<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/07/05?registers=between
Thu, 24 Jul 2025 16:45:05 -0700
Thu, 24 Jul 2025 16:45:05 -0700
Justia Regulations Tracker
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<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/07/05?registers=between
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Notice - Order Extending Temporary Exemption of Banks From the Definition of “Broker” Under Section 3(a)(4) of the Securities Exchange Act of 1934
https://regulations.justia.com/regulations/fedreg/2007/07/05/E7-13058.html
https://regulations.justia.com/regulations/fedreg/2007/07/05/E7-13058.html
Thu, 05 Jul 2007 00:00:00 -0700
E7-13058
Notice
http://www.gpo.gov/fdsys/pkg/FR-2007-07-05/pdf/E7-13058.pdf
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Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Prohibit Specialists in Exchange-Traded Funds From Charging Commissions on Transactions in Their Specialty Securities
https://regulations.justia.com/regulations/fedreg/2007/07/05/E7-13013.html
https://regulations.justia.com/regulations/fedreg/2007/07/05/E7-13013.html
Thu, 05 Jul 2007 00:00:00 -0700
E7-13013
Notice
http://www.gpo.gov/fdsys/pkg/FR-2007-07-05/pdf/E7-13013.pdf
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Notice - Notice of Applications for Deregistration under Section 8(f) of the Investment Company Act of 1940
https://regulations.justia.com/regulations/fedreg/2007/07/05/E7-12944.html
https://regulations.justia.com/regulations/fedreg/2007/07/05/E7-12944.html
Thu, 05 Jul 2007 00:00:00 -0700
E7-12944
Notice
http://www.gpo.gov/fdsys/pkg/FR-2007-07-05/pdf/E7-12944.pdf
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Notice - RealNetworks, Inc.; Notice of Application
https://regulations.justia.com/regulations/fedreg/2007/07/05/E7-12943.html
https://regulations.justia.com/regulations/fedreg/2007/07/05/E7-12943.html
Thu, 05 Jul 2007 00:00:00 -0700
E7-12943
Notice
http://www.gpo.gov/fdsys/pkg/FR-2007-07-05/pdf/E7-12943.pdf
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Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Its Open Outcry Allocation Rules
https://regulations.justia.com/regulations/fedreg/2007/07/05/E7-12940.html
https://regulations.justia.com/regulations/fedreg/2007/07/05/E7-12940.html
Thu, 05 Jul 2007 00:00:00 -0700
E7-12940
Notice
http://www.gpo.gov/fdsys/pkg/FR-2007-07-05/pdf/E7-12940.pdf
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Notice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2007/07/05/E7-12939.html
https://regulations.justia.com/regulations/fedreg/2007/07/05/E7-12939.html
Thu, 05 Jul 2007 00:00:00 -0700
E7-12939
Notice
http://www.gpo.gov/fdsys/pkg/FR-2007-07-05/pdf/E7-12939.pdf
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Proposed Rule - Revisions to Rule 144 and Rule 145 to Shorten Holding Period for Affiliates and Non-Affiliates
https://regulations.justia.com/regulations/fedreg/2007/07/05/07-3217.html
https://regulations.justia.com/regulations/fedreg/2007/07/05/07-3217.html
Thu, 05 Jul 2007 00:00:00 -0700
07-3217
Proposed Rule
http://www.gpo.gov/fdsys/pkg/FR-2007-07-05/pdf/07-3217.pdf