<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/03?registers=between&min-day=1&max-day=31 Thu, 23 May 2024 18:35:40 -0700 Thu, 23 May 2024 18:35:40 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/03?registers=between&min-day=1&max-day=31 Proposed Rule - Amendments to Regulation SHO https://regulations.justia.com/regulations/fedreg/2007/03/30/E7-5870.html https://regulations.justia.com/regulations/fedreg/2007/03/30/E7-5870.html Fri, 30 Mar 2007 00:00:00 -0700 E7-5870 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-03-30/pdf/E7-5870.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change to NYSE Rule 440A (“Telephone Solicitations”) https://regulations.justia.com/regulations/fedreg/2007/03/29/E7-5816.html https://regulations.justia.com/regulations/fedreg/2007/03/29/E7-5816.html Thu, 29 Mar 2007 00:00:00 -0700 E7-5816 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-29/pdf/E7-5816.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Class Quoting Limit in the Option Class Accredited Home Lenders Holding (LEND) https://regulations.justia.com/regulations/fedreg/2007/03/29/E7-5815.html https://regulations.justia.com/regulations/fedreg/2007/03/29/E7-5815.html Thu, 29 Mar 2007 00:00:00 -0700 E7-5815 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-29/pdf/E7-5815.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Portfolio Margin https://regulations.justia.com/regulations/fedreg/2007/03/29/E7-5814.html https://regulations.justia.com/regulations/fedreg/2007/03/29/E7-5814.html Thu, 29 Mar 2007 00:00:00 -0700 E7-5814 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-29/pdf/E7-5814.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to the Approval of Fund Shares Deposited as Margin https://regulations.justia.com/regulations/fedreg/2007/03/29/E7-5753.html https://regulations.justia.com/regulations/fedreg/2007/03/29/E7-5753.html Thu, 29 Mar 2007 00:00:00 -0700 E7-5753 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-29/pdf/E7-5753.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Membership, Definitions, and the Electronic Pool Notification Service https://regulations.justia.com/regulations/fedreg/2007/03/29/E7-5752.html https://regulations.justia.com/regulations/fedreg/2007/03/29/E7-5752.html Thu, 29 Mar 2007 00:00:00 -0700 E7-5752 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-29/pdf/E7-5752.pdf Proposed Rule - Interagency Proposal for Model Privacy Form Under the Gramm-Leach-Bliley Act https://regulations.justia.com/regulations/fedreg/2007/03/29/07-1476.html https://regulations.justia.com/regulations/fedreg/2007/03/29/07-1476.html Thu, 29 Mar 2007 00:00:00 -0700 07-1476 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-03-29/pdf/07-1476.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Dissemination of Currency Spot Values https://regulations.justia.com/regulations/fedreg/2007/03/28/E7-5638.html https://regulations.justia.com/regulations/fedreg/2007/03/28/E7-5638.html Wed, 28 Mar 2007 00:00:00 -0700 E7-5638 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-28/pdf/E7-5638.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective a Revised Plan for Allocation of Regulatory Responsibilities Between NYSE Arca, Inc. and the National Association of Securities Dealers, Inc. https://regulations.justia.com/regulations/fedreg/2007/03/28/E7-5637.html https://regulations.justia.com/regulations/fedreg/2007/03/28/E7-5637.html Wed, 28 Mar 2007 00:00:00 -0700 E7-5637 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-28/pdf/E7-5637.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 3 to and Order Granting Accelerated Approval of Proposed Rule Change, as Amended, Relating to the Establishment of NYSE Bonds https://regulations.justia.com/regulations/fedreg/2007/03/28/E7-5610.html https://regulations.justia.com/regulations/fedreg/2007/03/28/E7-5610.html Wed, 28 Mar 2007 00:00:00 -0700 E7-5610 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-28/pdf/E7-5610.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/03/28/E7-5592.html https://regulations.justia.com/regulations/fedreg/2007/03/28/E7-5592.html Wed, 28 Mar 2007 00:00:00 -0700 E7-5592 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-28/pdf/E7-5592.pdf Rule - Technical Amendment to Regulation S-T https://regulations.justia.com/regulations/fedreg/2007/03/28/E7-5589.html https://regulations.justia.com/regulations/fedreg/2007/03/28/E7-5589.html Wed, 28 Mar 2007 00:00:00 -0700 E7-5589 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-03-28/pdf/E7-5589.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Intermarket Sweep Orders https://regulations.justia.com/regulations/fedreg/2007/03/28/E7-5588.html https://regulations.justia.com/regulations/fedreg/2007/03/28/E7-5588.html Wed, 28 Mar 2007 00:00:00 -0700 E7-5588 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-28/pdf/E7-5588.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 2 Thereto Relating to Order and Decorum Regulations https://regulations.justia.com/regulations/fedreg/2007/03/27/E7-5552.html https://regulations.justia.com/regulations/fedreg/2007/03/27/E7-5552.html Tue, 27 Mar 2007 00:00:00 -0700 E7-5552 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-27/pdf/E7-5552.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Orders With Two-Day Delivery https://regulations.justia.com/regulations/fedreg/2007/03/27/E7-5551.html https://regulations.justia.com/regulations/fedreg/2007/03/27/E7-5551.html Tue, 27 Mar 2007 00:00:00 -0700 E7-5551 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-27/pdf/E7-5551.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend Its Minor Rule Violation Fine Systems https://regulations.justia.com/regulations/fedreg/2007/03/27/E7-5550.html https://regulations.justia.com/regulations/fedreg/2007/03/27/E7-5550.html Tue, 27 Mar 2007 00:00:00 -0700 E7-5550 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-27/pdf/E7-5550.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to an Amendment to the Options Marketing Fee https://regulations.justia.com/regulations/fedreg/2007/03/27/E7-5549.html https://regulations.justia.com/regulations/fedreg/2007/03/27/E7-5549.html Tue, 27 Mar 2007 00:00:00 -0700 E7-5549 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-27/pdf/E7-5549.