Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/04/18?limit=200®isters=between&mode=atom2024-12-22T18:50:56-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2007/04/18/E7-7330.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Modify the Distributor Fee for Nasdaq Index Weighting Information2007-04-18T00:00:00-07:002007-04-18T00:00:00-07:00E7-7330Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-04-18/pdf/E7-7330.pdfhttps://regulations.justia.com/regulations/fedreg/2007/04/18/E7-7324.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, 3, and 4 Thereto and Order Granting Accelerated Approval of the Proposed Rule Change as Modified by Amendments No. 2 and 4 Thereto Adopting Generic Listing Standards for Exchange-Traded Funds Based on International or Global Indexes or Indexes Described in Exchange Rules Previously Approved by the Commission as Underlying Benchmarks for Derivative Securities2007-04-18T00:00:00-07:002007-04-18T00:00:00-07:00E7-7324Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-04-18/pdf/E7-7324.pdfhttps://regulations.justia.com/regulations/fedreg/2007/04/18/E7-7323.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to Rule 15B(T) (Protected Bids and Offers of Away Markets)2007-04-18T00:00:00-07:002007-04-18T00:00:00-07:00E7-7323Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-04-18/pdf/E7-7323.pdfhttps://regulations.justia.com/regulations/fedreg/2007/04/18/E7-7322.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Clarify the Government Securities Division Rules With Respect to Repo Collateral Substitution Requests2007-04-18T00:00:00-07:002007-04-18T00:00:00-07:00E7-7322Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-04-18/pdf/E7-7322.pdfhttps://regulations.justia.com/regulations/fedreg/2007/04/18/E7-7321.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Chicago Board Options Exchange, Incorporated and the National Association of Securities Dealers, Inc.2007-04-18T00:00:00-07:002007-04-18T00:00:00-07:00E7-7321Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-04-18/pdf/E7-7321.pdfhttps://regulations.justia.com/regulations/fedreg/2007/04/18/E7-7320.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Create a Pilot Non-Professional Fee for Certain Market Data From the Nasdaq Market Center2007-04-18T00:00:00-07:002007-04-18T00:00:00-07:00E7-7320Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-04-18/pdf/E7-7320.pdfhttps://regulations.justia.com/regulations/fedreg/2007/04/18/E7-7319.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Augment the TotalView Enterprise License2007-04-18T00:00:00-07:002007-04-18T00:00:00-07:00E7-7319Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-04-18/pdf/E7-7319.pdfhttps://regulations.justia.com/regulations/fedreg/2007/04/18/E7-7318.htmlNotice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Waive Fees for Distributors of Certain Market Data From the Nasdaq Market Center2007-04-18T00:00:00-07:002007-04-18T00:00:00-07:00E7-7318Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-04-18/pdf/E7-7318.pdfhttps://regulations.justia.com/regulations/fedreg/2007/04/18/E7-7317.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Lower Fees for Distributors of Certain Market Data From the Nasdaq Market Center2007-04-18T00:00:00-07:002007-04-18T00:00:00-07:00E7-7317Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-04-18/pdf/E7-7317.pdfhttps://regulations.justia.com/regulations/fedreg/2007/04/18/E7-7316.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Transaction Charges for Equities, ETFs, and Nasdaq UTP Securities2007-04-18T00:00:00-07:002007-04-18T00:00:00-07:00E7-7316Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-04-18/pdf/E7-7316.pdf