<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/07/11?registers=between Sun, 22 Dec 2024 09:13:05 -0800 Sun, 22 Dec 2024 09:13:05 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/07/11?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No.1 Thereto Relating to Proposed Amendments to Rule 600 To Provide Guidance Regarding New and Pending Arbitration Claims in Light of the Consolidation of NYSE Regulation Into NASD DR https://regulations.justia.com/regulations/fedreg/2007/07/11/E7-13468.html https://regulations.justia.com/regulations/fedreg/2007/07/11/E7-13468.html Wed, 11 Jul 2007 00:00:00 -0700 E7-13468 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-11/pdf/E7-13468.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2007/07/11/E7-13400.html https://regulations.justia.com/regulations/fedreg/2007/07/11/E7-13400.html Wed, 11 Jul 2007 00:00:00 -0700 E7-13400 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-11/pdf/E7-13400.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Modify a Rule Relating to Market Data Revenue Credits for Transactions Executed Through NSX BLADE https://regulations.justia.com/regulations/fedreg/2007/07/11/E7-13399.html https://regulations.justia.com/regulations/fedreg/2007/07/11/E7-13399.html Wed, 11 Jul 2007 00:00:00 -0700 E7-13399 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-11/pdf/E7-13399.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow NASD Members To Use the NASD/Nasdaq Trade Reporting Facility To Process Transaction Fees Charged by One Member to Another Member https://regulations.justia.com/regulations/fedreg/2007/07/11/E7-13398.html https://regulations.justia.com/regulations/fedreg/2007/07/11/E7-13398.html Wed, 11 Jul 2007 00:00:00 -0700 E7-13398 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-11/pdf/E7-13398.pdf Proposed Rule - Acceptance From Foreign Private Issuers of Financial Statements Prepared in Accordance With International Financial Reporting Standards Without Reconciliation to U.S. GAAP https://regulations.justia.com/regulations/fedreg/2007/07/11/E7-13163.html https://regulations.justia.com/regulations/fedreg/2007/07/11/E7-13163.html Wed, 11 Jul 2007 00:00:00 -0700 E7-13163 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-07-11/pdf/E7-13163.pdf