Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/04/27?limit=200®isters=between&mode=atom2024-12-22T18:13:59-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2007/04/27/E7-8097.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Regarding the Amendment of NYSE Rule 300 Relating to Trading Licenses2007-04-27T00:00:00-07:002007-04-27T00:00:00-07:00E7-8097Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-04-27/pdf/E7-8097.pdfhttps://regulations.justia.com/regulations/fedreg/2007/04/27/E7-8084.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Member Application Processing Fee Changes2007-04-27T00:00:00-07:002007-04-27T00:00:00-07:00E7-8084Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-04-27/pdf/E7-8084.pdfhttps://regulations.justia.com/regulations/fedreg/2007/04/27/E7-8083.htmlNotice - Submission for OMB Review; Comment Request2007-04-27T00:00:00-07:002007-04-27T00:00:00-07:00E7-8083Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-04-27/pdf/E7-8083.pdfhttps://regulations.justia.com/regulations/fedreg/2007/04/27/E7-8056.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certain Exchange Rules, or Portions Thereof, Which Have Been Determined by the Exchange to Be Obsolete, Outdated and/or Unnecessary2007-04-27T00:00:00-07:002007-04-27T00:00:00-07:00E7-8056Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-04-27/pdf/E7-8056.pdfhttps://regulations.justia.com/regulations/fedreg/2007/04/27/E7-8055.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule To Describe How a Failure To Comply With Nasdaq's Requirements Concerning Direct Registration Programs Is Treated2007-04-27T00:00:00-07:002007-04-27T00:00:00-07:00E7-8055Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-04-27/pdf/E7-8055.pdfhttps://regulations.justia.com/regulations/fedreg/2007/04/27/E7-8054.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to Choice of Law and Forum Selection2007-04-27T00:00:00-07:002007-04-27T00:00:00-07:00E7-8054Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-04-27/pdf/E7-8054.pdf