<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker

<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/04?registers=between&min-day=1&max-day=30 Wed, 01 May 2024 23:51:19 -0700 Wed, 01 May 2024 23:51:19 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/04?registers=between&min-day=1&max-day=30 Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Regarding the Amendment of NYSE Rule 300 Relating to Trading Licenses https://regulations.justia.com/regulations/fedreg/2007/04/27/E7-8097.html https://regulations.justia.com/regulations/fedreg/2007/04/27/E7-8097.html Fri, 27 Apr 2007 00:00:00 -0700 E7-8097 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-27/pdf/E7-8097.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Member Application Processing Fee Changes https://regulations.justia.com/regulations/fedreg/2007/04/27/E7-8084.html https://regulations.justia.com/regulations/fedreg/2007/04/27/E7-8084.html Fri, 27 Apr 2007 00:00:00 -0700 E7-8084 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-27/pdf/E7-8084.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/04/27/E7-8083.html https://regulations.justia.com/regulations/fedreg/2007/04/27/E7-8083.html Fri, 27 Apr 2007 00:00:00 -0700 E7-8083 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-27/pdf/E7-8083.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certain Exchange Rules, or Portions Thereof, Which Have Been Determined by the Exchange to Be Obsolete, Outdated and/or Unnecessary https://regulations.justia.com/regulations/fedreg/2007/04/27/E7-8056.html https://regulations.justia.com/regulations/fedreg/2007/04/27/E7-8056.html Fri, 27 Apr 2007 00:00:00 -0700 E7-8056 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-27/pdf/E7-8056.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule To Describe How a Failure To Comply With Nasdaq's Requirements Concerning Direct Registration Programs Is Treated https://regulations.justia.com/regulations/fedreg/2007/04/27/E7-8055.html https://regulations.justia.com/regulations/fedreg/2007/04/27/E7-8055.html Fri, 27 Apr 2007 00:00:00 -0700 E7-8055 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-27/pdf/E7-8055.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to Choice of Law and Forum Selection https://regulations.justia.com/regulations/fedreg/2007/04/27/E7-8054.html https://regulations.justia.com/regulations/fedreg/2007/04/27/E7-8054.html Fri, 27 Apr 2007 00:00:00 -0700 E7-8054 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-27/pdf/E7-8054.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Listing and Trading of Options on Vanguard Emerging Markets ETF https://regulations.justia.com/regulations/fedreg/2007/04/26/E7-7956.html https://regulations.justia.com/regulations/fedreg/2007/04/26/E7-7956.html Thu, 26 Apr 2007 00:00:00 -0700 E7-7956 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-26/pdf/E7-7956.pdf Notice - Joint Industry Plan; Order Granting Permanent Approval of the Reporting Plan for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privilege Basis, Submitted by the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Stock Exchange, Inc., the Chicago Board Options Exchange, Inc., the International Securities Exchange, LLC, the National Association of Securities Dealers, Inc., the National Stock Exchange, Inc., the Nasdaq Stock Market LLC, NYSE Arca, Inc., and the Philadelphia Stock Exchange, Inc https://regulations.justia.com/regulations/fedreg/2007/04/26/E7-7953.html https://regulations.justia.com/regulations/fedreg/2007/04/26/E7-7953.html Thu, 26 Apr 2007 00:00:00 -0700 E7-7953 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-26/pdf/E7-7953.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Amendments to Interpretation to Rule 311(b)(5) (“Co-Designation of Principal Executive Officers”) as Modified by Amendment No. 1 https://regulations.justia.com/regulations/fedreg/2007/04/26/E7-7939.html https://regulations.justia.com/regulations/fedreg/2007/04/26/E7-7939.html Thu, 26 Apr 2007 00:00:00 -0700 E7-7939 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-26/pdf/E7-7939.pdf Notice - In the Matter of Internetstudios.com, Inc., and World Cyberlinks Corp. File No. 500-1; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2007/04/26/07-2074.html https://regulations.justia.com/regulations/fedreg/2007/04/26/07-2074.html Thu, 26 Apr 2007 00:00:00 -0700 07-2074 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-26/pdf/07-2074.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Waiver of Fees Upon Relisting of Companies Removed for Late Filings https://regulations.justia.com/regulations/fedreg/2007/04/25/E7-7838.html https://regulations.justia.com/regulations/fedreg/2007/04/25/E7-7838.html Wed, 25 Apr 2007 00:00:00 -0700 E7-7838 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-25/pdf/E7-7838.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Class Quoting Limits https://regulations.justia.com/regulations/fedreg/2007/04/25/E7-7837.html https://regulations.justia.com/regulations/fedreg/2007/04/25/E7-7837.html Wed, 25 Apr 2007 00:00:00 -0700 E7-7837 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-25/pdf/E7-7837.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Adopt New Rule 447 (“Emergency Powers”) https://regulations.justia.com/regulations/fedreg/2007/04/25/E7-7836.html https://regulations.justia.com/regulations/fedreg/2007/04/25/E7-7836.html Wed, 25 Apr 2007 00:00:00 -0700 E7-7836 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-25/pdf/E7-7836.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2007/04/25/E7-7835.html https://regulations.justia.com/regulations/fedreg/2007/04/25/E7-7835.html Wed, 25 Apr 2007 00:00:00 -0700 E7-7835 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-25/pdf/E7-7835.pdf Rule - Technical Amendments to Form BD and Form BDW https://regulations.justia.com/regulations/fedreg/2007/04/24/E7-7746.html https://regulations.justia.com/regulations/fedreg/2007/04/24/E7-7746.html Tue, 24 Apr 2007 00:00:00 -0700 E7-7746 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-04-24/pdf/E7-7746.