Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/06?limit=200®isters=between&min-day=1&max-day=30&mode=atom2024-04-27T22:03:40-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2007/06/29/Z7-11367.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, 3, and 4 Thereto, Relating to Procedures for At-Risk Cross Transactions2007-06-29T00:00:00-07:002007-06-29T00:00:00-07:00Z7-11367Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-29/pdf/Z7-11367.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/29/E7-12604.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Amending Section 5 (Obligations of Market Makers) of Chapter VI of the Rules of the Boston Options Exchange for Clarification Purposes Regarding the Guaranteed Directed Order2007-06-29T00:00:00-07:002007-06-29T00:00:00-07:00E7-12604Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-29/pdf/E7-12604.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/28/E7-12531.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of a Proposed Rule Change Relating to a Policy Statement on the Eligibility of Foreign Securities2007-06-28T00:00:00-07:002007-06-28T00:00:00-07:00E7-12531Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-28/pdf/E7-12531.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/28/E7-12486.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to API Fees2007-06-28T00:00:00-07:002007-06-28T00:00:00-07:00E7-12486Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-28/pdf/E7-12486.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/28/E7-12485.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change, and Amendment No. 3 Thereto, to List and Trade Credit Default Basket Options2007-06-28T00:00:00-07:002007-06-28T00:00:00-07:00E7-12485Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-28/pdf/E7-12485.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12426.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change as Modified by Amendment No. 2 to Amend Nasdaq's “Clearly Erroneous” Rule2007-06-27T00:00:00-07:002007-06-27T00:00:00-07:00E7-12426Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-27/pdf/E7-12426.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12425.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to Credit Default Basket Options2007-06-27T00:00:00-07:002007-06-27T00:00:00-07:00E7-12425Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-27/pdf/E7-12425.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12405.htmlNotice - ING Life Insurance and Annuity Company, et al., Notice of Application2007-06-27T00:00:00-07:002007-06-27T00:00:00-07:00E7-12405Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-27/pdf/E7-12405.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12394.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the iShares Russell 2000 Index Fund (IWM) Option Pilot Program Until January 18, 20082007-06-27T00:00:00-07:002007-06-27T00:00:00-07:00E7-12394Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-27/pdf/E7-12394.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12393.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, to Amend Section 107D of the Company Guide2007-06-27T00:00:00-07:002007-06-27T00:00:00-07:00E7-12393Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-27/pdf/E7-12393.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12392.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 To Modify the Minimum Shareholder Requirement for Initial Listing on the Nasdaq Global Select Market2007-06-27T00:00:00-07:002007-06-27T00:00:00-07:00E7-12392Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-27/pdf/E7-12392.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12391.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Firm Facilitation, Royalty, and Booth Fees2007-06-27T00:00:00-07:002007-06-27T00:00:00-07:00E7-12391Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-27/pdf/E7-12391.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12390.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating To Removing Certain Rules From Its Rulebook2007-06-27T00:00:00-07:002007-06-27T00:00:00-07:00E7-12390Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-27/pdf/E7-12390.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12389.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Position and Exercise Limits for Options on the KBW Bank Index2007-06-27T00:00:00-07:002007-06-27T00:00:00-07:00E7-12389Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-27/pdf/E7-12389.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12388.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Fees for Electronically Executed Broker-Dealer Orders in IWM and QQQQ Options2007-06-27T00:00:00-07:002007-06-27T00:00:00-07:00E7-12388Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-27/pdf/E7-12388.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12341.htmlNotice - Sunshine Act Meeting2007-06-27T00:00:00-07:002007-06-27T00:00:00-07:00E7-12341Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-27/pdf/E7-12341.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12340.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 To Lower the Required Number of Letters of Reference an Applicant Must Provide2007-06-27T00:00:00-07:002007-06-27T00:00:00-07:00E7-12340Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-27/pdf/E7-12340.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12331.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Order Approving an Extension of Temporary Registration as a Clearing Agency2007-06-27T00:00:00-07:002007-06-27T00:00:00-07:00E7-12331Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-27/pdf/E7-12331.