<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/04/24?registers=between Sun, 22 Dec 2024 18:27:02 -0800 Sun, 22 Dec 2024 18:27:02 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/04/24?registers=between Rule - Technical Amendments to Form BD and Form BDW https://regulations.justia.com/regulations/fedreg/2007/04/24/E7-7746.html https://regulations.justia.com/regulations/fedreg/2007/04/24/E7-7746.html Tue, 24 Apr 2007 00:00:00 -0700 E7-7746 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-04-24/pdf/E7-7746.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendments No. 1, 2, and 3 Thereto, To Revise The Nasdaq Capital Market Listing Requirements https://regulations.justia.com/regulations/fedreg/2007/04/24/E7-7729.html https://regulations.justia.com/regulations/fedreg/2007/04/24/E7-7729.html Tue, 24 Apr 2007 00:00:00 -0700 E7-7729 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-24/pdf/E7-7729.pdf Rule - Covered Securities Pursuant to Section 18 of the Securities Act of 1933 https://regulations.justia.com/regulations/fedreg/2007/04/24/E7-7713.html https://regulations.justia.com/regulations/fedreg/2007/04/24/E7-7713.html Tue, 24 Apr 2007 00:00:00 -0700 E7-7713 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-04-24/pdf/E7-7713.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Rule 103B (Specialist Stock Allocation) https://regulations.justia.com/regulations/fedreg/2007/04/24/E7-7712.html https://regulations.justia.com/regulations/fedreg/2007/04/24/E7-7712.html Tue, 24 Apr 2007 00:00:00 -0700 E7-7712 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-24/pdf/E7-7712.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Buy-In Rules https://regulations.justia.com/regulations/fedreg/2007/04/24/E7-7711.html https://regulations.justia.com/regulations/fedreg/2007/04/24/E7-7711.html Tue, 24 Apr 2007 00:00:00 -0700 E7-7711 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-24/pdf/E7-7711.pdf Notice - Submission of OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/04/24/E7-7710.html https://regulations.justia.com/regulations/fedreg/2007/04/24/E7-7710.html Tue, 24 Apr 2007 00:00:00 -0700 E7-7710 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-24/pdf/E7-7710.pdf