Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/03/29?limit=200&registers=between&mode=atom 2024-12-22T18:48:13-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/03/29/E7-5816.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change to NYSE Rule 440A (“Telephone Solicitations”) 2007-03-29T00:00:00-07:00 2007-03-29T00:00:00-07:00 E7-5816 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-29/pdf/E7-5816.pdf https://regulations.justia.com/regulations/fedreg/2007/03/29/E7-5815.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Class Quoting Limit in the Option Class Accredited Home Lenders Holding (LEND) 2007-03-29T00:00:00-07:00 2007-03-29T00:00:00-07:00 E7-5815 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-29/pdf/E7-5815.pdf https://regulations.justia.com/regulations/fedreg/2007/03/29/E7-5814.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Portfolio Margin 2007-03-29T00:00:00-07:00 2007-03-29T00:00:00-07:00 E7-5814 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-29/pdf/E7-5814.pdf https://regulations.justia.com/regulations/fedreg/2007/03/29/E7-5753.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to the Approval of Fund Shares Deposited as Margin 2007-03-29T00:00:00-07:00 2007-03-29T00:00:00-07:00 E7-5753 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-29/pdf/E7-5753.pdf https://regulations.justia.com/regulations/fedreg/2007/03/29/E7-5752.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Membership, Definitions, and the Electronic Pool Notification Service 2007-03-29T00:00:00-07:00 2007-03-29T00:00:00-07:00 E7-5752 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-29/pdf/E7-5752.pdf https://regulations.justia.com/regulations/fedreg/2007/03/29/07-1476.html Proposed Rule - Interagency Proposal for Model Privacy Form Under the Gramm-Leach-Bliley Act 2007-03-29T00:00:00-07:00 2007-03-29T00:00:00-07:00 07-1476 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-03-29/pdf/07-1476.pdf