<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/03/29?registers=between Sun, 22 Dec 2024 18:12:31 -0800 Sun, 22 Dec 2024 18:12:31 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/03/29?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change to NYSE Rule 440A (“Telephone Solicitations”) https://regulations.justia.com/regulations/fedreg/2007/03/29/E7-5816.html https://regulations.justia.com/regulations/fedreg/2007/03/29/E7-5816.html Thu, 29 Mar 2007 00:00:00 -0700 E7-5816 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-29/pdf/E7-5816.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Class Quoting Limit in the Option Class Accredited Home Lenders Holding (LEND) https://regulations.justia.com/regulations/fedreg/2007/03/29/E7-5815.html https://regulations.justia.com/regulations/fedreg/2007/03/29/E7-5815.html Thu, 29 Mar 2007 00:00:00 -0700 E7-5815 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-29/pdf/E7-5815.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Portfolio Margin https://regulations.justia.com/regulations/fedreg/2007/03/29/E7-5814.html https://regulations.justia.com/regulations/fedreg/2007/03/29/E7-5814.html Thu, 29 Mar 2007 00:00:00 -0700 E7-5814 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-29/pdf/E7-5814.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to the Approval of Fund Shares Deposited as Margin https://regulations.justia.com/regulations/fedreg/2007/03/29/E7-5753.html https://regulations.justia.com/regulations/fedreg/2007/03/29/E7-5753.html Thu, 29 Mar 2007 00:00:00 -0700 E7-5753 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-29/pdf/E7-5753.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Membership, Definitions, and the Electronic Pool Notification Service https://regulations.justia.com/regulations/fedreg/2007/03/29/E7-5752.html https://regulations.justia.com/regulations/fedreg/2007/03/29/E7-5752.html Thu, 29 Mar 2007 00:00:00 -0700 E7-5752 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-29/pdf/E7-5752.pdf Proposed Rule - Interagency Proposal for Model Privacy Form Under the Gramm-Leach-Bliley Act https://regulations.justia.com/regulations/fedreg/2007/03/29/07-1476.html https://regulations.justia.com/regulations/fedreg/2007/03/29/07-1476.html Thu, 29 Mar 2007 00:00:00 -0700 07-1476 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-03-29/pdf/07-1476.pdf