<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/03/21?registers=between
Wed, 16 Jul 2025 03:44:48 -0700Wed, 16 Jul 2025 03:44:48 -0700Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/03/21?registers=between
Notice - Submission for OMB Review; Comment Request
https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5136.html
https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5136.htmlWed, 21 Mar 2007 00:00:00 -0700E7-5136Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5136.pdfNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule To Make Technical and Updating Changes to Its Reconfirmation and Pricing Service
https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5133.html
https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5133.htmlWed, 21 Mar 2007 00:00:00 -0700E7-5133Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5133.pdfNotice - Sunshine Act Meeting
https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5131.html
https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5131.htmlWed, 21 Mar 2007 00:00:00 -0700E7-5131Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5131.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Linkage Order Fee
https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5117.html
https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5117.htmlWed, 21 Mar 2007 00:00:00 -0700E7-5117Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5117.pdfNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program Relating to Multiple Aggregation Units
https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5116.html
https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5116.htmlWed, 21 Mar 2007 00:00:00 -0700E7-5116Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5116.pdfNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Add an Automatic Quote Cancellation Procedure to the Boston Options Exchange Rules
https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5115.html
https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5115.htmlWed, 21 Mar 2007 00:00:00 -0700E7-5115Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5115.pdfNotice - Self-Regulatory Organizations; OneChicago, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Block Trades
https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5114.html
https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5114.htmlWed, 21 Mar 2007 00:00:00 -0700E7-5114Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5114.pdfNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for Nasdaq Members Using the Nasdaq Market Center
https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5089.html
https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5089.htmlWed, 21 Mar 2007 00:00:00 -0700E7-5089Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5089.pdfNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto To Modify the Fee for Connecting to a Nasdaq Data Center Over the Internet
https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5088.html
https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5088.htmlWed, 21 Mar 2007 00:00:00 -0700E7-5088Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5088.pdfNotice - Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment To Revise OPRA's Fee Schedule and its “Policies With Respect to Device-Based Fees”
https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5087.html
https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5087.htmlWed, 21 Mar 2007 00:00:00 -0700E7-5087Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5087.pdfNotice - Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment To Adopt a Revised Form “Third Party Billing Agreement”
https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5086.html
https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5086.htmlWed, 21 Mar 2007 00:00:00 -0700E7-5086Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5086.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto To Trade Shares of the PowerShares DB Energy Fund, the PowerShares DB Oil Fund, the PowerShares DB Precious Metals Fund, the PowerShares DB Gold Fund, the PowerShares DB Silver Fund, the PowerShares DB Base Metals Fund, and the PowerShares DB Agriculture Fund Pursuant to Unlisted Trading Privileges
https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5085.html
https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5085.htmlWed, 21 Mar 2007 00:00:00 -0700E7-5085Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5085.pdfNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to Proposed Rule Change as Modified by Amendment No. 1 To Modify an Aspect of the Definition of Independent Director
https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5084.html
https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5084.htmlWed, 21 Mar 2007 00:00:00 -0700E7-5084Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5084.pdfNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fees for Full Value Russell Index and Reduced Value Russell Index
https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5060.html
https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5060.htmlWed, 21 Mar 2007 00:00:00 -0700E7-5060Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5060.pdfNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Charges for Equities, ETFs, and Nasdaq UTP Securities
https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5059.html
https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5059.htmlWed, 21 Mar 2007 00:00:00 -0700E7-5059Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5059.pdfNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Establish a Data Entitlement Named “Depth Feed” Consisting of Data Feeds Nasdaq TotalView and Nasdaq OpenView, and To Establish a Distribution Charge for Depth Feed
https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5058.html
https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5058.htmlWed, 21 Mar 2007 00:00:00 -0700E7-5058Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5058.pdfNotice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5057.html
https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5057.htmlWed, 21 Mar 2007 00:00:00 -0700E7-5057Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5057.pdf