Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/07/05?limit=200®isters=between&mode=atom2024-12-22T17:28:02-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2007/07/05/E7-13058.htmlNotice - Order Extending Temporary Exemption of Banks From the Definition of “Broker” Under Section 3(a)(4) of the Securities Exchange Act of 19342007-07-05T00:00:00-07:002007-07-05T00:00:00-07:00E7-13058Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-05/pdf/E7-13058.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/05/E7-13013.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Prohibit Specialists in Exchange-Traded Funds From Charging Commissions on Transactions in Their Specialty Securities2007-07-05T00:00:00-07:002007-07-05T00:00:00-07:00E7-13013Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-05/pdf/E7-13013.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/05/E7-12944.htmlNotice - Notice of Applications for Deregistration under Section 8(f) of the Investment Company Act of 19402007-07-05T00:00:00-07:002007-07-05T00:00:00-07:00E7-12944Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-05/pdf/E7-12944.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/05/E7-12943.htmlNotice - RealNetworks, Inc.; Notice of Application2007-07-05T00:00:00-07:002007-07-05T00:00:00-07:00E7-12943Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-05/pdf/E7-12943.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/05/E7-12940.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Its Open Outcry Allocation Rules2007-07-05T00:00:00-07:002007-07-05T00:00:00-07:00E7-12940Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-05/pdf/E7-12940.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/05/E7-12939.htmlNotice - Proposed Collection; Comment Request2007-07-05T00:00:00-07:002007-07-05T00:00:00-07:00E7-12939Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-05/pdf/E7-12939.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/05/07-3217.htmlProposed Rule - Revisions to Rule 144 and Rule 145 to Shorten Holding Period for Affiliates and Non-Affiliates2007-07-05T00:00:00-07:002007-07-05T00:00:00-07:0007-3217Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-05/pdf/07-3217.pdf