Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/03/21?limit=200®isters=between&mode=atom2024-12-22T18:33:13-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5136.htmlNotice - Submission for OMB Review; Comment Request2007-03-21T00:00:00-07:002007-03-21T00:00:00-07:00E7-5136Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5136.pdfhttps://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5133.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule To Make Technical and Updating Changes to Its Reconfirmation and Pricing Service2007-03-21T00:00:00-07:002007-03-21T00:00:00-07:00E7-5133Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5133.pdfhttps://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5131.htmlNotice - Sunshine Act Meeting2007-03-21T00:00:00-07:002007-03-21T00:00:00-07:00E7-5131Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5131.pdfhttps://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5117.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Linkage Order Fee2007-03-21T00:00:00-07:002007-03-21T00:00:00-07:00E7-5117Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5117.pdfhttps://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5116.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program Relating to Multiple Aggregation Units2007-03-21T00:00:00-07:002007-03-21T00:00:00-07:00E7-5116Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5116.pdfhttps://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5115.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Add an Automatic Quote Cancellation Procedure to the Boston Options Exchange Rules2007-03-21T00:00:00-07:002007-03-21T00:00:00-07:00E7-5115Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5115.pdfhttps://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5114.htmlNotice - Self-Regulatory Organizations; OneChicago, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Block Trades2007-03-21T00:00:00-07:002007-03-21T00:00:00-07:00E7-5114Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5114.pdfhttps://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5089.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for Nasdaq Members Using the Nasdaq Market Center2007-03-21T00:00:00-07:002007-03-21T00:00:00-07:00E7-5089Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5089.pdfhttps://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5088.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto To Modify the Fee for Connecting to a Nasdaq Data Center Over the Internet2007-03-21T00:00:00-07:002007-03-21T00:00:00-07:00E7-5088Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5088.pdfhttps://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5087.htmlNotice - Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment To Revise OPRA's Fee Schedule and its “Policies With Respect to Device-Based Fees”2007-03-21T00:00:00-07:002007-03-21T00:00:00-07:00E7-5087Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5087.pdfhttps://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5086.htmlNotice - Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment To Adopt a Revised Form “Third Party Billing Agreement”2007-03-21T00:00:00-07:002007-03-21T00:00:00-07:00E7-5086Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5086.pdfhttps://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5085.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto To Trade Shares of the PowerShares DB Energy Fund, the PowerShares DB Oil Fund, the PowerShares DB Precious Metals Fund, the PowerShares DB Gold Fund, the PowerShares DB Silver Fund, the PowerShares DB Base Metals Fund, and the PowerShares DB Agriculture Fund Pursuant to Unlisted Trading Privileges2007-03-21T00:00:00-07:002007-03-21T00:00:00-07:00E7-5085Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5085.pdfhttps://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5084.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to Proposed Rule Change as Modified by Amendment No. 1 To Modify an Aspect of the Definition of Independent Director2007-03-21T00:00:00-07:002007-03-21T00:00:00-07:00E7-5084Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5084.pdfhttps://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5060.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fees for Full Value Russell Index and Reduced Value Russell Index2007-03-21T00:00:00-07:002007-03-21T00:00:00-07:00E7-5060Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5060.pdfhttps://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5059.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Charges for Equities, ETFs, and Nasdaq UTP Securities2007-03-21T00:00:00-07:002007-03-21T00:00:00-07:00E7-5059Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5059.pdfhttps://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5058.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Establish a Data Entitlement Named “Depth Feed” Consisting of Data Feeds Nasdaq TotalView and Nasdaq OpenView, and To Establish a Distribution Charge for Depth Feed2007-03-21T00:00:00-07:002007-03-21T00:00:00-07:00E7-5058Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5058.pdfhttps://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5057.htmlNotice - Proposed Collection; Comment Request2007-03-21T00:00:00-07:002007-03-21T00:00:00-07:00E7-5057Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5057.pdf