Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/04/24?limit=200®isters=between&mode=atom2024-12-22T18:12:14-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2007/04/24/E7-7746.htmlRule - Technical Amendments to Form BD and Form BDW2007-04-24T00:00:00-07:002007-04-24T00:00:00-07:00E7-7746Rulehttp://www.gpo.gov/fdsys/pkg/FR-2007-04-24/pdf/E7-7746.pdfhttps://regulations.justia.com/regulations/fedreg/2007/04/24/E7-7729.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendments No. 1, 2, and 3 Thereto, To Revise The Nasdaq Capital Market Listing Requirements2007-04-24T00:00:00-07:002007-04-24T00:00:00-07:00E7-7729Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-04-24/pdf/E7-7729.pdfhttps://regulations.justia.com/regulations/fedreg/2007/04/24/E7-7713.htmlRule - Covered Securities Pursuant to Section 18 of the Securities Act of 19332007-04-24T00:00:00-07:002007-04-24T00:00:00-07:00E7-7713Rulehttp://www.gpo.gov/fdsys/pkg/FR-2007-04-24/pdf/E7-7713.pdfhttps://regulations.justia.com/regulations/fedreg/2007/04/24/E7-7712.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Rule 103B (Specialist Stock Allocation)2007-04-24T00:00:00-07:002007-04-24T00:00:00-07:00E7-7712Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-04-24/pdf/E7-7712.pdfhttps://regulations.justia.com/regulations/fedreg/2007/04/24/E7-7711.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Buy-In Rules2007-04-24T00:00:00-07:002007-04-24T00:00:00-07:00E7-7711Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-04-24/pdf/E7-7711.pdfhttps://regulations.justia.com/regulations/fedreg/2007/04/24/E7-7710.htmlNotice - Submission of OMB Review; Comment Request2007-04-24T00:00:00-07:002007-04-24T00:00:00-07:00E7-7710Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-04-24/pdf/E7-7710.pdf