<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/08/07?registers=between Thu, 21 Aug 2025 20:54:30 -0700 Thu, 21 Aug 2025 20:54:30 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/08/07?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Amend the Gross FOCUS Fee https://regulations.justia.com/regulations/fedreg/2007/08/07/E7-15313.html https://regulations.justia.com/regulations/fedreg/2007/08/07/E7-15313.html Tue, 07 Aug 2007 00:00:00 -0700 E7-15313 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-07/pdf/E7-15313.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Auction Only Limit Order Type https://regulations.justia.com/regulations/fedreg/2007/08/07/E7-15312.html https://regulations.justia.com/regulations/fedreg/2007/08/07/E7-15312.html Tue, 07 Aug 2007 00:00:00 -0700 E7-15312 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-07/pdf/E7-15312.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change as Modified by Amendment No. 1 Creating NASD Rule 1160 (Firm Contact Information) Regarding the Reporting and Annual Review of Designated Contact Information to NASD https://regulations.justia.com/regulations/fedreg/2007/08/07/E7-15311.html https://regulations.justia.com/regulations/fedreg/2007/08/07/E7-15311.html Tue, 07 Aug 2007 00:00:00 -0700 E7-15311 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-07/pdf/E7-15311.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Duration of CBOE Rule 6.45A(b) Pertaining to Orders Represented in Open Outcry https://regulations.justia.com/regulations/fedreg/2007/08/07/E7-15310.html https://regulations.justia.com/regulations/fedreg/2007/08/07/E7-15310.html Tue, 07 Aug 2007 00:00:00 -0700 E7-15310 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-07/pdf/E7-15310.pdf Notice - Lehman Brothers Asset Management, LLC., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/08/07/E7-15309.html https://regulations.justia.com/regulations/fedreg/2007/08/07/E7-15309.html Tue, 07 Aug 2007 00:00:00 -0700 E7-15309 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-07/pdf/E7-15309.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.); Notice of Filing of Proposed Rule Change Relating to Interpretative Material 9216, Violations Appropriate for Disposition Under Plan Pursuant to SEC Rule 19d-1(c)(2) https://regulations.justia.com/regulations/fedreg/2007/08/07/E7-15290.html https://regulations.justia.com/regulations/fedreg/2007/08/07/E7-15290.html Tue, 07 Aug 2007 00:00:00 -0700 E7-15290 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-07/pdf/E7-15290.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change as Modified by Amendments No. 1, 3, and 4 Thereto To Reestablish a Quotation and Trading System, The PORTAL® Market, for Securities That Are Designated by Nasdaq as PORTAL Securities https://regulations.justia.com/regulations/fedreg/2007/08/07/E7-15288.html https://regulations.justia.com/regulations/fedreg/2007/08/07/E7-15288.html Tue, 07 Aug 2007 00:00:00 -0700 E7-15288 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-07/pdf/E7-15288.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to NYSE Rule 2 (“Member,” “Membership,” “Member Firm,” etc.) https://regulations.justia.com/regulations/fedreg/2007/08/07/E7-15274.html https://regulations.justia.com/regulations/fedreg/2007/08/07/E7-15274.html Tue, 07 Aug 2007 00:00:00 -0700 E7-15274 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-07/pdf/E7-15274.pdf