<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/04/05?registers=between Tue, 22 Jul 2025 11:36:15 -0700 Tue, 22 Jul 2025 11:36:15 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/04/05?registers=between Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange's Automated Opening System https://regulations.justia.com/regulations/fedreg/2007/04/05/E7-6378.html https://regulations.justia.com/regulations/fedreg/2007/04/05/E7-6378.html Thu, 05 Apr 2007 00:00:00 -0700 E7-6378 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-05/pdf/E7-6378.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval of Proposed Rule Change Relating to the Facilitation Mechanism https://regulations.justia.com/regulations/fedreg/2007/04/05/E7-6377.html https://regulations.justia.com/regulations/fedreg/2007/04/05/E7-6377.html Thu, 05 Apr 2007 00:00:00 -0700 E7-6377 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-05/pdf/E7-6377.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change as Modified by Amendments No. 1 and 2 Thereto Relating to Rule 18 (Compensation in Relation to System Failure) https://regulations.justia.com/regulations/fedreg/2007/04/05/E7-6376.html https://regulations.justia.com/regulations/fedreg/2007/04/05/E7-6376.html Thu, 05 Apr 2007 00:00:00 -0700 E7-6376 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-05/pdf/E7-6376.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Phlx Rule 607 and the XLE Fee Schedule https://regulations.justia.com/regulations/fedreg/2007/04/05/E7-6375.html https://regulations.justia.com/regulations/fedreg/2007/04/05/E7-6375.html Thu, 05 Apr 2007 00:00:00 -0700 E7-6375 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-05/pdf/E7-6375.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change To Amend the CHX Fee Schedule on a Retroactive Basis To Clarify the Application of a Credit Against Specialist Fixed Fees https://regulations.justia.com/regulations/fedreg/2007/04/05/E7-6374.html https://regulations.justia.com/regulations/fedreg/2007/04/05/E7-6374.html Thu, 05 Apr 2007 00:00:00 -0700 E7-6374 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-05/pdf/E7-6374.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2007/04/05/E7-6373.html https://regulations.justia.com/regulations/fedreg/2007/04/05/E7-6373.html Thu, 05 Apr 2007 00:00:00 -0700 E7-6373 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-05/pdf/E7-6373.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Waive Certain Listing Fees for Dually-Listed Issuers Who Delist During 2007 https://regulations.justia.com/regulations/fedreg/2007/04/05/E7-6372.html https://regulations.justia.com/regulations/fedreg/2007/04/05/E7-6372.html Thu, 05 Apr 2007 00:00:00 -0700 E7-6372 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-05/pdf/E7-6372.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an ISE Stock Exchange Fee Waiver https://regulations.justia.com/regulations/fedreg/2007/04/05/E7-6371.html https://regulations.justia.com/regulations/fedreg/2007/04/05/E7-6371.html Thu, 05 Apr 2007 00:00:00 -0700 E7-6371 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-05/pdf/E7-6371.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 3 to and Order Granting Accelerated Approval of Proposed Rule Change, as Amended Related to Exchange Rule 325 (Capital Requirements for Member Organizations) and Rule 326 (Growth Capital Requirement, Business Reduction Capital Requirement, Unsecured Loans and Advances) https://regulations.justia.com/regulations/fedreg/2007/04/05/E7-6311.html https://regulations.justia.com/regulations/fedreg/2007/04/05/E7-6311.html Thu, 05 Apr 2007 00:00:00 -0700 E7-6311 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-05/pdf/E7-6311.pdf Rule - Termination of a Foreign Private Issuer's Registration of a Class of Securities Under Section 12(g) and Duty To File Reports Under Section 13(a) or 15(d) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2007/04/05/E7-5947.html https://regulations.justia.com/regulations/fedreg/2007/04/05/E7-5947.html Thu, 05 Apr 2007 00:00:00 -0700 E7-5947 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-04-05/pdf/E7-5947.pdf Proposed Rule - Interagency Proposal for Model Privacy Form Under the Gramm-Leach-Bliley Act https://regulations.justia.com/regulations/fedreg/2007/04/05/C7-1476.html https://regulations.justia.com/regulations/fedreg/2007/04/05/C7-1476.html Thu, 05 Apr 2007 00:00:00 -0700 C7-1476 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-04-05/pdf/C7-1476.pdf