<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/03/21?registers=between Sun, 28 Apr 2024 10:46:56 -0700 Sun, 28 Apr 2024 10:46:56 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/03/21?registers=between Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5136.html https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5136.html Wed, 21 Mar 2007 00:00:00 -0700 E7-5136 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5136.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule To Make Technical and Updating Changes to Its Reconfirmation and Pricing Service https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5133.html https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5133.html Wed, 21 Mar 2007 00:00:00 -0700 E7-5133 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5133.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5131.html https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5131.html Wed, 21 Mar 2007 00:00:00 -0700 E7-5131 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5131.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Linkage Order Fee https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5117.html https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5117.html Wed, 21 Mar 2007 00:00:00 -0700 E7-5117 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5117.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program Relating to Multiple Aggregation Units https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5116.html https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5116.html Wed, 21 Mar 2007 00:00:00 -0700 E7-5116 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5116.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Add an Automatic Quote Cancellation Procedure to the Boston Options Exchange Rules https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5115.html https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5115.html Wed, 21 Mar 2007 00:00:00 -0700 E7-5115 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5115.pdf Notice - Self-Regulatory Organizations; OneChicago, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Block Trades https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5114.html https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5114.html Wed, 21 Mar 2007 00:00:00 -0700 E7-5114 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5114.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for Nasdaq Members Using the Nasdaq Market Center https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5089.html https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5089.html Wed, 21 Mar 2007 00:00:00 -0700 E7-5089 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5089.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto To Modify the Fee for Connecting to a Nasdaq Data Center Over the Internet https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5088.html https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5088.html Wed, 21 Mar 2007 00:00:00 -0700 E7-5088 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5088.pdf Notice - Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment To Revise OPRA's Fee Schedule and its “Policies With Respect to Device-Based Fees” https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5087.html https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5087.html Wed, 21 Mar 2007 00:00:00 -0700 E7-5087 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5087.pdf Notice - Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment To Adopt a Revised Form “Third Party Billing Agreement” https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5086.html https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5086.html Wed, 21 Mar 2007 00:00:00 -0700 E7-5086 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5086.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto To Trade Shares of the PowerShares DB Energy Fund, the PowerShares DB Oil Fund, the PowerShares DB Precious Metals Fund, the PowerShares DB Gold Fund, the PowerShares DB Silver Fund, the PowerShares DB Base Metals Fund, and the PowerShares DB Agriculture Fund Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5085.html https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5085.html Wed, 21 Mar 2007 00:00:00 -0700 E7-5085 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5085.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to Proposed Rule Change as Modified by Amendment No. 1 To Modify an Aspect of the Definition of Independent Director https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5084.html https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5084.html Wed, 21 Mar 2007 00:00:00 -0700 E7-5084 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5084.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fees for Full Value Russell Index and Reduced Value Russell Index https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5060.html https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5060.html Wed, 21 Mar 2007 00:00:00 -0700 E7-5060 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5060.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Charges for Equities, ETFs, and Nasdaq UTP Securities https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5059.html https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5059.html Wed, 21 Mar 2007 00:00:00 -0700 E7-5059 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5059.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Establish a Data Entitlement Named “Depth Feed” Consisting of Data Feeds Nasdaq TotalView and Nasdaq OpenView, and To Establish a Distribution Charge for Depth Feed https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5058.html https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5058.html Wed, 21 Mar 2007 00:00:00 -0700 E7-5058 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5058.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5057.html https://regulations.justia.com/regulations/fedreg/2007/03/21/E7-5057.html Wed, 21 Mar 2007 00:00:00 -0700 E7-5057 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-21/pdf/E7-5057.pdf