Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/03/20?limit=200&registers=between&mode=atom 2024-12-22T18:37:51-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/03/20/E7-5005.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change to Establish a Passive Price Improvement Order for Specialists and Registered Traders 2007-03-20T00:00:00-07:00 2007-03-20T00:00:00-07:00 E7-5005 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-20/pdf/E7-5005.pdf https://regulations.justia.com/regulations/fedreg/2007/03/20/E7-5003.html Notice - Order Regarding Review of FASB Accounting Support Fee For 2007 Under Section 109 of The Sarbanes-Oxley Act of 2002 2007-03-20T00:00:00-07:00 2007-03-20T00:00:00-07:00 E7-5003 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-20/pdf/E7-5003.pdf https://regulations.justia.com/regulations/fedreg/2007/03/20/E7-4978.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Charges for Equities and ETFs 2007-03-20T00:00:00-07:00 2007-03-20T00:00:00-07:00 E7-4978 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-20/pdf/E7-4978.pdf https://regulations.justia.com/regulations/fedreg/2007/03/20/E7-4977.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Charges for Equities, ETFs, and Nasdaq UTP Securities 2007-03-20T00:00:00-07:00 2007-03-20T00:00:00-07:00 E7-4977 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-20/pdf/E7-4977.pdf https://regulations.justia.com/regulations/fedreg/2007/03/20/E7-4976.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Existing Fee Schedules 2007-03-20T00:00:00-07:00 2007-03-20T00:00:00-07:00 E7-4976 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-20/pdf/E7-4976.pdf https://regulations.justia.com/regulations/fedreg/2007/03/20/E7-4975.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to Amendments to Registration Rules of NYSE Arca Equities, Inc. 2007-03-20T00:00:00-07:00 2007-03-20T00:00:00-07:00 E7-4975 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-20/pdf/E7-4975.pdf https://regulations.justia.com/regulations/fedreg/2007/03/20/E7-4974.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to Amendments to Registration Rules of NYSE Arca, Inc 2007-03-20T00:00:00-07:00 2007-03-20T00:00:00-07:00 E7-4974 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-20/pdf/E7-4974.pdf https://regulations.justia.com/regulations/fedreg/2007/03/20/E7-4973.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Portfolio Margin 2007-03-20T00:00:00-07:00 2007-03-20T00:00:00-07:00 E7-4973 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-20/pdf/E7-4973.pdf