<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/08/02?registers=between Tue, 19 Aug 2025 22:18:11 -0700 Tue, 19 Aug 2025 22:18:11 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/08/02?registers=between Notice - The BISYS Group, Inc., et al.; Temporary Order https://regulations.justia.com/regulations/fedreg/2007/08/02/E7-15022.html https://regulations.justia.com/regulations/fedreg/2007/08/02/E7-15022.html Thu, 02 Aug 2007 00:00:00 -0700 E7-15022 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-02/pdf/E7-15022.pdf Notice - HealthShares, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/08/02/E7-15021.html https://regulations.justia.com/regulations/fedreg/2007/08/02/E7-15021.html Thu, 02 Aug 2007 00:00:00 -0700 E7-15021 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-02/pdf/E7-15021.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change as Modified by Amendment Nos. 1, 2, 3, and 4 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 5 to Revise Rule 619 Pertaining to Subpoenas for the Production of Documents and Appearances of Witnesses https://regulations.justia.com/regulations/fedreg/2007/08/02/E7-14993.html https://regulations.justia.com/regulations/fedreg/2007/08/02/E7-14993.html Thu, 02 Aug 2007 00:00:00 -0700 E7-14993 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-02/pdf/E7-14993.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 6.86 https://regulations.justia.com/regulations/fedreg/2007/08/02/E7-14992.html https://regulations.justia.com/regulations/fedreg/2007/08/02/E7-14992.html Thu, 02 Aug 2007 00:00:00 -0700 E7-14992 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-02/pdf/E7-14992.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 thereto Relating to NYSE Arca Rule 6.72 and the Penny Pilot for Options Trading https://regulations.justia.com/regulations/fedreg/2007/08/02/E7-14991.html https://regulations.justia.com/regulations/fedreg/2007/08/02/E7-14991.html Thu, 02 Aug 2007 00:00:00 -0700 E7-14991 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-02/pdf/E7-14991.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC, Notice of Filing of Proposed Rule and Amendment No. 1 Relating to a Proposed New Rule on Notification of Fees https://regulations.justia.com/regulations/fedreg/2007/08/02/E7-14990.html https://regulations.justia.com/regulations/fedreg/2007/08/02/E7-14990.html Thu, 02 Aug 2007 00:00:00 -0700 E7-14990 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-02/pdf/E7-14990.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2007/08/02/E7-14916.html https://regulations.justia.com/regulations/fedreg/2007/08/02/E7-14916.html Thu, 02 Aug 2007 00:00:00 -0700 E7-14916 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-02/pdf/E7-14916.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2007/08/02/E7-14915.html https://regulations.justia.com/regulations/fedreg/2007/08/02/E7-14915.html Thu, 02 Aug 2007 00:00:00 -0700 E7-14915 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-02/pdf/E7-14915.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Rules 342(c) (“Offices-Approval, Supervision and Control”) and 343 (“Offices-Sole Tenancy, Hours, Display of Membership Certificates”) https://regulations.justia.com/regulations/fedreg/2007/08/02/E7-14914.html https://regulations.justia.com/regulations/fedreg/2007/08/02/E7-14914.html Thu, 02 Aug 2007 00:00:00 -0700 E7-14914 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-02/pdf/E7-14914.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2007/08/02/E7-14913.html https://regulations.justia.com/regulations/fedreg/2007/08/02/E7-14913.html Thu, 02 Aug 2007 00:00:00 -0700 E7-14913 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-02/pdf/E7-14913.pdf