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12300.htmlProposed Rule - Definition of a Significant Deficiency2007-06-27T00:00:00-07:002007-06-27T00:00:00-07:00E7-12300Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-27/pdf/E7-12300.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12299.htmlRule - Commission Guidance Regarding Management's Report on Internal Control Over Financial Reporting Under Section 13(a) or 15(d) of the Securities Exchange Act of 19342007-06-27T00:00:00-07:002007-06-27T00:00:00-07:00E7-12299Rulehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-27/pdf/E7-12299.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12298.htmlRule - Amendments to Rules Regarding Management's Report on Internal Control Over Financial Reporting2007-06-27T00:00:00-07:002007-06-27T00:00:00-07:00E7-12298Rulehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-27/pdf/E7-12298.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/26/E7-12301.htmlProposed Rule - Revisions to the Eligibility Requirements for Primary Securities Offerings on Forms S-3 And F-32007-06-26T00:00:00-07:002007-06-26T00:00:00-07:00E7-12301Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-26/pdf/E7-12301.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/25/E7-12193.htmlNotice - Proposed Collection; Comment Request2007-06-25T00:00:00-07:002007-06-25T00:00:00-07:00E7-12193Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-25/pdf/E7-12193.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/25/07-3113.htmlNotice - In the Matter of American Teletronics, Inc., n/k/a: Shine Holdings, Inc., Order of Suspension of Trading2007-06-25T00:00:00-07:002007-06-25T00:00:00-07:0007-3113Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-25/pdf/07-3113.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/22/E7-12152.htmlNotice - Sunshine Act Meeting2007-06-22T00:00:00-07:002007-06-22T00:00:00-07:00E7-12152Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-22/pdf/E7-12152.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/22/E7-12093.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval to a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Price-Improved Linkage P/A Orders2007-06-22T00:00:00-07:002007-06-22T00:00:00-07:00E7-12093Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-22/pdf/E7-12093.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/22/E7-12092.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASD Rules To Extend the Closing Time of the NASD/NYSE Trade Reporting Facility to 8 p.m.2007-06-22T00:00:00-07:002007-06-22T00:00:00-07:00E7-12092Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-22/pdf/E7-12092.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/22/E7-12080.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for the CBOE Stock Exchange2007-06-22T00:00:00-07:002007-06-22T00:00:00-07:00E7-12080Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-22/pdf/E7-12080.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/22/E7-12079.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the CBOE's Rules Related to Credit Default Options2007-06-22T00:00:00-07:002007-06-22T00:00:00-07:00E7-12079Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-22/pdf/E7-12079.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/22/E7-12078.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Certain Changes to Disclosure Regarding Credit Default Options2007-06-22T00:00:00-07:002007-06-22T00:00:00-07:00E7-12078Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-22/pdf/E7-12078.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/22/E7-12077.htmlNotice - Principal Variable Contracts Fund, Inc. et al., Notice of Application2007-06-22T00:00:00-07:002007-06-22T00:00:00-07:00E7-12077Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-22/pdf/E7-12077.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/21/E7-12017.htmlNotice - Self-regulatory organizations; proposed rule changes: NYSE Arca, Inc.2007-06-21T00:00:00-07:002007-06-21T00:00:00-07:00E7-12017Noticehttp://edocket.access.gpo.gov/2007/pdf/E7-12017.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/21/E7-12015.htmlNotice - Self-regulatory organizations; proposed rule changes: American Stock Exchange LLC2007-06-21T00:00:00-07:002007-06-21T00:00:00-07:00E7-12015Noticehttp://edocket.access.gpo.gov/2007/pdf/E7-12015.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/20/E7-11941.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rules 54 (“Dealings on Floor-Persons”) and 70 (“Bids and Offers”)2007-06-20T00:00:00-07:002007-06-20T00:00:00-07:00E7-11941Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-20/pdf/E7-11941.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/20/E7-11935.htmlNotice - Public Company Accounting Oversight Board; Notice of Additional Solicitation of Comments on the Filing of Proposed Rule on Auditing Standard No. 5, An Audit of Internal Control Over Financial Reporting That Is Integrated With an Audit of Financial Statements, and Related Independence Rule and Conforming Amendments2007-06-20T00:00:00-07:002007-06-20T00:00:00-07:00E7-11935Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-20/pdf/E7-11935.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/20/E7-11911.htmlRule - Termination of Foreign Private Issuer's Registration of a Class of Securities Under Section 12(G) and Duty to File Reports Under Section 13(A) or 15(D) of the Securities Exchange Act of 19342007-06-20T00:00:00-07:002007-06-20T00:00:00-07:00E7-11911Rulehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-20/pdf/E7-11911.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/20/E7-11884.