<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/07/13?registers=between Sat, 19 Jul 2025 19:22:23 -0700 Sat, 19 Jul 2025 19:22:23 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/07/13?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 97, Limitation on Members' Trading Because of Block Positioning https://regulations.justia.com/regulations/fedreg/2007/07/13/E7-13593.html https://regulations.justia.com/regulations/fedreg/2007/07/13/E7-13593.html Fri, 13 Jul 2007 00:00:00 -0700 E7-13593 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-13/pdf/E7-13593.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees https://regulations.justia.com/regulations/fedreg/2007/07/13/E7-13592.html https://regulations.justia.com/regulations/fedreg/2007/07/13/E7-13592.html Fri, 13 Jul 2007 00:00:00 -0700 E7-13592 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-13/pdf/E7-13592.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of a Proposed Rule Change Relating to Three-Characters Ticker Symbols https://regulations.justia.com/regulations/fedreg/2007/07/13/E7-13578.html https://regulations.justia.com/regulations/fedreg/2007/07/13/E7-13578.html Fri, 13 Jul 2007 00:00:00 -0700 E7-13578 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-13/pdf/E7-13578.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Quarterly Options Series Pilot Program https://regulations.justia.com/regulations/fedreg/2007/07/13/E7-13601.html https://regulations.justia.com/regulations/fedreg/2007/07/13/E7-13601.html Fri, 13 Jul 2007 00:00:00 -0700 E7-13601 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-13/pdf/E7-13601.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Quarterly Options Series Pilot Program https://regulations.justia.com/regulations/fedreg/2007/07/13/E7-13600.html https://regulations.justia.com/regulations/fedreg/2007/07/13/E7-13600.html Fri, 13 Jul 2007 00:00:00 -0700 E7-13600 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-13/pdf/E7-13600.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Customer and the Industry Codes of Arbitration Procedure To Clarify NASD's Jurisdiction Concerning Members of Other Self-Regulatory Organizations https://regulations.justia.com/regulations/fedreg/2007/07/13/E7-13599.html https://regulations.justia.com/regulations/fedreg/2007/07/13/E7-13599.html Fri, 13 Jul 2007 00:00:00 -0700 E7-13599 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-13/pdf/E7-13599.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Quarterly Options Series Pilot Program https://regulations.justia.com/regulations/fedreg/2007/07/13/E7-13598.html https://regulations.justia.com/regulations/fedreg/2007/07/13/E7-13598.html Fri, 13 Jul 2007 00:00:00 -0700 E7-13598 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-13/pdf/E7-13598.pdf