<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/05/16?registers=between Sun, 20 Jul 2025 00:33:08 -0700 Sun, 20 Jul 2025 00:33:08 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/05/16?registers=between Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Amendment Nos. 1 and 2 to, and Order Granting Accelerated Approval of, a Proposed Rule Change as Modified by Amendment Nos. 1 and 2 To Require the Provision of Certain Information About the Securities Investor Protection Corporation to Customers https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9433.html https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9433.html Wed, 16 May 2007 00:00:00 -0700 E7-9433 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9433.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9412.html https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9412.html Wed, 16 May 2007 00:00:00 -0700 E7-9412 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9412.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change To Waive 2007 Annual Listing Fees for Certain Dually-Listed Issuers Who Delist During 2007 https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9411.html https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9411.html Wed, 16 May 2007 00:00:00 -0700 E7-9411 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9411.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9372.html https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9372.html Wed, 16 May 2007 00:00:00 -0700 E7-9372 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9372.pdf Notice - Self-Regulatory Organization; National Futures Association; Notice of Filing and Immediate Effectiveness of a Proposed Interpretive Notice to Compliance Rule 2-4 Regarding Disclosure Guidelines for FCMs Offering Sweep Accounts https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9371.html https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9371.html Wed, 16 May 2007 00:00:00 -0700 E7-9371 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9371.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9370.html https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9370.html Wed, 16 May 2007 00:00:00 -0700 E7-9370 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9370.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9369.html https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9369.html Wed, 16 May 2007 00:00:00 -0700 E7-9369 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9369.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9368.html https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9368.html Wed, 16 May 2007 00:00:00 -0700 E7-9368 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9368.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9367.html https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9367.html Wed, 16 May 2007 00:00:00 -0700 E7-9367 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9367.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC.; Order Approving Proposed Rule Change To Amend NYSE Rule 440A (“Telephone Solicitations”) https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9366.html https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9366.html Wed, 16 May 2007 00:00:00 -0700 E7-9366 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9366.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Split Prices https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9365.html https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9365.html Wed, 16 May 2007 00:00:00 -0700 E7-9365 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9365.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Amendments to Section 107 of the Company Guide https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9364.html https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9364.html Wed, 16 May 2007 00:00:00 -0700 E7-9364 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9364.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9363.html https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9363.html Wed, 16 May 2007 00:00:00 -0700 E7-9363 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9363.pdf