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Its Current Revenue Sharing Program for Its Specialists for an Additional Three Months2007-06-20T00:00:00-07:002007-06-20T00:00:00-07:00E7-11884Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-20/pdf/E7-11884.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/20/E7-11883.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend the Existing Fee Schedule2007-06-20T00:00:00-07:002007-06-20T00:00:00-07:00E7-11883Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-20/pdf/E7-11883.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/19/E7-11744.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow NMS Cross Order Type To Be Sent to the Boston Equities Exchange2007-06-19T00:00:00-07:002007-06-19T00:00:00-07:00E7-11744Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-19/pdf/E7-11744.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/19/E7-11743.htmlNotice - Proposed Collection; Comment Request2007-06-19T00:00:00-07:002007-06-19T00:00:00-07:00E7-11743Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-19/pdf/E7-11743.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/19/E7-11720.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating to Rules Pertaining to Training Requirements and Floor Procedure Advices2007-06-19T00:00:00-07:002007-06-19T00:00:00-07:00E7-11720Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-19/pdf/E7-11720.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/19/E7-11719.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of Primary Sweep Orders2007-06-19T00:00:00-07:002007-06-19T00:00:00-07:00E7-11719Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-19/pdf/E7-11719.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/19/E7-11718.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Registration of Representatives and Options Principals and Related Fee Changes2007-06-19T00:00:00-07:002007-06-19T00:00:00-07:00E7-11718Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-19/pdf/E7-11718.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/18/E7-11713.htmlNotice - Sunshine Act Meeting2007-06-18T00:00:00-07:002007-06-18T00:00:00-07:00E7-11713Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-18/pdf/E7-11713.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/18/E7-11666.htmlNotice - Sunshine Act Meeting2007-06-18T00:00:00-07:002007-06-18T00:00:00-07:00E7-11666Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-18/pdf/E7-11666.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/18/E7-11657.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Non-ISE Market Maker Fees2007-06-18T00:00:00-07:002007-06-18T00:00:00-07:00E7-11657Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-18/pdf/E7-11657.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/18/E7-11628.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an Interpretation to CBOE Rule 8.952007-06-18T00:00:00-07:002007-06-18T00:00:00-07:00E7-11628Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-18/pdf/E7-11628.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/18/E7-11627.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Modify Chapter VII of the Exchange's Rules Regarding Suspensions of an ETP Holder by Certain Exchange Officers2007-06-18T00:00:00-07:002007-06-18T00:00:00-07:00E7-11627Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-18/pdf/E7-11627.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/18/E7-11626.htmlNotice - Self-Regulatory Organizations; NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto To Remove Provisions Governing the Operation of the ACES Service2007-06-18T00:00:00-07:002007-06-18T00:00:00-07:00E7-11626Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-18/pdf/E7-11626.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/18/E7-11625.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Payment for Order Flow Fees2007-06-18T00:00:00-07:002007-06-18T00:00:00-07:00E7-11625Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-18/pdf/E7-11625.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/18/E7-11166.htmlRule - Oversight of Credit Rating Agencies Registered as Nationally Recognized Statistical Rating Organizations2007-06-18T00:00:00-07:002007-06-18T00:00:00-07:00E7-11166Rulehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-18/pdf/E7-11166.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/15/E7-11552.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Shares of the Four Funds of StateShares, Inc.2007-06-15T00:00:00-07:002007-06-15T00:00:00-07:00E7-11552Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-15/pdf/E7-11552.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/15/E7-11551.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Its Payment for Order Flow Pilot Program2007-06-15T00:00:00-07:002007-06-15T00:00:00-07:00E7-11551Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-15/pdf/E7-11551.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/15/E7-11541.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 14.3-References to Wave Securities, L.L.C.2007-06-15T00:00:00-07:002007-06-15T00:00:00-07:00E7-11541Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-15/pdf/E7-11541.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/15/07-2988.htmlNotice - In the Matter of Global Datatel, Inc. (n/k/a Xcana Petroleum, Inc.), Laminaire Corp. (n/k/a Cavico Corp.), Military Communications Technologies, Inc. (n/k/a Carbon Race Corporation), TAM Restaurants, Inc. (n/k/a Aerofoam Metals, Inc.), and Upside Development, Inc. (n/k/a Amorocorp); Order of Suspension of Trading2007-06-15T00:00:00-07:002007-06-15T00:00:00-07:0007-2988Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-15/pdf/07-2988.