<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/04/10?registers=between Sat, 18 May 2024 22:15:28 -0700 Sat, 18 May 2024 22:15:28 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/04/10?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Rule 7.20 and 7.31 https://regulations.justia.com/regulations/fedreg/2007/04/10/E7-6710.html https://regulations.justia.com/regulations/fedreg/2007/04/10/E7-6710.html Tue, 10 Apr 2007 00:00:00 -0700 E7-6710 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-10/pdf/E7-6710.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Certain Changes to Disclosure Regarding Rate-Modified Cash-Settled Foreign Currency Options https://regulations.justia.com/regulations/fedreg/2007/04/10/E7-6709.html https://regulations.justia.com/regulations/fedreg/2007/04/10/E7-6709.html Tue, 10 Apr 2007 00:00:00 -0700 E7-6709 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-10/pdf/E7-6709.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions https://regulations.justia.com/regulations/fedreg/2007/04/10/E7-6675.html https://regulations.justia.com/regulations/fedreg/2007/04/10/E7-6675.html Tue, 10 Apr 2007 00:00:00 -0700 E7-6675 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-10/pdf/E7-6675.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for Nasdaq Members Using the Nasdaq Market Center https://regulations.justia.com/regulations/fedreg/2007/04/10/E7-6674.html https://regulations.justia.com/regulations/fedreg/2007/04/10/E7-6674.html Tue, 10 Apr 2007 00:00:00 -0700 E7-6674 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-10/pdf/E7-6674.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Section 802.01C of the Listed Company Manual, Clarifying That the Exchange Uses the Closing Price Reported on the Consolidated Tape To Determine Compliance With Its Price Test https://regulations.justia.com/regulations/fedreg/2007/04/10/E7-6673.html https://regulations.justia.com/regulations/fedreg/2007/04/10/E7-6673.html Tue, 10 Apr 2007 00:00:00 -0700 E7-6673 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-10/pdf/E7-6673.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2007/04/10/E7-6672.html https://regulations.justia.com/regulations/fedreg/2007/04/10/E7-6672.html Tue, 10 Apr 2007 00:00:00 -0700 E7-6672 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-10/pdf/E7-6672.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Amend CBOE's Membership Application Procedures To Incorporate Individuals Who Are Acting in an Exchange Trading Floor Capacity https://regulations.justia.com/regulations/fedreg/2007/04/10/E7-6671.html https://regulations.justia.com/regulations/fedreg/2007/04/10/E7-6671.html Tue, 10 Apr 2007 00:00:00 -0700 E7-6671 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-10/pdf/E7-6671.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove References to Intermarket Trading System (“ITS”) Plan https://regulations.justia.com/regulations/fedreg/2007/04/10/E7-6670.html https://regulations.justia.com/regulations/fedreg/2007/04/10/E7-6670.html Tue, 10 Apr 2007 00:00:00 -0700 E7-6670 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-10/pdf/E7-6670.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Amendments to the Amended and Restated Certificate of Incorporation of NYSE Euronext https://regulations.justia.com/regulations/fedreg/2007/04/10/E7-6669.html https://regulations.justia.com/regulations/fedreg/2007/04/10/E7-6669.html Tue, 10 Apr 2007 00:00:00 -0700 E7-6669 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-10/pdf/E7-6669.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Rate-Modified Foreign Currency Options https://regulations.justia.com/regulations/fedreg/2007/04/10/E7-6668.html https://regulations.justia.com/regulations/fedreg/2007/04/10/E7-6668.html Tue, 10 Apr 2007 00:00:00 -0700 E7-6668 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-10/pdf/E7-6668.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Amendment No. 2 to and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto Relating to Foreign Currency Options https://regulations.justia.com/regulations/fedreg/2007/04/10/E7-6655.html https://regulations.justia.com/regulations/fedreg/2007/04/10/E7-6655.html Tue, 10 Apr 2007 00:00:00 -0700 E7-6655 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-10/pdf/E7-6655.pdf