<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/06/27?registers=between Thu, 17 Jul 2025 23:33:00 -0700 Thu, 17 Jul 2025 23:33:00 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/06/27?registers=between Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change as Modified by Amendment No. 2 to Amend Nasdaq's “Clearly Erroneous” Rule https://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12426.html https://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12426.html Wed, 27 Jun 2007 00:00:00 -0700 E7-12426 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-27/pdf/E7-12426.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to Credit Default Basket Options https://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12425.html https://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12425.html Wed, 27 Jun 2007 00:00:00 -0700 E7-12425 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-27/pdf/E7-12425.pdf Notice - ING Life Insurance and Annuity Company, et al., Notice of Application https://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12405.html https://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12405.html Wed, 27 Jun 2007 00:00:00 -0700 E7-12405 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-27/pdf/E7-12405.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the iShares Russell 2000 Index Fund (IWM) Option Pilot Program Until January 18, 2008 https://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12394.html https://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12394.html Wed, 27 Jun 2007 00:00:00 -0700 E7-12394 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-27/pdf/E7-12394.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, to Amend Section 107D of the Company Guide https://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12393.html https://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12393.html Wed, 27 Jun 2007 00:00:00 -0700 E7-12393 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-27/pdf/E7-12393.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 To Modify the Minimum Shareholder Requirement for Initial Listing on the Nasdaq Global Select Market https://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12392.html https://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12392.html Wed, 27 Jun 2007 00:00:00 -0700 E7-12392 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-27/pdf/E7-12392.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Firm Facilitation, Royalty, and Booth Fees https://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12391.html https://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12391.html Wed, 27 Jun 2007 00:00:00 -0700 E7-12391 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-27/pdf/E7-12391.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating To Removing Certain Rules From Its Rulebook https://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12390.html https://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12390.html Wed, 27 Jun 2007 00:00:00 -0700 E7-12390 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-27/pdf/E7-12390.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Position and Exercise Limits for Options on the KBW Bank Index https://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12389.html https://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12389.html Wed, 27 Jun 2007 00:00:00 -0700 E7-12389 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-27/pdf/E7-12389.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Fees for Electronically Executed Broker-Dealer Orders in IWM and QQQQ Options https://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12388.html https://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12388.html Wed, 27 Jun 2007 00:00:00 -0700 E7-12388 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-27/pdf/E7-12388.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12341.html https://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12341.html Wed, 27 Jun 2007 00:00:00 -0700 E7-12341 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-27/pdf/E7-12341.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 To Lower the Required Number of Letters of Reference an Applicant Must Provide https://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12340.html https://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12340.html Wed, 27 Jun 2007 00:00:00 -0700 E7-12340 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-27/pdf/E7-12340.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Order Approving an Extension of Temporary Registration as a Clearing Agency https://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12331.html https://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12331.html Wed, 27 Jun 2007 00:00:00 -0700 E7-12331 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-27/pdf/E7-12331.pdf Proposed Rule - Definition of a Significant Deficiency https://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12300.html https://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12300.html Wed, 27 Jun 2007 00:00:00 -0700 E7-12300 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-06-27/pdf/E7-12300.pdf Rule - Commission Guidance Regarding Management's Report on Internal Control Over Financial Reporting Under Section 13(a) or 15(d) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12299.html https://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12299.html Wed, 27 Jun 2007 00:00:00 -0700 E7-12299 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-06-27/pdf/E7-12299.pdf Rule - Amendments to Rules Regarding Management's Report on Internal Control Over Financial Reporting https://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12298.html https://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12298.html Wed, 27 Jun 2007 00:00:00 -0700 E7-12298 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-06-27/pdf/E7-12298.pdf