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/14/E7-11540.htmlNotice - Sunshine Act Meeting2007-06-14T00:00:00-07:002007-06-14T00:00:00-07:00E7-11540Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-14/pdf/E7-11540.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/14/E7-11506.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for the CBOE Stock Exchange2007-06-14T00:00:00-07:002007-06-14T00:00:00-07:00E7-11506Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-14/pdf/E7-11506.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/14/E7-11505.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change Relating to the Application of NASD Rule 2790 to Issuer-Directed Securities2007-06-14T00:00:00-07:002007-06-14T00:00:00-07:00E7-11505Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-14/pdf/E7-11505.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/14/E7-11504.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change Relating to SEC Section 31-Related Fees2007-06-14T00:00:00-07:002007-06-14T00:00:00-07:00E7-11504Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-14/pdf/E7-11504.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/14/E7-11489.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to the Adoption of Market Data Fees for AMEX Real-Time Trade Price Service2007-06-14T00:00:00-07:002007-06-14T00:00:00-07:00E7-11489Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-14/pdf/E7-11489.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/14/E7-11488.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to CBOE and CBSX Market Data Fees2007-06-14T00:00:00-07:002007-06-14T00:00:00-07:00E7-11488Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-14/pdf/E7-11488.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/14/E7-11442.htmlNotice - Order Exempting Certain Print Protection Transactions From Rule 611 of Regulation NMS Under the Securities Exchange Act of 19342007-06-14T00:00:00-07:002007-06-14T00:00:00-07:00E7-11442Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-14/pdf/E7-11442.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/14/E7-11441.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Technical Amendment to New NASD Rule 2342 (SIPC Information)2007-06-14T00:00:00-07:002007-06-14T00:00:00-07:00E7-11441Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-14/pdf/E7-11441.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/14/E7-11440.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to Options Exchange Officials2007-06-14T00:00:00-07:002007-06-14T00:00:00-07:00E7-11440Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-14/pdf/E7-11440.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/14/E7-11439.htmlNotice - Order Exempting Certain Error Correction Transactions From Rule 611 of Regulation NMS Under the Securities Exchange Act of 19342007-06-14T00:00:00-07:002007-06-14T00:00:00-07:00E7-11439Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-14/pdf/E7-11439.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/13/E7-11371.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Its Marketing Fee Program2007-06-13T00:00:00-07:002007-06-13T00:00:00-07:00E7-11371Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-13/pdf/E7-11371.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/13/E7-11370.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to Credit Default Options2007-06-13T00:00:00-07:002007-06-13T00:00:00-07:00E7-11370Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-13/pdf/E7-11370.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/13/E7-11369.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Modify Order Audit Trail System Rules To Provide an Exemption From Transmission Requirements for Proprietary Orders and Amendment No. 1 Thereto2007-06-13T00:00:00-07:002007-06-13T00:00:00-07:00E7-11369Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-13/pdf/E7-11369.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/13/E7-11368.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Modification of Phlx Rule 185A2007-06-13T00:00:00-07:002007-06-13T00:00:00-07:00E7-11368Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-13/pdf/E7-11368.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/13/E7-11367.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, 3, and 4 Thereto, Relating to Procedures for At-Risk Cross Transactions2007-06-13T00:00:00-07:002007-06-13T00:00:00-07:00E7-11367Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-13/pdf/E7-11367.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/13/E7-11366.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto To Amend CBOE's Rules To Reflect the Migration of Its TPF Technology Platform Over to the Existing CBOEdirect Technology Platform2007-06-13T00:00:00-07:002007-06-13T00:00:00-07:00E7-11366Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-13/pdf/E7-11366.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/12/E7-11311.htmlNotice - Public Company Accounting Oversight Board; Notice of Filing of Proposed Rule on Auditing Standard No. 5, an Audit of Internal Control Over Financial Reporting That Is Integrated With an Audit of Financial Statements, and Related Independence Rule and Conforming Amendments2007-06-12T00:00:00-07:002007-06-12T00:00:00-07:00E7-11311Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-12/pdf/E7-11311.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/12/E7-11295.htmlNotice - Barclays Global Fund Advisors; Notice of Application2007-06-12T00:00:00-07:002007-06-12T00:00:00-07:00E7-11295Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-12/pdf/E7-11295.