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendments No. 1, 2, and 3 Thereto, To Revise The Nasdaq Capital Market Listing Requirements https://regulations.justia.com/regulations/fedreg/2007/04/24/E7-7729.html https://regulations.justia.com/regulations/fedreg/2007/04/24/E7-7729.html Tue, 24 Apr 2007 00:00:00 -0700 E7-7729 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-24/pdf/E7-7729.pdf Rule - Covered Securities Pursuant to Section 18 of the Securities Act of 1933 https://regulations.justia.com/regulations/fedreg/2007/04/24/E7-7713.html https://regulations.justia.com/regulations/fedreg/2007/04/24/E7-7713.html Tue, 24 Apr 2007 00:00:00 -0700 E7-7713 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-04-24/pdf/E7-7713.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Rule 103B (Specialist Stock Allocation) https://regulations.justia.com/regulations/fedreg/2007/04/24/E7-7712.html https://regulations.justia.com/regulations/fedreg/2007/04/24/E7-7712.html Tue, 24 Apr 2007 00:00:00 -0700 E7-7712 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-24/pdf/E7-7712.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Buy-In Rules https://regulations.justia.com/regulations/fedreg/2007/04/24/E7-7711.html https://regulations.justia.com/regulations/fedreg/2007/04/24/E7-7711.html Tue, 24 Apr 2007 00:00:00 -0700 E7-7711 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-24/pdf/E7-7711.pdf Notice - Submission of OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/04/24/E7-7710.html https://regulations.justia.com/regulations/fedreg/2007/04/24/E7-7710.html Tue, 24 Apr 2007 00:00:00 -0700 E7-7710 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-24/pdf/E7-7710.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/04/23/E7-7688.html https://regulations.justia.com/regulations/fedreg/2007/04/23/E7-7688.html Mon, 23 Apr 2007 00:00:00 -0700 E7-7688 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-23/pdf/E7-7688.pdf Notice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Order Granting Approval to Proposed Rule Change Relating to Additional Mark-Up Policy for Transactions in Debt Securities, Except Municipal Securities https://regulations.justia.com/regulations/fedreg/2007/04/23/E7-7611.html https://regulations.justia.com/regulations/fedreg/2007/04/23/E7-7611.html Mon, 23 Apr 2007 00:00:00 -0700 E7-7611 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-23/pdf/E7-7611.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Class Quoting Limit in Several Option Classes https://regulations.justia.com/regulations/fedreg/2007/04/20/E7-7554.html https://regulations.justia.com/regulations/fedreg/2007/04/20/E7-7554.html Fri, 20 Apr 2007 00:00:00 -0700 E7-7554 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-20/pdf/E7-7554.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Shorten the Minimum Required Time Periods Required Between Tape Indications and Openings or Reopenings https://regulations.justia.com/regulations/fedreg/2007/04/20/E7-7553.html https://regulations.justia.com/regulations/fedreg/2007/04/20/E7-7553.html Fri, 20 Apr 2007 00:00:00 -0700 E7-7553 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-20/pdf/E7-7553.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Existing BeX Fee Schedule https://regulations.justia.com/regulations/fedreg/2007/04/20/E7-7552.html https://regulations.justia.com/regulations/fedreg/2007/04/20/E7-7552.html Fri, 20 Apr 2007 00:00:00 -0700 E7-7552 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-20/pdf/E7-7552.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/04/20/E7-7495.html https://regulations.justia.com/regulations/fedreg/2007/04/20/E7-7495.html Fri, 20 Apr 2007 00:00:00 -0700 E7-7495 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-20/pdf/E7-7495.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To List for Trading Options on Commodity Pool Units https://regulations.justia.com/regulations/fedreg/2007/04/20/E7-7494.html https://regulations.justia.com/regulations/fedreg/2007/04/20/E7-7494.html Fri, 20 Apr 2007 00:00:00 -0700 E7-7494 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-20/pdf/E7-7494.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Subsidy Arrangements with Members That Provide or Use Certain Order Routing Functionalities https://regulations.justia.com/regulations/fedreg/2007/04/20/E7-7493.html https://regulations.justia.com/regulations/fedreg/2007/04/20/E7-7493.html Fri, 20 Apr 2007 00:00:00 -0700 E7-7493 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-20/pdf/E7-7493.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Expand Its Price Manipulation Rule To Address Additional Instances of Improper Behavior https://regulations.justia.com/regulations/fedreg/2007/04/20/E7-7492.html https://regulations.justia.com/regulations/fedreg/2007/04/20/E7-7492.html Fri, 20 Apr 2007 00:00:00 -0700 E7-7492 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-20/pdf/E7-7492.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/04/20/E7-7491.html https://regulations.justia.com/regulations/fedreg/2007/04/20/E7-7491.html Fri, 20 Apr 2007 00:00:00 -0700 E7-7491 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-20/pdf/E7-7491.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/04/20/E7-7490.html https://regulations.justia.com/regulations/fedreg/2007/04/20/E7-7490.html Fri, 20 Apr 2007 00:00:00 -0700 E7-7490 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-20/pdf/E7-7490.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Options Based on Commodity Pool ETFs https://regulations.justia.com/regulations/fedreg/2007/04/20/E7-7489.html https://regulations.justia.com/regulations/fedreg/2007/04/20/E7-7489.html Fri, 20 Apr 2007 00:00:00 -0700 E7-7489 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-20/pdf/E7-7489.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/04/20/E7-7488.html https://regulations.justia.com/regulations/fedreg/2007/04/20/E7-7488.html Fri, 20 Apr 2007 00:00:00 -0700 E7-7488 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-20/pdf/E7-7488.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees of Other Market Centers Related to Clearly Erroneous Rulings https://regulations.justia.com/regulations/fedreg/2007/04/20/E7-7487.html https://regulations.justia.com/regulations/fedreg/2007/04/20/E7-7487.html Fri, 20 Apr 2007 00:00:00 -0700 E7-7487 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-20/pdf/E7-7487.