Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/07/05?limit=200&registers=between&mode=atom 2024-12-22T17:28:02-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/07/05/E7-13058.html Notice - Order Extending Temporary Exemption of Banks From the Definition of “Broker” Under Section 3(a)(4) of the Securities Exchange Act of 1934 2007-07-05T00:00:00-07:00 2007-07-05T00:00:00-07:00 E7-13058 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-05/pdf/E7-13058.pdf https://regulations.justia.com/regulations/fedreg/2007/07/05/E7-13013.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Prohibit Specialists in Exchange-Traded Funds From Charging Commissions on Transactions in Their Specialty Securities 2007-07-05T00:00:00-07:00 2007-07-05T00:00:00-07:00 E7-13013 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-05/pdf/E7-13013.pdf https://regulations.justia.com/regulations/fedreg/2007/07/05/E7-12944.html Notice - Notice of Applications for Deregistration under Section 8(f) of the Investment Company Act of 1940 2007-07-05T00:00:00-07:00 2007-07-05T00:00:00-07:00 E7-12944 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-05/pdf/E7-12944.pdf https://regulations.justia.com/regulations/fedreg/2007/07/05/E7-12943.html Notice - RealNetworks, Inc.; Notice of Application 2007-07-05T00:00:00-07:00 2007-07-05T00:00:00-07:00 E7-12943 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-05/pdf/E7-12943.pdf https://regulations.justia.com/regulations/fedreg/2007/07/05/E7-12940.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Its Open Outcry Allocation Rules 2007-07-05T00:00:00-07:00 2007-07-05T00:00:00-07:00 E7-12940 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-05/pdf/E7-12940.pdf https://regulations.justia.com/regulations/fedreg/2007/07/05/E7-12939.html Notice - Proposed Collection; Comment Request 2007-07-05T00:00:00-07:00 2007-07-05T00:00:00-07:00 E7-12939 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-05/pdf/E7-12939.pdf https://regulations.justia.com/regulations/fedreg/2007/07/05/07-3217.html Proposed Rule - Revisions to Rule 144 and Rule 145 to Shorten Holding Period for Affiliates and Non-Affiliates 2007-07-05T00:00:00-07:00 2007-07-05T00:00:00-07:00 07-3217 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-07-05/pdf/07-3217.pdf