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/12/E7-11273.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Amendment No. 5 to a Proposed Rule Change To List and Trade Credit Default Options; and Order Granting Accelerated Approval of the Proposed Rule Change, as Modified by Amendment Nos. 3, 4, and 5, and Designating Credit Default Options as Standardized Options Under Rule 9b-1 of the Securities Exchange Act of 19342007-06-12T00:00:00-07:002007-06-12T00:00:00-07:00E7-11273Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-12/pdf/E7-11273.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/12/E7-11268.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Permanently Extend the Pilot Program for Preferenced Orders2007-06-12T00:00:00-07:002007-06-12T00:00:00-07:00E7-11268Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-12/pdf/E7-11268.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/12/E7-11267.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Allow the Use of a Company's Web Site To Distribute an Annual Report and Meet Other Nasdaq Listing Requirements2007-06-12T00:00:00-07:002007-06-12T00:00:00-07:00E7-11267Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-12/pdf/E7-11267.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/12/E7-11266.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc. and NYSE Arca Equities, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to an Increase in the Frequency of the Short Interest Reporting Requirements for Equity Trading Permit Holders and Options Trading Permit Holders2007-06-12T00:00:00-07:002007-06-12T00:00:00-07:00E7-11266Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-12/pdf/E7-11266.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/12/E7-11265.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Backup Trading Arrangements2007-06-12T00:00:00-07:002007-06-12T00:00:00-07:00E7-11265Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-12/pdf/E7-11265.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/12/E7-11189.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Require Nasdaq-Listed Issuers To Submit Material News to Nasdaq Using Nasdaq's Electronic Disclosure Submission System2007-06-12T00:00:00-07:002007-06-12T00:00:00-07:00E7-11189Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-12/pdf/E7-11189.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/12/E7-11188.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 4 to Proposed Rule Change and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment Nos. 2, 3, and 4 Relating to NYSE Rules 134 and 4112007-06-12T00:00:00-07:002007-06-12T00:00:00-07:00E7-11188Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-12/pdf/E7-11188.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/12/E7-11181.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Trading Shares of the PowerShares DB Energy Fund, the PowerShares DB Oil Fund, the PowerShares DB Precious Metals Fund, the PowerShares DB Gold Fund, the PowerShares DB Silver Fund, the PowerShares DB Base Metals Fund, and the PowerShares DB Agriculture Fund Pursuant to Unlisted Trading Privileges2007-06-12T00:00:00-07:002007-06-12T00:00:00-07:00E7-11181Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-12/pdf/E7-11181.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/11/E7-11261.htmlNotice - Sunshine Act Meetings2007-06-11T00:00:00-07:002007-06-11T00:00:00-07:00E7-11261Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-11/pdf/E7-11261.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/11/E7-11182.htmlNotice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade the Shares of the iShares GSCI Commodity-Indexed Trust Pursuant to Unlisted Trading Privileges2007-06-11T00:00:00-07:002007-06-11T00:00:00-07:00E7-11182Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-11/pdf/E7-11182.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/11/E7-11164.htmlNotice - Proposed Collection; Comment Request2007-06-11T00:00:00-07:002007-06-11T00:00:00-07:00E7-11164Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-11/pdf/E7-11164.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/11/E7-11163.htmlNotice - Submission for OMB Review; Comment Request2007-06-11T00:00:00-07:002007-06-11T00:00:00-07:00E7-11163Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-11/pdf/E7-11163.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/11/E7-11162.htmlNotice - Submission for OMB Review; Comment Request2007-06-11T00:00:00-07:002007-06-11T00:00:00-07:00E7-11162Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-11/pdf/E7-11162.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/11/E7-11161.htmlNotice - Submissions for OMB Review; Comment Request2007-06-11T00:00:00-07:002007-06-11T00:00:00-07:00E7-11161Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-11/pdf/E7-11161.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/11/E7-11160.htmlNotice - Submission for OMB Review; Comment Request2007-06-11T00:00:00-07:002007-06-11T00:00:00-07:00E7-11160Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-11/pdf/E7-11160.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/11/E7-11159.htmlNotice - Submission for OMB Review; Comment Request2007-06-11T00:00:00-07:002007-06-11T00:00:00-07:00E7-11159Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-11/pdf/E7-11159.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/11/E7-11158.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market-Maker Obligations2007-06-11T00:00:00-07:002007-06-11T00:00:00-07:00E7-11158Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-11/pdf/E7-11158.