Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/05/02?limit=200&registers=between&mode=atom 2024-04-30T06:58:02-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/05/02/E7-8364.html Notice - HSBC Securities (USA) Inc.; Notice of Application 2007-05-02T00:00:00-07:00 2007-05-02T00:00:00-07:00 E7-8364 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-02/pdf/E7-8364.pdf https://regulations.justia.com/regulations/fedreg/2007/05/02/E7-8353.html Notice - Hill Physicians Medical Group, Inc.; Notice of Application 2007-05-02T00:00:00-07:00 2007-05-02T00:00:00-07:00 E7-8353 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-02/pdf/E7-8353.pdf https://regulations.justia.com/regulations/fedreg/2007/05/02/E7-8313.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Require That Companies Submit Material News to Nasdaq Using Nasdaq's Electronic Disclosure System, Except in Emergency Situations 2007-05-02T00:00:00-07:00 2007-05-02T00:00:00-07:00 E7-8313 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-02/pdf/E7-8313.pdf https://regulations.justia.com/regulations/fedreg/2007/05/02/E7-8312.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend Its Minor Rule Violation Fine Systems 2007-05-02T00:00:00-07:00 2007-05-02T00:00:00-07:00 E7-8312 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-02/pdf/E7-8312.pdf https://regulations.justia.com/regulations/fedreg/2007/05/02/E7-8311.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Securities Manager Examination (“Series 12”) 2007-05-02T00:00:00-07:00 2007-05-02T00:00:00-07:00 E7-8311 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-02/pdf/E7-8311.pdf https://regulations.justia.com/regulations/fedreg/2007/05/02/E7-8310.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Extension of a Fee Pilot for National Quotation Data Service 2007-05-02T00:00:00-07:00 2007-05-02T00:00:00-07:00 E7-8310 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-02/pdf/E7-8310.pdf