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete the Exchange's Auto-Quote Options Pricing Functionality https://regulations.justia.com/regulations/fedreg/2007/03/27/E7-5548.html https://regulations.justia.com/regulations/fedreg/2007/03/27/E7-5548.html Tue, 27 Mar 2007 00:00:00 -0700 E7-5548 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-27/pdf/E7-5548.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Odd Lot Fees for XLE Transactions https://regulations.justia.com/regulations/fedreg/2007/03/27/E7-5547.html https://regulations.justia.com/regulations/fedreg/2007/03/27/E7-5547.html Tue, 27 Mar 2007 00:00:00 -0700 E7-5547 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-27/pdf/E7-5547.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Penny Increments for Block Mechanism Orders https://regulations.justia.com/regulations/fedreg/2007/03/27/E7-5546.html https://regulations.justia.com/regulations/fedreg/2007/03/27/E7-5546.html Tue, 27 Mar 2007 00:00:00 -0700 E7-5546 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-27/pdf/E7-5546.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto To List for Trading Options on the Vanguard® Emerging Markets Exchange Traded Fund https://regulations.justia.com/regulations/fedreg/2007/03/26/E7-5423.html https://regulations.justia.com/regulations/fedreg/2007/03/26/E7-5423.html Mon, 26 Mar 2007 00:00:00 -0700 E7-5423 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-26/pdf/E7-5423.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change To Amend the By-Laws of NASD To Implement Governance and Related Changes To Accommodate the Consolidation of the Member Firm Regulatory Functions of NASD and NYSE Regulation, Inc. https://regulations.justia.com/regulations/fedreg/2007/03/26/E7-5422.html https://regulations.justia.com/regulations/fedreg/2007/03/26/E7-5422.html Mon, 26 Mar 2007 00:00:00 -0700 E7-5422 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-26/pdf/E7-5422.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2007/03/23/E7-5429.html https://regulations.justia.com/regulations/fedreg/2007/03/23/E7-5429.html Fri, 23 Mar 2007 00:00:00 -0700 E7-5429 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-23/pdf/E7-5429.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees Charged to the CDS Clearing and Depository Services, Inc. https://regulations.justia.com/regulations/fedreg/2007/03/23/E7-5351.html https://regulations.justia.com/regulations/fedreg/2007/03/23/E7-5351.html Fri, 23 Mar 2007 00:00:00 -0700 E7-5351 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-23/pdf/E7-5351.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees Charged to the CDS Clearing and Depository Services, Inc. https://regulations.justia.com/regulations/fedreg/2007/03/23/E7-5350.html https://regulations.justia.com/regulations/fedreg/2007/03/23/E7-5350.html Fri, 23 Mar 2007 00:00:00 -0700 E7-5350 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-23/pdf/E7-5350.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade the Shares of the PowerShares DB U.S. Dollar Index Bullish Fund and the PowerShares DB U.S. Dollar Index Bearish Fund Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2007/03/23/E7-5348.html https://regulations.justia.com/regulations/fedreg/2007/03/23/E7-5348.html Fri, 23 Mar 2007 00:00:00 -0700 E7-5348 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-23/pdf/E7-5348.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto To Trade Shares of the PowerShares DB U.S. Dollar Index Funds Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2007/03/23/E7-5316.html https://regulations.justia.com/regulations/fedreg/2007/03/23/E7-5316.html Fri, 23 Mar 2007 00:00:00 -0700 E7-5316 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-23/pdf/E7-5316.pdf Notice - John Hancock Life Insurance Company, et al. https://regulations.justia.com/regulations/fedreg/2007/03/23/E7-5315.html https://regulations.justia.com/regulations/fedreg/2007/03/23/E7-5315.html Fri, 23 Mar 2007 00:00:00 -0700 E7-5315 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-23/pdf/E7-5315.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Apply Non-BeX Executed Trade Fee Retroactively https://regulations.justia.com/regulations/fedreg/2007/03/23/E7-5309.html https://regulations.justia.com/regulations/fedreg/2007/03/23/E7-5309.html Fri, 23 Mar 2007 00:00:00 -0700 E7-5309 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-23/pdf/E7-5309.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Early Inclusion of NYMEX Holdings, Inc. to the CBOE Exchange Index https://regulations.justia.com/regulations/fedreg/2007/03/23/E7-5308.html https://regulations.justia.com/regulations/fedreg/2007/03/23/E7-5308.html Fri, 23 Mar 2007 00:00:00 -0700 E7-5308 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-23/pdf/E7-5308.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Reverse Mergers https://regulations.justia.com/regulations/fedreg/2007/03/22/E7-5206.html https://regulations.justia.com/regulations/fedreg/2007/03/22/E7-5206.html Thu, 22 Mar 2007 00:00:00 -0700 E7-5206 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-22/pdf/E7-5206.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Clarifying the Continued Listing Standards for Units https://regulations.justia.com/regulations/fedreg/2007/03/22/E7-5205.html https://regulations.justia.com/regulations/fedreg/2007/03/22/E7-5205.html Thu, 22 Mar 2007 00:00:00 -0700 E7-5205 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-22/pdf/E7-5205.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Granting Approval of a Proposed Rule Change Amending Rules To Require Listed Companies To Make Securities Eligible for the Direct Registration System https://regulations.justia.com/regulations/fedreg/2007/03/22/E7-5191.html https://regulations.justia.com/regulations/fedreg/2007/03/22/E7-5191.html Thu, 22 Mar 2007 00:00:00 -0700 E7-5191 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-22/pdf/E7-5191.