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Units of the United States Natural Gas Fund, LP https://regulations.justia.com/regulations/fedreg/2007/04/20/E7-7486.html https://regulations.justia.com/regulations/fedreg/2007/04/20/E7-7486.html Fri, 20 Apr 2007 00:00:00 -0700 E7-7486 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-20/pdf/E7-7486.pdf Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for Nasdaq Members Using the Nasdaq Market Center https://regulations.justia.com/regulations/fedreg/2007/04/20/E7-7485.html https://regulations.justia.com/regulations/fedreg/2007/04/20/E7-7485.html Fri, 20 Apr 2007 00:00:00 -0700 E7-7485 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-20/pdf/E7-7485.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to Customer Orders on the Book https://regulations.justia.com/regulations/fedreg/2007/04/19/Z7-6870.html https://regulations.justia.com/regulations/fedreg/2007/04/19/Z7-6870.html Thu, 19 Apr 2007 00:00:00 -0700 Z7-6870 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-19/pdf/Z7-6870.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Regarding the Annual Certification of Compliance and Supervisory Processes https://regulations.justia.com/regulations/fedreg/2007/04/19/E7-7428.html https://regulations.justia.com/regulations/fedreg/2007/04/19/E7-7428.html Thu, 19 Apr 2007 00:00:00 -0700 E7-7428 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-19/pdf/E7-7428.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Period for Rule 2.12 Regarding Third-Party Routing Services in Respect of Orders Entered Into NSX BLADE https://regulations.justia.com/regulations/fedreg/2007/04/19/E7-7422.html https://regulations.justia.com/regulations/fedreg/2007/04/19/E7-7422.html Thu, 19 Apr 2007 00:00:00 -0700 E7-7422 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-19/pdf/E7-7422.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/04/19/E7-7421.html https://regulations.justia.com/regulations/fedreg/2007/04/19/E7-7421.html Thu, 19 Apr 2007 00:00:00 -0700 E7-7421 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-19/pdf/E7-7421.pdf Notice - Notice Pursuant to the National Cooperative Research and Production Act of 1993-LiMo Foundation https://regulations.justia.com/regulations/fedreg/2007/04/19/C7-1727.html https://regulations.justia.com/regulations/fedreg/2007/04/19/C7-1727.html Thu, 19 Apr 2007 00:00:00 -0700 C7-1727 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-19/pdf/C7-1727.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Modify the Distributor Fee for Nasdaq Index Weighting Information https://regulations.justia.com/regulations/fedreg/2007/04/18/E7-7330.html https://regulations.justia.com/regulations/fedreg/2007/04/18/E7-7330.html Wed, 18 Apr 2007 00:00:00 -0700 E7-7330 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-18/pdf/E7-7330.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, 3, and 4 Thereto and Order Granting Accelerated Approval of the Proposed Rule Change as Modified by Amendments No. 2 and 4 Thereto Adopting Generic Listing Standards for Exchange-Traded Funds Based on International or Global Indexes or Indexes Described in Exchange Rules Previously Approved by the Commission as Underlying Benchmarks for Derivative Securities https://regulations.justia.com/regulations/fedreg/2007/04/18/E7-7324.html https://regulations.justia.com/regulations/fedreg/2007/04/18/E7-7324.html Wed, 18 Apr 2007 00:00:00 -0700 E7-7324 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-18/pdf/E7-7324.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to Rule 15B(T) (Protected Bids and Offers of Away Markets) https://regulations.justia.com/regulations/fedreg/2007/04/18/E7-7323.html https://regulations.justia.com/regulations/fedreg/2007/04/18/E7-7323.html Wed, 18 Apr 2007 00:00:00 -0700 E7-7323 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-18/pdf/E7-7323.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Clarify the Government Securities Division Rules With Respect to Repo Collateral Substitution Requests https://regulations.justia.com/regulations/fedreg/2007/04/18/E7-7322.html https://regulations.justia.com/regulations/fedreg/2007/04/18/E7-7322.html Wed, 18 Apr 2007 00:00:00 -0700 E7-7322 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-18/pdf/E7-7322.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Chicago Board Options Exchange, Incorporated and the National Association of Securities Dealers, Inc. https://regulations.justia.com/regulations/fedreg/2007/04/18/E7-7321.html https://regulations.justia.com/regulations/fedreg/2007/04/18/E7-7321.html Wed, 18 Apr 2007 00:00:00 -0700 E7-7321 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-18/pdf/E7-7321.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Create a Pilot Non-Professional Fee for Certain Market Data From the Nasdaq Market Center https://regulations.justia.com/regulations/fedreg/2007/04/18/E7-7320.html https://regulations.justia.com/regulations/fedreg/2007/04/18/E7-7320.html Wed, 18 Apr 2007 00:00:00 -0700 E7-7320 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-18/pdf/E7-7320.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Augment the TotalView Enterprise License https://regulations.justia.com/regulations/fedreg/2007/04/18/E7-7319.html https://regulations.justia.com/regulations/fedreg/2007/04/18/E7-7319.html Wed, 18 Apr 2007 00:00:00 -0700 E7-7319 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-18/pdf/E7-7319.pdf Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Waive Fees for Distributors of Certain Market Data From the Nasdaq Market Center https://regulations.justia.com/regulations/fedreg/2007/04/18/E7-7318.html https://regulations.justia.com/regulations/fedreg/2007/04/18/E7-7318.html Wed, 18 Apr 2007 00:00:00 -0700 E7-7318 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-18/pdf/E7-7318.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Lower Fees for Distributors of Certain Market Data From the Nasdaq Market Center https://regulations.justia.com/regulations/fedreg/2007/04/18/E7-7317.html https://regulations.justia.com/regulations/fedreg/2007/04/18/E7-7317.html Wed, 18 Apr 2007 00:00:00 -0700 E7-7317 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-18/pdf/E7-7317.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Transaction Charges for Equities, ETFs, and Nasdaq UTP Securities https://regulations.justia.com/regulations/fedreg/2007/04/18/E7-7316.html https://regulations.justia.com/regulations/fedreg/2007/04/18/E7-7316.html Wed, 18 Apr 2007 00:00:00 -0700 E7-7316 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-18/pdf/E7-7316.