<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/04/13?registers=between Thu, 21 Aug 2025 21:43:49 -0700 Thu, 21 Aug 2025 21:43:49 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/04/13?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Adopt Generic Listing Standards for Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-7056.html https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-7056.html Fri, 13 Apr 2007 00:00:00 -0700 E7-7056 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-13/pdf/E7-7056.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendments No. 1, 2, 3, and 4 Thereto to Proposed Rule Change to Amend Rule 619 Pertaining to Subpoenas for the Production of Documents and Appearances of Witnesses https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-7055.html https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-7055.html Fri, 13 Apr 2007 00:00:00 -0700 E7-7055 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-13/pdf/E7-7055.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Allocation and Performance Evaluation Procedures for Securities Admitted to Dealings on an Unlisted Basis https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-7054.html https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-7054.html Fri, 13 Apr 2007 00:00:00 -0700 E7-7054 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-13/pdf/E7-7054.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Representation of Parties in Arbitration and Mediation https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-7008.html https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-7008.html Fri, 13 Apr 2007 00:00:00 -0700 E7-7008 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-13/pdf/E7-7008.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Equity Option and Index Option Floor Brokerage Assessment https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-7007.html https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-7007.html Fri, 13 Apr 2007 00:00:00 -0700 E7-7007 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-13/pdf/E7-7007.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-7006.html https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-7006.html Fri, 13 Apr 2007 00:00:00 -0700 E7-7006 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-13/pdf/E7-7006.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Credits https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-6963.html https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-6963.html Fri, 13 Apr 2007 00:00:00 -0700 E7-6963 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-13/pdf/E7-6963.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Rules 13 (“Definitions of Orders”) and 17 (“Use of Exchange Facilities”) https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-6962.html https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-6962.html Fri, 13 Apr 2007 00:00:00 -0700 E7-6962 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-13/pdf/E7-6962.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Access to the Exchange by Sponsored Customers https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-6961.html https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-6961.html Fri, 13 Apr 2007 00:00:00 -0700 E7-6961 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-13/pdf/E7-6961.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amex Book Clerks https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-6960.html https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-6960.html Fri, 13 Apr 2007 00:00:00 -0700 E7-6960 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-13/pdf/E7-6960.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Fees for Transactions in Listed and Nasdaq Securities Priced Less Than One Dollar https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-6959.html https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-6959.html Fri, 13 Apr 2007 00:00:00 -0700 E7-6959 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-13/pdf/E7-6959.pdf