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Granting Approval of a Proposed Rule Change Amending Rules To Require Securities Become Eligible for a Direct Registration System https://regulations.justia.com/regulations/fedreg/2007/03/22/E7-5190.html https://regulations.justia.com/regulations/fedreg/2007/03/22/E7-5190.html Thu, 22 Mar 2007 00:00:00 -0700 E7-5190 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-22/pdf/E7-5190.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval of a Proposed Rule Change Amending Rules Relating to the Direct Registration System https://regulations.justia.com/regulations/fedreg/2007/03/22/E7-5189.html https://regulations.justia.com/regulations/fedreg/2007/03/22/E7-5189.html Thu, 22 Mar 2007 00:00:00 -0700 E7-5189 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-22/pdf/E7-5189.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5136.html https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5136.html Wed, 21 Mar 2007 00:00:00 -0700 E7-5136 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5136.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule To Make Technical and Updating Changes to Its Reconfirmation and Pricing Service https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5133.html https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5133.html Wed, 21 Mar 2007 00:00:00 -0700 E7-5133 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5133.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5131.html https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5131.html Wed, 21 Mar 2007 00:00:00 -0700 E7-5131 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5131.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Linkage Order Fee https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5117.html https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5117.html Wed, 21 Mar 2007 00:00:00 -0700 E7-5117 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5117.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program Relating to Multiple Aggregation Units https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5116.html https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5116.html Wed, 21 Mar 2007 00:00:00 -0700 E7-5116 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5116.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Add an Automatic Quote Cancellation Procedure to the Boston Options Exchange Rules https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5115.html https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5115.html Wed, 21 Mar 2007 00:00:00 -0700 E7-5115 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5115.pdf Notice - Self-Regulatory Organizations; OneChicago, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Block Trades https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5114.html https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5114.html Wed, 21 Mar 2007 00:00:00 -0700 E7-5114 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5114.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for Nasdaq Members Using the Nasdaq Market Center https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5089.html https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5089.html Wed, 21 Mar 2007 00:00:00 -0700 E7-5089 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5089.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto To Modify the Fee for Connecting to a Nasdaq Data Center Over the Internet https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5088.html https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5088.html Wed, 21 Mar 2007 00:00:00 -0700 E7-5088 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5088.pdf Notice - Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment To Revise OPRA's Fee Schedule and its “Policies With Respect to Device-Based Fees” https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5087.html https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5087.html Wed, 21 Mar 2007 00:00:00 -0700 E7-5087 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5087.pdf Notice - Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment To Adopt a Revised Form “Third Party Billing Agreement” https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5086.html https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5086.html Wed, 21 Mar 2007 00:00:00 -0700 E7-5086 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5086.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto To Trade Shares of the PowerShares DB Energy Fund, the PowerShares DB Oil Fund, the PowerShares DB Precious Metals Fund, the PowerShares DB Gold Fund, the PowerShares DB Silver Fund, the PowerShares DB Base Metals Fund, and the PowerShares DB Agriculture Fund Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5085.html https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5085.html Wed, 21 Mar 2007 00:00:00 -0700 E7-5085 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5085.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to Proposed Rule Change as Modified by Amendment No. 1 To Modify an Aspect of the Definition of Independent Director https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5084.html https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5084.html Wed, 21 Mar 2007 00:00:00 -0700 E7-5084 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5084.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fees for Full Value Russell Index and Reduced Value Russell Index https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5060.html https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5060.html Wed, 21 Mar 2007 00:00:00 -0700 E7-5060 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5060.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Charges for Equities, ETFs, and Nasdaq UTP Securities https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5059.html https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5059.html Wed, 21 Mar 2007 00:00:00 -0700 E7-5059 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5059.pdf