<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/07/05?registers=between Sun, 22 Dec 2024 18:08:31 -0800 Sun, 22 Dec 2024 18:08:31 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/07/05?registers=between Notice - Order Extending Temporary Exemption of Banks From the Definition of “Broker” Under Section 3(a)(4) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2007/07/05/E7-13058.html https://regulations.justia.com/regulations/fedreg/2007/07/05/E7-13058.html Thu, 05 Jul 2007 00:00:00 -0700 E7-13058 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-05/pdf/E7-13058.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Prohibit Specialists in Exchange-Traded Funds From Charging Commissions on Transactions in Their Specialty Securities https://regulations.justia.com/regulations/fedreg/2007/07/05/E7-13013.html https://regulations.justia.com/regulations/fedreg/2007/07/05/E7-13013.html Thu, 05 Jul 2007 00:00:00 -0700 E7-13013 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-05/pdf/E7-13013.pdf Notice - Notice of Applications for Deregistration under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2007/07/05/E7-12944.html https://regulations.justia.com/regulations/fedreg/2007/07/05/E7-12944.html Thu, 05 Jul 2007 00:00:00 -0700 E7-12944 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-05/pdf/E7-12944.pdf Notice - RealNetworks, Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/07/05/E7-12943.html https://regulations.justia.com/regulations/fedreg/2007/07/05/E7-12943.html Thu, 05 Jul 2007 00:00:00 -0700 E7-12943 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-05/pdf/E7-12943.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Its Open Outcry Allocation Rules https://regulations.justia.com/regulations/fedreg/2007/07/05/E7-12940.html https://regulations.justia.com/regulations/fedreg/2007/07/05/E7-12940.html Thu, 05 Jul 2007 00:00:00 -0700 E7-12940 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-05/pdf/E7-12940.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/07/05/E7-12939.html https://regulations.justia.com/regulations/fedreg/2007/07/05/E7-12939.html Thu, 05 Jul 2007 00:00:00 -0700 E7-12939 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-05/pdf/E7-12939.pdf Proposed Rule - Revisions to Rule 144 and Rule 145 to Shorten Holding Period for Affiliates and Non-Affiliates https://regulations.justia.com/regulations/fedreg/2007/07/05/07-3217.html https://regulations.justia.com/regulations/fedreg/2007/07/05/07-3217.html Thu, 05 Jul 2007 00:00:00 -0700 07-3217 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-07-05/pdf/07-3217.pdf