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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/07/09?registers=between
Wed, 13 Aug 2025 15:04:22 -0700Wed, 13 Aug 2025 15:04:22 -0700Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/07/09?registers=between
Notice - Sunshine Act Meetings
https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13272.html
https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13272.htmlMon, 09 Jul 2007 00:00:00 -0700E7-13272Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13272.pdfNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Order Audit Trail System
https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13201.html
https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13201.htmlMon, 09 Jul 2007 00:00:00 -0700E7-13201Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13201.pdfNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment Nos. 2 and 3 Relating to Amendments to Rule 2320(g) (Three Quote Rule) and Corresponding Recordkeeping Requirements under Rule 3110(b)
https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13200.html
https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13200.htmlMon, 09 Jul 2007 00:00:00 -0700E7-13200Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13200.pdfNotice - Aston Funds and Aston Asset Management LLC; Notice of Application
https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13191.html
https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13191.htmlMon, 09 Jul 2007 00:00:00 -0700E7-13191Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13191.pdfNotice - Submission for OMB Review; Comment Request
https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13178.html
https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13178.htmlMon, 09 Jul 2007 00:00:00 -0700E7-13178Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13178.pdfNotice - Submission for OMB Review; Comment Request
https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13177.html
https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13177.htmlMon, 09 Jul 2007 00:00:00 -0700E7-13177Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13177.pdfNotice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13176.html
https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13176.htmlMon, 09 Jul 2007 00:00:00 -0700E7-13176Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13176.pdfNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to an Administrative CBOE Billing Rule
https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13165.html
https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13165.htmlMon, 09 Jul 2007 00:00:00 -0700E7-13165Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13165.pdfNotice - Submission for OMB Review; Comment Request
https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13164.html
https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13164.htmlMon, 09 Jul 2007 00:00:00 -0700E7-13164Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13164.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Shares of the iShares FTSE EPRA/NAREIT Asia Index Fund
https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13159.html
https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13159.htmlMon, 09 Jul 2007 00:00:00 -0700E7-13159Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13159.pdfNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Cancellation Fees
https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13158.html
https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13158.htmlMon, 09 Jul 2007 00:00:00 -0700E7-13158Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13158.pdfNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Permanent a Pilot Program Relating to Split Price Priority in Open Outcry
https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13157.html
https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13157.htmlMon, 09 Jul 2007 00:00:00 -0700E7-13157Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13157.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Moratorium on the Qualification and Registration of New Registered Competitive Market Makers and New Competitive Traders, Governed by Rules 107A and 110, Respectively, for an Additional Three Months
https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13156.html
https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13156.htmlMon, 09 Jul 2007 00:00:00 -0700E7-13156Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13156.pdfNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Options on Commodity Pool ETFs
https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13155.html
https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13155.htmlMon, 09 Jul 2007 00:00:00 -0700E7-13155Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13155.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 104.10(6)
https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13154.html
https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13154.htmlMon, 09 Jul 2007 00:00:00 -0700E7-13154Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13154.pdfNotice - Public Company Accounting Oversight Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adjusting Implementation Schedule of Rule 3523, Tax Services for Persons in Financial Reporting Oversight Roles
https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13136.html
https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13136.htmlMon, 09 Jul 2007 00:00:00 -0700E7-13136Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13136.pdfProposed Rule - Electronic Filing and Simplification of Form D
https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13018.html
https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13018.htmlMon, 09 Jul 2007 00:00:00 -0700E7-13018Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13018.pdf