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2007/04/17/E7-7282.html https://regulations.justia.com/regulations/fedreg/2007/04/17/E7-7282.html Tue, 17 Apr 2007 00:00:00 -0700 E7-7282 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-17/pdf/E7-7282.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendments No. 1 and 2 Relating to the Boston Options Exchange's Minor Rule Violation Plan https://regulations.justia.com/regulations/fedreg/2007/04/17/E7-7225.html https://regulations.justia.com/regulations/fedreg/2007/04/17/E7-7225.html Tue, 17 Apr 2007 00:00:00 -0700 E7-7225 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-17/pdf/E7-7225.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend NYSE Rule 80A.40(b) To Update the Definition of “Program Trading,” To Substitute Simplified Audit Trail Requirements, and To Make Conforming Amendments to NYSE Rule 410B https://regulations.justia.com/regulations/fedreg/2007/04/17/E7-7224.html https://regulations.justia.com/regulations/fedreg/2007/04/17/E7-7224.html Tue, 17 Apr 2007 00:00:00 -0700 E7-7224 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-17/pdf/E7-7224.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Participant Fees and Credits https://regulations.justia.com/regulations/fedreg/2007/04/17/E7-7223.html https://regulations.justia.com/regulations/fedreg/2007/04/17/E7-7223.html Tue, 17 Apr 2007 00:00:00 -0700 E7-7223 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-17/pdf/E7-7223.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Technical Amendments to the Code of Mediation Procedure https://regulations.justia.com/regulations/fedreg/2007/04/17/E7-7222.html https://regulations.justia.com/regulations/fedreg/2007/04/17/E7-7222.html Tue, 17 Apr 2007 00:00:00 -0700 E7-7222 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-17/pdf/E7-7222.pdf Notice - In the Matter of Certain Companies Quoted on the Pink Sheets: Amerossi EC, Inc., Irwin Resources, Inc., Peopleline Telecom, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2007/04/17/07-1913.html https://regulations.justia.com/regulations/fedreg/2007/04/17/07-1913.html Tue, 17 Apr 2007 00:00:00 -0700 07-1913 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-17/pdf/07-1913.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Adopt Generic Listing Standards for Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-7056.html https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-7056.html Fri, 13 Apr 2007 00:00:00 -0700 E7-7056 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-13/pdf/E7-7056.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendments No. 1, 2, 3, and 4 Thereto to Proposed Rule Change to Amend Rule 619 Pertaining to Subpoenas for the Production of Documents and Appearances of Witnesses https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-7055.html https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-7055.html Fri, 13 Apr 2007 00:00:00 -0700 E7-7055 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-13/pdf/E7-7055.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Allocation and Performance Evaluation Procedures for Securities Admitted to Dealings on an Unlisted Basis https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-7054.html https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-7054.html Fri, 13 Apr 2007 00:00:00 -0700 E7-7054 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-13/pdf/E7-7054.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Representation of Parties in Arbitration and Mediation https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-7008.html https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-7008.html Fri, 13 Apr 2007 00:00:00 -0700 E7-7008 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-13/pdf/E7-7008.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Equity Option and Index Option Floor Brokerage Assessment https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-7007.html https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-7007.html Fri, 13 Apr 2007 00:00:00 -0700 E7-7007 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-13/pdf/E7-7007.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-7006.html https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-7006.html Fri, 13 Apr 2007 00:00:00 -0700 E7-7006 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-13/pdf/E7-7006.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Credits https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-6963.html https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-6963.html Fri, 13 Apr 2007 00:00:00 -0700 E7-6963 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-13/pdf/E7-6963.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Rules 13 (“Definitions of Orders”) and 17 (“Use of Exchange Facilities”) https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-6962.html https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-6962.html Fri, 13 Apr 2007 00:00:00 -0700 E7-6962 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-13/pdf/E7-6962.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Access to the Exchange by Sponsored Customers https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-6961.html https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-6961.html Fri, 13 Apr 2007 00:00:00 -0700 E7-6961 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-13/pdf/E7-6961.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amex Book Clerks https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-6960.html https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-6960.html Fri, 13 Apr 2007 00:00:00 -0700 E7-6960 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-13/pdf/E7-6960.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Fees for Transactions in Listed and Nasdaq Securities Priced Less Than One Dollar https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-6959.html https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-6959.html Fri, 13 Apr 2007 00:00:00 -0700 E7-6959 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-13/pdf/E7-6959.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange Inc. (n/k/a New York Stock Exchange LLC); Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change Relating to Amendments to Exchange Rule 611, “Disqualification or Other Disability of Arbitrators” https://regulations.justia.com/regulations/fedreg/2007/04/12/E7-6935.html https://regulations.justia.com/regulations/fedreg/2007/04/12/E7-6935.html Thu, 12 Apr 2007 00:00:00 -0700 E7-6935 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-12/pdf/E7-6935.