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/11/E7-11157.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval to a Proposed Rule Change Relating to the Waiver of Fees upon Relisting of Companies Removed for Late Filings2007-06-11T00:00:00-07:002007-06-11T00:00:00-07:00E7-11157Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-11/pdf/E7-11157.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/11/E7-11156.htmlNotice - Submission for OMB Review; Comment Request2007-06-11T00:00:00-07:002007-06-11T00:00:00-07:00E7-11156Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-11/pdf/E7-11156.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/08/E7-11080.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Class Quoting Limit in Imergent Inc. and Neurochem, Inc. Options2007-06-08T00:00:00-07:002007-06-08T00:00:00-07:00E7-11080Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-08/pdf/E7-11080.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/08/E7-11079.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rules 103A and 103B2007-06-08T00:00:00-07:002007-06-08T00:00:00-07:00E7-11079Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-08/pdf/E7-11079.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/07/Z7-9762.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Ability To Receive Transaction Data From Trade Reporting Facilities That Are Facilities of a Self-Regulatory Organization2007-06-07T00:00:00-07:002007-06-07T00:00:00-07:00Z7-9762Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-07/pdf/Z7-9762.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/07/Z7-10367.htmlNotice - Stainless Steel Bar from Germany; Preliminary Results of the Sunset Review of Antidumping Duty Order2007-06-07T00:00:00-07:002007-06-07T00:00:00-07:00Z7-10367Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-07/pdf/Z7-10367.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/07/E7-10980.htmlNotice - Self-Regulatory Organization; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Floor Broker Zone Requirements in AEMI2007-06-07T00:00:00-07:002007-06-07T00:00:00-07:00E7-10980Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-07/pdf/E7-10980.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/07/E7-10970.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change as Modified by Amendment Nos. 2 and 3 Thereto Relating to the Listing and Trading of Fixed Return Options2007-06-07T00:00:00-07:002007-06-07T00:00:00-07:00E7-10970Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-07/pdf/E7-10970.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/07/E7-10926.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of Pilot Program for Initial and Continued Financial Listing Standards for Common Stock Until November 30, 20072007-06-07T00:00:00-07:002007-06-07T00:00:00-07:00E7-10926Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-07/pdf/E7-10926.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/07/E7-10924.htmlNotice - Stephens Inc., et al.; Notice of Application2007-06-07T00:00:00-07:002007-06-07T00:00:00-07:00E7-10924Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-07/pdf/E7-10924.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/06/E7-10874.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes2007-06-06T00:00:00-07:002007-06-06T00:00:00-07:00E7-10874Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-06/pdf/E7-10874.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/06/E7-10873.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Expiration of an ISE Stock Exchange Fee Waiver and the Granting of a Fee Waiver for Certain Other Transactions2007-06-06T00:00:00-07:002007-06-06T00:00:00-07:00E7-10873Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-06/pdf/E7-10873.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/06/E7-10872.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendments No. 2 and No. 4 Thereto Relating to Order and Decorum Regulations2007-06-06T00:00:00-07:002007-06-06T00:00:00-07:00E7-10872Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-06/pdf/E7-10872.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/06/E7-10871.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to Reverse Mergers and Shareholder Approval for Change of Control Situations2007-06-06T00:00:00-07:002007-06-06T00:00:00-07:00E7-10871Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-06/pdf/E7-10871.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/06/E7-10848.htmlNotice - Submission for OMB Review; Comment Request2007-06-06T00:00:00-07:002007-06-06T00:00:00-07:00E7-10848Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-06/pdf/E7-10848.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/06/E7-10847.htmlNotice - Proposed Collection; Comment Request2007-06-06T00:00:00-07:002007-06-06T00:00:00-07:00E7-10847Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-06/pdf/E7-10847.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/06/E7-10791.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Change the Conflicts of Interest Rule2007-06-06T00:00:00-07:002007-06-06T00:00:00-07:00E7-10791Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-06/pdf/E7-10791.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/06/E7-10790.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Permanent Approval of the Preferred Market Maker Program2007-06-06T00:00:00-07:002007-06-06T00:00:00-07:00E7-10790Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-06/pdf/E7-10790.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/05/E7-10768.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify DTC's Fee Schedule2007-06-05T00:00:00-07:002007-06-05T00:00:00-07:00E7-10768Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-05/pdf/E7-10768.