -0700 E7-15545 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-09/pdf/E7-15545.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Eliminate Position and Exercise Limits for Options on the Russell 2000 Index, and To Specify That Reduced-Value Options on Broad-Based Security Indexes for Which Full-Value Options Have No Position and Exercise Limits Similarly Have No Position and Exercise Limits https://regulations.justia.com/regulations/fedreg/2007/08/09/E7-15544.html https://regulations.justia.com/regulations/fedreg/2007/08/09/E7-15544.html Thu, 09 Aug 2007 00:00:00 -0700 E7-15544 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-09/pdf/E7-15544.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Amending Its Obvious Error Rule for Equity Options https://regulations.justia.com/regulations/fedreg/2007/08/09/E7-15543.html https://regulations.justia.com/regulations/fedreg/2007/08/09/E7-15543.html Thu, 09 Aug 2007 00:00:00 -0700 E7-15543 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-09/pdf/E7-15543.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule To Make Technical Changes To Update and Align Provisions With Current Practice https://regulations.justia.com/regulations/fedreg/2007/08/09/E7-15542.html https://regulations.justia.com/regulations/fedreg/2007/08/09/E7-15542.html Thu, 09 Aug 2007 00:00:00 -0700 E7-15542 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-09/pdf/E7-15542.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change Amending Preferred Stock Voting Rights https://regulations.justia.com/regulations/fedreg/2007/08/09/E7-15541.html https://regulations.justia.com/regulations/fedreg/2007/08/09/E7-15541.html Thu, 09 Aug 2007 00:00:00 -0700 E7-15541 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-09/pdf/E7-15541.pdf Rule - Prohibition of Fraud by Advisers to Certain Pooled Investment Vehicles https://regulations.justia.com/regulations/fedreg/2007/08/09/E7-15531.html https://regulations.justia.com/regulations/fedreg/2007/08/09/E7-15531.html Thu, 09 Aug 2007 00:00:00 -0700 E7-15531 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-08-09/pdf/E7-15531.pdf