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto To List and Trade Four iShares® GS® Commodity Indexed Trusts https://regulations.justia.com/regulations/fedreg/2007/04/12/E7-6897.html https://regulations.justia.com/regulations/fedreg/2007/04/12/E7-6897.html Thu, 12 Apr 2007 00:00:00 -0700 E7-6897 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-12/pdf/E7-6897.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/04/12/E7-6894.html https://regulations.justia.com/regulations/fedreg/2007/04/12/E7-6894.html Thu, 12 Apr 2007 00:00:00 -0700 E7-6894 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-12/pdf/E7-6894.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change to Extend the Late Trading Session and to Permit Only the Execution of Cross Orders During That Session https://regulations.justia.com/regulations/fedreg/2007/04/12/E7-6893.html https://regulations.justia.com/regulations/fedreg/2007/04/12/E7-6893.html Thu, 12 Apr 2007 00:00:00 -0700 E7-6893 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-12/pdf/E7-6893.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/04/12/E7-6892.html https://regulations.justia.com/regulations/fedreg/2007/04/12/E7-6892.html Thu, 12 Apr 2007 00:00:00 -0700 E7-6892 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-12/pdf/E7-6892.pdf Notice - Forward Funds, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/04/12/E7-6891.html https://regulations.justia.com/regulations/fedreg/2007/04/12/E7-6891.html Thu, 12 Apr 2007 00:00:00 -0700 E7-6891 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-12/pdf/E7-6891.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Nasdaq Market Center Fees https://regulations.justia.com/regulations/fedreg/2007/04/12/E7-6879.html https://regulations.justia.com/regulations/fedreg/2007/04/12/E7-6879.html Thu, 12 Apr 2007 00:00:00 -0700 E7-6879 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-12/pdf/E7-6879.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Ratio Spreads https://regulations.justia.com/regulations/fedreg/2007/04/12/E7-6878.html https://regulations.justia.com/regulations/fedreg/2007/04/12/E7-6878.html Thu, 12 Apr 2007 00:00:00 -0700 E7-6878 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-12/pdf/E7-6878.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to Customer Orders on the Book https://regulations.justia.com/regulations/fedreg/2007/04/12/E7-6870.html https://regulations.justia.com/regulations/fedreg/2007/04/12/E7-6870.html Thu, 12 Apr 2007 00:00:00 -0700 E7-6870 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-12/pdf/E7-6870.pdf Notice - Jefferson National Life Insurance Company, et al. https://regulations.justia.com/regulations/fedreg/2007/04/11/E7-6867.html https://regulations.justia.com/regulations/fedreg/2007/04/11/E7-6867.html Wed, 11 Apr 2007 00:00:00 -0700 E7-6867 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-11/pdf/E7-6867.pdf Notice - MetLife Insurance Company of Connecticut, et al. https://regulations.justia.com/regulations/fedreg/2007/04/11/E7-6852.html https://regulations.justia.com/regulations/fedreg/2007/04/11/E7-6852.html Wed, 11 Apr 2007 00:00:00 -0700 E7-6852 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-11/pdf/E7-6852.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Rule 7.20 and 7.31 https://regulations.justia.com/regulations/fedreg/2007/04/10/E7-6710.html https://regulations.justia.com/regulations/fedreg/2007/04/10/E7-6710.html Tue, 10 Apr 2007 00:00:00 -0700 E7-6710 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-10/pdf/E7-6710.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Certain Changes to Disclosure Regarding Rate-Modified Cash-Settled Foreign Currency Options https://regulations.justia.com/regulations/fedreg/2007/04/10/E7-6709.html https://regulations.justia.com/regulations/fedreg/2007/04/10/E7-6709.html Tue, 10 Apr 2007 00:00:00 -0700 E7-6709 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-10/pdf/E7-6709.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions https://regulations.justia.com/regulations/fedreg/2007/04/10/E7-6675.html https://regulations.justia.com/regulations/fedreg/2007/04/10/E7-6675.html Tue, 10 Apr 2007 00:00:00 -0700 E7-6675 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-10/pdf/E7-6675.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for Nasdaq Members Using the Nasdaq Market Center https://regulations.justia.com/regulations/fedreg/2007/04/10/E7-6674.html https://regulations.justia.com/regulations/fedreg/2007/04/10/E7-6674.html Tue, 10 Apr 2007 00:00:00 -0700 E7-6674 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-10/pdf/E7-6674.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Section 802.01C of the Listed Company Manual, Clarifying That the Exchange Uses the Closing Price Reported on the Consolidated Tape To Determine Compliance With Its Price Test https://regulations.justia.com/regulations/fedreg/2007/04/10/E7-6673.html https://regulations.justia.com/regulations/fedreg/2007/04/10/E7-6673.html Tue, 10 Apr 2007 00:00:00 -0700 E7-6673 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-10/pdf/E7-6673.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2007/04/10/E7-6672.html https://regulations.justia.com/regulations/fedreg/2007/04/10/E7-6672.html Tue, 10 Apr 2007 00:00:00 -0700 E7-6672 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-10/pdf/E7-6672.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Amend CBOE's Membership Application Procedures To Incorporate Individuals Who Are Acting in an Exchange Trading Floor Capacity https://regulations.justia.com/regulations/fedreg/2007/04/10/E7-6671.html https://regulations.justia.com/regulations/fedreg/2007/04/10/E7-6671.html Tue, 10 Apr 2007 00:00:00 -0700 E7-6671 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-10/pdf/E7-6671.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove References to Intermarket Trading System (“ITS”) Plan https://regulations.justia.com/regulations/fedreg/2007/04/10/E7-6670.html https://regulations.justia.com/regulations/fedreg/2007/04/10/E7-6670.html Tue, 10 Apr 2007 00:00:00 -0700 E7-6670 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-10/pdf/E7-6670.