Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/05/16?limit=200&registers=between&mode=atom 2025-01-02T23:33:00-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9433.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Amendment Nos. 1 and 2 to, and Order Granting Accelerated Approval of, a Proposed Rule Change as Modified by Amendment Nos. 1 and 2 To Require the Provision of Certain Information About the Securities Investor Protection Corporation to Customers 2007-05-16T00:00:00-07:00 2007-05-16T00:00:00-07:00 E7-9433 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9433.pdf https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9412.html Notice - Proposed Collection; Comment Request 2007-05-16T00:00:00-07:00 2007-05-16T00:00:00-07:00 E7-9412 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9412.pdf https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9411.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change To Waive 2007 Annual Listing Fees for Certain Dually-Listed Issuers Who Delist During 2007 2007-05-16T00:00:00-07:00 2007-05-16T00:00:00-07:00 E7-9411 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9411.pdf https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9372.html Notice - Proposed Collection; Comment Request 2007-05-16T00:00:00-07:00 2007-05-16T00:00:00-07:00 E7-9372 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9372.pdf https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9371.html Notice - Self-Regulatory Organization; National Futures Association; Notice of Filing and Immediate Effectiveness of a Proposed Interpretive Notice to Compliance Rule 2-4 Regarding Disclosure Guidelines for FCMs Offering Sweep Accounts 2007-05-16T00:00:00-07:00 2007-05-16T00:00:00-07:00 E7-9371 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9371.pdf https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9370.html Notice - Submission for OMB Review; Comment Request 2007-05-16T00:00:00-07:00 2007-05-16T00:00:00-07:00 E7-9370 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9370.pdf https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9369.html Notice - Submission for OMB Review; Comment Request 2007-05-16T00:00:00-07:00 2007-05-16T00:00:00-07:00 E7-9369 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9369.pdf https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9368.html Notice - Submission for OMB Review; Comment Request 2007-05-16T00:00:00-07:00 2007-05-16T00:00:00-07:00 E7-9368 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9368.pdf https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9367.html Notice - Submission for OMB Review; Comment Request 2007-05-16T00:00:00-07:00 2007-05-16T00:00:00-07:00 E7-9367 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9367.pdf https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9366.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC.; Order Approving Proposed Rule Change To Amend NYSE Rule 440A (“Telephone Solicitations”) 2007-05-16T00:00:00-07:00 2007-05-16T00:00:00-07:00 E7-9366 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9366.pdf https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9365.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Split Prices 2007-05-16T00:00:00-07:00 2007-05-16T00:00:00-07:00 E7-9365 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9365.pdf https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9364.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Amendments to Section 107 of the Company Guide 2007-05-16T00:00:00-07:00 2007-05-16T00:00:00-07:00 E7-9364 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9364.pdf https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9363.html Notice - Submission for OMB Review; Comment Request 2007-05-16T00:00:00-07:00 2007-05-16T00:00:00-07:00 E7-9363 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9363.pdf