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/05/E7-10767.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to MSRB Rule G-21, on Advertising, and MSRB Rule G-27, on Supervision2007-06-05T00:00:00-07:002007-06-05T00:00:00-07:00E7-10767Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-05/pdf/E7-10767.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/05/E7-10753.htmlNotice - Ameristock ETF Trust, et al.; Notice of Application2007-06-05T00:00:00-07:002007-06-05T00:00:00-07:00E7-10753Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-05/pdf/E7-10753.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/05/E7-10752.htmlNotice - John Hancock Trust, et al.; Notice of Application2007-06-05T00:00:00-07:002007-06-05T00:00:00-07:00E7-10752Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-05/pdf/E7-10752.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/04/E7-10700.htmlNotice - HealthSharesTM2007-06-04T00:00:00-07:002007-06-04T00:00:00-07:00E7-10700Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-04/pdf/E7-10700.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/04/E7-10681.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Extension of NASD's Authority Under the Cease and Desist Pilot Program2007-06-04T00:00:00-07:002007-06-04T00:00:00-07:00E7-10681Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-04/pdf/E7-10681.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/04/E7-10680.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Floor Broker Zone Requirements in AEMI2007-06-04T00:00:00-07:002007-06-04T00:00:00-07:00E7-10680Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-04/pdf/E7-10680.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/04/E7-10668.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Amendments to Interpretation to Rule 311(b)(5) (“Co-Designation of Principal Executive Officers”) as Modified by Amendment No. 12007-06-04T00:00:00-07:002007-06-04T00:00:00-07:00E7-10668Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-04/pdf/E7-10668.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/04/E7-10667.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of a Proposed Rule Change Relating to an Amendment to the International Securities Exchange, LLC Constitution and Amended and Restated LLC Agreement2007-06-04T00:00:00-07:002007-06-04T00:00:00-07:00E7-10667Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-04/pdf/E7-10667.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/04/E7-10666.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Amendment of the International Securities Exchange Holdings, Inc. Certificate of Incorporation and Bylaws2007-06-04T00:00:00-07:002007-06-04T00:00:00-07:00E7-10666Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-04/pdf/E7-10666.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/04/E7-10665.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Index Linked Securities2007-06-04T00:00:00-07:002007-06-04T00:00:00-07:00E7-10665Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-04/pdf/E7-10665.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/04/E7-10664.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Automated Sending of Linkage Principal Acting as Agent Orders2007-06-04T00:00:00-07:002007-06-04T00:00:00-07:00E7-10664Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-04/pdf/E7-10664.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/04/E7-10661.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to Proposed Amendments to Rule 600 to Provide Guidance Regarding New and Pending Arbitration Claims in Light of the Consolidation of NYSE Regulation into NASD DR2007-06-04T00:00:00-07:002007-06-04T00:00:00-07:00E7-10661Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-04/pdf/E7-10661.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/04/E7-10659.htmlNotice - Sunshine Act Meeting2007-06-04T00:00:00-07:002007-06-04T00:00:00-07:00E7-10659Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-04/pdf/E7-10659.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/01/E7-10561.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402007-06-01T00:00:00-07:002007-06-01T00:00:00-07:00E7-10561Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-01/pdf/E7-10561.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/01/E7-10556.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend the Generic Listing Standards for Portfolio Depositary Receipts and Index Fund Shares2007-06-01T00:00:00-07:002007-06-01T00:00:00-07:00E7-10556Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-01/pdf/E7-10556.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/01/E7-10555.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change and Amendment No. 1 Thereto Relating to Class Quoting Limits2007-06-01T00:00:00-07:002007-06-01T00:00:00-07:00E7-10555Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-01/pdf/E7-10555.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/01/E7-10554.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving Proposed Rule Change To Expand Its Price Manipulation Rule To Address Additional Instances of Improper Behavior2007-06-01T00:00:00-07:002007-06-01T00:00:00-07:00E7-10554Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-01/pdf/E7-10554.pdfhttps://regulations.justia.com/regulations/fedreg/2007/06/01/E7-10553.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change Amending FAST and DRS Limited Participant Requirements for Transfer Agents2007-06-01T00:00:00-07:002007-06-01T00:00:00-07:00E7-10553Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-06-01/pdf/E7-10553.pdf