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Amendments to the Amended and Restated Certificate of Incorporation of NYSE Euronext https://regulations.justia.com/regulations/fedreg/2007/04/10/E7-6669.html https://regulations.justia.com/regulations/fedreg/2007/04/10/E7-6669.html Tue, 10 Apr 2007 00:00:00 -0700 E7-6669 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-10/pdf/E7-6669.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Rate-Modified Foreign Currency Options https://regulations.justia.com/regulations/fedreg/2007/04/10/E7-6668.html https://regulations.justia.com/regulations/fedreg/2007/04/10/E7-6668.html Tue, 10 Apr 2007 00:00:00 -0700 E7-6668 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-10/pdf/E7-6668.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Amendment No. 2 to and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto Relating to Foreign Currency Options https://regulations.justia.com/regulations/fedreg/2007/04/10/E7-6655.html https://regulations.justia.com/regulations/fedreg/2007/04/10/E7-6655.html Tue, 10 Apr 2007 00:00:00 -0700 E7-6655 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-10/pdf/E7-6655.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, Relating to Options Exchange Officials https://regulations.justia.com/regulations/fedreg/2007/04/06/E7-6496.html https://regulations.justia.com/regulations/fedreg/2007/04/06/E7-6496.html Fri, 06 Apr 2007 00:00:00 -0700 E7-6496 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-06/pdf/E7-6496.pdf Notice - Proposed Collections; Comment Request https://regulations.justia.com/regulations/fedreg/2007/04/06/E7-6495.html https://regulations.justia.com/regulations/fedreg/2007/04/06/E7-6495.html Fri, 06 Apr 2007 00:00:00 -0700 E7-6495 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-06/pdf/E7-6495.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Amendments to the Amended and Restated Certificate of Incorporation of NYSE Euronext https://regulations.justia.com/regulations/fedreg/2007/04/06/E7-6494.html https://regulations.justia.com/regulations/fedreg/2007/04/06/E7-6494.html Fri, 06 Apr 2007 00:00:00 -0700 E7-6494 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-06/pdf/E7-6494.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Portfolio Margining of Customer Securities https://regulations.justia.com/regulations/fedreg/2007/04/06/E7-6493.html https://regulations.justia.com/regulations/fedreg/2007/04/06/E7-6493.html Fri, 06 Apr 2007 00:00:00 -0700 E7-6493 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-06/pdf/E7-6493.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/04/06/E7-6492.html https://regulations.justia.com/regulations/fedreg/2007/04/06/E7-6492.html Fri, 06 Apr 2007 00:00:00 -0700 E7-6492 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-06/pdf/E7-6492.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/04/06/E7-6491.html https://regulations.justia.com/regulations/fedreg/2007/04/06/E7-6491.html Fri, 06 Apr 2007 00:00:00 -0700 E7-6491 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-06/pdf/E7-6491.pdf Notice - First Trust Exchange-Traded Fund, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/04/06/E7-6392.html https://regulations.justia.com/regulations/fedreg/2007/04/06/E7-6392.html Fri, 06 Apr 2007 00:00:00 -0700 E7-6392 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-06/pdf/E7-6392.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange's Automated Opening System https://regulations.justia.com/regulations/fedreg/2007/04/05/E7-6378.html https://regulations.justia.com/regulations/fedreg/2007/04/05/E7-6378.html Thu, 05 Apr 2007 00:00:00 -0700 E7-6378 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-05/pdf/E7-6378.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval of Proposed Rule Change Relating to the Facilitation Mechanism https://regulations.justia.com/regulations/fedreg/2007/04/05/E7-6377.html https://regulations.justia.com/regulations/fedreg/2007/04/05/E7-6377.html Thu, 05 Apr 2007 00:00:00 -0700 E7-6377 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-05/pdf/E7-6377.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change as Modified by Amendments No. 1 and 2 Thereto Relating to Rule 18 (Compensation in Relation to System Failure) https://regulations.justia.com/regulations/fedreg/2007/04/05/E7-6376.html https://regulations.justia.com/regulations/fedreg/2007/04/05/E7-6376.html Thu, 05 Apr 2007 00:00:00 -0700 E7-6376 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-05/pdf/E7-6376.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Phlx Rule 607 and the XLE Fee Schedule https://regulations.justia.com/regulations/fedreg/2007/04/05/E7-6375.html https://regulations.justia.com/regulations/fedreg/2007/04/05/E7-6375.html Thu, 05 Apr 2007 00:00:00 -0700 E7-6375 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-05/pdf/E7-6375.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change To Amend the CHX Fee Schedule on a Retroactive Basis To Clarify the Application of a Credit Against Specialist Fixed Fees https://regulations.justia.com/regulations/fedreg/2007/04/05/E7-6374.html https://regulations.justia.com/regulations/fedreg/2007/04/05/E7-6374.html Thu, 05 Apr 2007 00:00:00 -0700 E7-6374 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-05/pdf/E7-6374.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2007/04/05/E7-6373.html https://regulations.justia.com/regulations/fedreg/2007/04/05/E7-6373.html Thu, 05 Apr 2007 00:00:00 -0700 E7-6373 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-05/pdf/E7-6373.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Waive Certain Listing Fees for Dually-Listed Issuers Who Delist During 2007 https://regulations.justia.com/regulations/fedreg/2007/04/05/E7-6372.html https://regulations.justia.com/regulations/fedreg/2007/04/05/E7-6372.html Thu, 05 Apr 2007 00:00:00 -0700 E7-6372 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-05/pdf/E7-6372.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an ISE Stock Exchange Fee Waiver https://regulations.justia.com/regulations/fedreg/2007/04/05/E7-6371.html https://regulations.justia.com/regulations/fedreg/2007/04/05/E7-6371.html Thu, 05 Apr 2007 00:00:00 -0700 E7-6371 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-05/pdf/E7-6371.