Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/05/23?limit=200&registers=between&mode=atom 2024-12-22T09:45:00-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/05/23/E7-9876.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow Odd-lot and Mixed-lot Orders To Be Sent To the Boston Equities Exchange 2007-05-23T00:00:00-07:00 2007-05-23T00:00:00-07:00 E7-9876 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-23/pdf/E7-9876.pdf https://regulations.justia.com/regulations/fedreg/2007/05/23/E7-9874.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Generic Listing Standards for Series of Investment Company Units Based on Fixed Income Indexes and Order Granting Accelerated Approval of Proposed Rule Change as Amended 2007-05-23T00:00:00-07:00 2007-05-23T00:00:00-07:00 E7-9874 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-23/pdf/E7-9874.pdf https://regulations.justia.com/regulations/fedreg/2007/05/23/E7-9856.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Closing Auctions for Securities Similar to Exchange-Traded Funds 2007-05-23T00:00:00-07:00 2007-05-23T00:00:00-07:00 E7-9856 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-23/pdf/E7-9856.pdf https://regulations.justia.com/regulations/fedreg/2007/05/23/E7-9855.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Appointment of Market Makers 2007-05-23T00:00:00-07:00 2007-05-23T00:00:00-07:00 E7-9855 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-23/pdf/E7-9855.pdf https://regulations.justia.com/regulations/fedreg/2007/05/23/E7-9854.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Notes Linked to the Performance of the Dow Jones-AIG Commodity Index Total Return 2007-05-23T00:00:00-07:00 2007-05-23T00:00:00-07:00 E7-9854 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-23/pdf/E7-9854.pdf https://regulations.justia.com/regulations/fedreg/2007/05/23/E7-9833.html Proposed Rule - Amendments to Financial Responsibility Rules for Broker-Dealers 2007-05-23T00:00:00-07:00 2007-05-23T00:00:00-07:00 E7-9833 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-05-23/pdf/E7-9833.pdf