<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/05/07?registers=between Thu, 21 Aug 2025 22:12:42 -0700 Thu, 21 Aug 2025 22:12:42 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/05/07?registers=between Notice - Hercules Technology Growth Capital, Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/05/07/E7-8683.html https://regulations.justia.com/regulations/fedreg/2007/05/07/E7-8683.html Mon, 07 May 2007 00:00:00 -0700 E7-8683 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-07/pdf/E7-8683.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2007/05/07/E7-8649.html https://regulations.justia.com/regulations/fedreg/2007/05/07/E7-8649.html Mon, 07 May 2007 00:00:00 -0700 E7-8649 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-07/pdf/E7-8649.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 3 to Proposed Rule Change and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendments No. 1, 2, and 3 Thereto, To Adopt Generic Listing Standards for Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2007/05/07/E7-8600.html https://regulations.justia.com/regulations/fedreg/2007/05/07/E7-8600.html Mon, 07 May 2007 00:00:00 -0700 E7-8600 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-07/pdf/E7-8600.pdf Notice - PowerShares Exchange-Traded Fund Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/05/07/E7-8599.html https://regulations.justia.com/regulations/fedreg/2007/05/07/E7-8599.html Mon, 07 May 2007 00:00:00 -0700 E7-8599 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-07/pdf/E7-8599.pdf Notice - SSgA Funds Management, Inc., et al. https://regulations.justia.com/regulations/fedreg/2007/05/07/E7-8598.html https://regulations.justia.com/regulations/fedreg/2007/05/07/E7-8598.html Mon, 07 May 2007 00:00:00 -0700 E7-8598 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-07/pdf/E7-8598.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval to Proposed Rule Change, as Modified by Amendment No. 1, Relating to Penny Increments for Block Mechanism Orders https://regulations.justia.com/regulations/fedreg/2007/05/07/E7-8597.html https://regulations.justia.com/regulations/fedreg/2007/05/07/E7-8597.html Mon, 07 May 2007 00:00:00 -0700 E7-8597 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-07/pdf/E7-8597.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Nasdaq Trading Rights Fee https://regulations.justia.com/regulations/fedreg/2007/05/07/E7-8596.html https://regulations.justia.com/regulations/fedreg/2007/05/07/E7-8596.html Mon, 07 May 2007 00:00:00 -0700 E7-8596 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-07/pdf/E7-8596.pdf Notice - First Trust Exchange-Traded Fund, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/05/07/E7-8595.html https://regulations.justia.com/regulations/fedreg/2007/05/07/E7-8595.html Mon, 07 May 2007 00:00:00 -0700 E7-8595 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-07/pdf/E7-8595.pdf Notice - Order Making Fiscal Year 2008 Annual Adjustments to the Fee Rates Applicable Under Section 6(b) of the Securities Act of 1933 and Sections 13(e), 14(g), 31(b), and 31(c) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2007/05/07/07-2194.html https://regulations.justia.com/regulations/fedreg/2007/05/07/07-2194.html Mon, 07 May 2007 00:00:00 -0700 07-2194 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-07/pdf/07-2194.pdf