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 3 to and Order Granting Accelerated Approval of Proposed Rule Change, as Amended Related to Exchange Rule 325 (Capital Requirements for Member Organizations) and Rule 326 (Growth Capital Requirement, Business Reduction Capital Requirement, Unsecured Loans and Advances) https://regulations.justia.com/regulations/fedreg/2007/04/05/E7-6311.html https://regulations.justia.com/regulations/fedreg/2007/04/05/E7-6311.html Thu, 05 Apr 2007 00:00:00 -0700 E7-6311 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-05/pdf/E7-6311.pdf Rule - Termination of a Foreign Private Issuer's Registration of a Class of Securities Under Section 12(g) and Duty To File Reports Under Section 13(a) or 15(d) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2007/04/05/E7-5947.html https://regulations.justia.com/regulations/fedreg/2007/04/05/E7-5947.html Thu, 05 Apr 2007 00:00:00 -0700 E7-5947 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-04-05/pdf/E7-5947.pdf Proposed Rule - Interagency Proposal for Model Privacy Form Under the Gramm-Leach-Bliley Act https://regulations.justia.com/regulations/fedreg/2007/04/05/C7-1476.html https://regulations.justia.com/regulations/fedreg/2007/04/05/C7-1476.html Thu, 05 Apr 2007 00:00:00 -0700 C7-1476 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-04-05/pdf/C7-1476.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to Trading Three-Character Symbols https://regulations.justia.com/regulations/fedreg/2007/04/04/E7-6335.html https://regulations.justia.com/regulations/fedreg/2007/04/04/E7-6335.html Wed, 04 Apr 2007 00:00:00 -0700 E7-6335 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-04/pdf/E7-6335.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/04/04/E7-6218.html https://regulations.justia.com/regulations/fedreg/2007/04/04/E7-6218.html Wed, 04 Apr 2007 00:00:00 -0700 E7-6218 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-04/pdf/E7-6218.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of Proposed Rule Change Relating to Options Based on Commodity Pool ETFs https://regulations.justia.com/regulations/fedreg/2007/04/04/E7-6200.html https://regulations.justia.com/regulations/fedreg/2007/04/04/E7-6200.html Wed, 04 Apr 2007 00:00:00 -0700 E7-6200 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-04/pdf/E7-6200.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 To List and Trade Nine Series of Exchange-Traded Notes of Barclays Bank PLC Linked to the Performance of Sub-Indices of the Dow Jones-AIG Commodity Index SM https://regulations.justia.com/regulations/fedreg/2007/04/04/E7-6189.html https://regulations.justia.com/regulations/fedreg/2007/04/04/E7-6189.html Wed, 04 Apr 2007 00:00:00 -0700 E7-6189 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-04/pdf/E7-6189.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto To Amend Rule 4611 Relating to Sponsored Access https://regulations.justia.com/regulations/fedreg/2007/04/04/E7-6179.html https://regulations.justia.com/regulations/fedreg/2007/04/04/E7-6179.html Wed, 04 Apr 2007 00:00:00 -0700 E7-6179 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-04/pdf/E7-6179.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6127.html https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6127.html Tue, 03 Apr 2007 00:00:00 -0700 E7-6127 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-03/pdf/E7-6127.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6126.html https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6126.html Tue, 03 Apr 2007 00:00:00 -0700 E7-6126 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-03/pdf/E7-6126.pdf Notice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NASD Rule 7000 Series To Delete References To Systems and Services That Will No Longer Be Provided by NASD https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6125.html https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6125.html Tue, 03 Apr 2007 00:00:00 -0700 E7-6125 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-03/pdf/E7-6125.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6124.html https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6124.html Tue, 03 Apr 2007 00:00:00 -0700 E7-6124 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-03/pdf/E7-6124.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval To a Proposed Rule Change to Amend Existing Rules for Investment Company Units To Eliminate Requirement Regarding Index Weighting and Calculation Methodology https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6085.html https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6085.html Tue, 03 Apr 2007 00:00:00 -0700 E7-6085 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-03/pdf/E7-6085.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Accelerated Approval to a Proposed Rule Change as Modified by Amendment No. 1 To Amend Section 703.16 of the NYSE Listed Company Manual To Eliminate Requirement Regarding Index Weighting and Calculation Methodology https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6084.html https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6084.html Tue, 03 Apr 2007 00:00:00 -0700 E7-6084 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-03/pdf/E7-6084.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change Revising Existing Rules for Portfolio Depositary Receipts and Index Fund Shares https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6083.html https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6083.html Tue, 03 Apr 2007 00:00:00 -0700 E7-6083 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-03/pdf/E7-6083.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 60 To Allow the Exchange To Identify Its Quotation as Slow Non-Firm During the Manual Reporting of a Block-Sized Transaction https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6082.html https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6082.html Tue, 03 Apr 2007 00:00:00 -0700 E7-6082 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-03/pdf/E7-6082.pdf Notice - Silas Partners I, LLC et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6081.html https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6081.html Tue, 03 Apr 2007 00:00:00 -0700 E7-6081 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-03/pdf/E7-6081.pdf Notice - Self-Regulatory Organization; National Futures Association; Notice of Filing and Immediate Effectiveness of a Proposed Amendment Relating to NFA Compliance Rule 2-10 https://regulations.justia.com/regulations/fedreg/2007/04/02/E7-5989.html https://regulations.justia.com/regulations/fedreg/2007/04/02/E7-5989.html Mon, 02 Apr 2007 00:00:00 -0700 E7-5989 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-02/pdf/E7-5989.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Transactions Executed Through NSX BLADE and ITS Plans Priced at Less Than $1.00 Per Share https://regulations.justia.com/regulations/fedreg/2007/04/02/E7-5988.html https://regulations.justia.com/regulations/fedreg/2007/04/02/E7-5988.html Mon, 02 Apr 2007 00:00:00 -0700 E7-5988 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-02/pdf/E7-5988.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Certain Types of Orders on Ox https://regulations.justia.com/regulations/fedreg/2007/04/02/E7-5987.html https://regulations.justia.com/regulations/fedreg/2007/04/02/E7-5987.html Mon, 02 Apr 2007 00:00:00 -0700 E7-5987 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-02/pdf/E7-5987.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto to List for Trading Options on the Vanguard® Emerging Markets Exchange Traded Fund https://regulations.justia.com/regulations/fedreg/2007/04/02/E7-5986.html https://regulations.justia.com/regulations/fedreg/2007/04/02/E7-5986.html Mon, 02 Apr 2007 00:00:00 -0700 E7-5986 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-02/pdf/E7-5986.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Amend the Exchange's Tape Rebate Programs for Transactions Through NSTS to Establish an Equivalent Tape A Rebate Program https://regulations.justia.com/regulations/fedreg/2007/04/02/E7-5985.html https://regulations.justia.com/regulations/fedreg/2007/04/02/E7-5985.html Mon, 02 Apr 2007 00:00:00 -0700 E7-5985 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-02/pdf/E7-5985.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Modify Fees for Transactions Executed Through NSTS and ITS Plans https://regulations.justia.com/regulations/fedreg/2007/04/02/E7-5984.html https://regulations.justia.com/regulations/fedreg/2007/04/02/E7-5984.html Mon, 02 Apr 2007 00:00:00 -0700 E7-5984 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-02/pdf/E7-5984.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change to Amend Listing and Annual Fees Applicable to Investment Company Units, Currency Trust Shares, Commodity Trust Shares and streetTRACKS® Gold Shares https://regulations.justia.com/regulations/fedreg/2007/04/02/E7-5983.html https://regulations.justia.com/regulations/fedreg/2007/04/02/E7-5983.html Mon, 02 Apr 2007 00:00:00 -0700 E7-5983 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-02/pdf/E7-5983.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to Exchange Rules Regarding Specialist Commissions https://regulations.justia.com/regulations/fedreg/2007/04/02/E7-5982.html https://regulations.justia.com/regulations/fedreg/2007/04/02/E7-5982.html Mon, 02 Apr 2007 00:00:00 -0700 E7-5982 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-02/pdf/E7-5982.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Granting Approval of Amendment to the Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange, LLC, the Boston Stock Exchange, Inc., the Chicago Board Options Exchange, Inc., the International Securities Exchange, LLC, the National Association of Securities Dealers, Inc., the New York Stock Exchange, LLC, the NYSE Arca, Inc., and the Philadelphia Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2007/04/02/E7-5981.html https://regulations.justia.com/regulations/fedreg/2007/04/02/E7-5981.html Mon, 02 Apr 2007 00:00:00 -0700 E7-5981 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-02/pdf/E7-5981.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change and Amendment No. 1 Thereto Relating to Off-Floor DPMs https://regulations.justia.com/regulations/fedreg/2007/04/02/E7-5980.html https://regulations.justia.com/regulations/fedreg/2007/04/02/E7-5980.html Mon, 02 Apr 2007 00:00:00 -0700 E7-5980 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-02/pdf/E7-5980.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt New NASD Rule 7000E Series Relating to Fees and Credits for the NASD/NYSE Trade Reporting Facility https://regulations.justia.com/regulations/fedreg/2007/04/02/E7-5979.html https://regulations.justia.com/regulations/fedreg/2007/04/02/E7-5979.html Mon, 02 Apr 2007 00:00:00 -0700 E7-5979 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-02/pdf/E7-5979.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC and Chicago Board Options Exchange, Incorporated: Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Changes; Boston Stock Exchange, Inc.; International Securities Exchange, LLC; NYSE Arca, Inc.; and Philadelphia Stock Exchange, Inc.: Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, as Amended, Relating to Linkage Orders https://regulations.justia.com/regulations/fedreg/2007/04/02/E7-5967.html https://regulations.justia.com/regulations/fedreg/2007/04/02/E7-5967.html Mon, 02 Apr 2007 00:00:00 -0700 E7-5967 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-02/pdf/E7-5967.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading One-, Two-, and Three-Character Symbols https://regulations.justia.com/regulations/fedreg/2007/04/02/E7-5966.html https://regulations.justia.com/regulations/fedreg/2007/04/02/E7-5966.html Mon, 02 Apr 2007 00:00:00 -0700 E7-5966 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-02/pdf/E7-5966.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 123D (Openings and Halts in Trading) https://regulations.justia.com/regulations/fedreg/2007/04/02/E7-5965.html https://regulations.justia.com/regulations/fedreg/2007/04/02/E7-5965.html Mon, 02 Apr 2007 00:00:00 -0700 E7-5965 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-02/pdf/E7-5965.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Exempt Limited Partnerships From Certain of Its Shareholder Approval Rules https://regulations.justia.com/regulations/fedreg/2007/04/02/E7-5964.html https://regulations.justia.com/regulations/fedreg/2007/04/02/E7-5964.html Mon, 02 Apr 2007 00:00:00 -0700 E7-5964 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-02/pdf/E7-5964.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Existing BeX Fee Schedule https://regulations.justia.com/regulations/fedreg/2007/04/02/E7-5963.html https://regulations.justia.com/regulations/fedreg/2007/04/02/E7-5963.html Mon, 02 Apr 2007 00:00:00 -0700 E7-5963 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-02/pdf/E7-5963.pdf