<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/03/12?registers=between Mon, 14 Jul 2025 22:30:38 -0700 Mon, 14 Jul 2025 22:30:38 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/03/12?registers=between Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Directed Order Type https://regulations.justia.com/regulations/fedreg/2007/03/12/E7-4328.html https://regulations.justia.com/regulations/fedreg/2007/03/12/E7-4328.html Mon, 12 Mar 2007 00:00:00 -0700 E7-4328 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-12/pdf/E7-4328.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 123D (Openings and Halts In Trading) https://regulations.justia.com/regulations/fedreg/2007/03/12/E7-4327.html https://regulations.justia.com/regulations/fedreg/2007/03/12/E7-4327.html Mon, 12 Mar 2007 00:00:00 -0700 E7-4327 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-12/pdf/E7-4327.pdf Notice - Intermarket Trading System; Notice of Filing and Immediate Effectiveness of the Twenty Fourth Amendment to the ITS Plan Relating to the Elimination of the ITS Plan https://regulations.justia.com/regulations/fedreg/2007/03/12/E7-4326.html https://regulations.justia.com/regulations/fedreg/2007/03/12/E7-4326.html Mon, 12 Mar 2007 00:00:00 -0700 E7-4326 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-12/pdf/E7-4326.pdf Notice - Self-Regulatory Organizations; The Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend the CHX Fee Schedule on a Retroactive Basis to Clarify the Application of a Credit Against Specialist Fixed Fees https://regulations.justia.com/regulations/fedreg/2007/03/12/E7-4325.html https://regulations.justia.com/regulations/fedreg/2007/03/12/E7-4325.html Mon, 12 Mar 2007 00:00:00 -0700 E7-4325 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-12/pdf/E7-4325.pdf Notice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; New York Stock Exchange LLC; American Stock Exchange LLC; Order Approving Proposed Rule Changes To Increase the Frequency of the Short Interest Reporting Requirements https://regulations.justia.com/regulations/fedreg/2007/03/12/E7-4293.html https://regulations.justia.com/regulations/fedreg/2007/03/12/E7-4293.html Mon, 12 Mar 2007 00:00:00 -0700 E7-4293 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-12/pdf/E7-4293.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Fees for the CBOE Stock Exchange https://regulations.justia.com/regulations/fedreg/2007/03/12/E7-4292.html https://regulations.justia.com/regulations/fedreg/2007/03/12/E7-4292.html Mon, 12 Mar 2007 00:00:00 -0700 E7-4292 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-12/pdf/E7-4292.pdf Notice - SA Investment Partners LLC, et al. https://regulations.justia.com/regulations/fedreg/2007/03/12/E7-4291.html https://regulations.justia.com/regulations/fedreg/2007/03/12/E7-4291.html Mon, 12 Mar 2007 00:00:00 -0700 E7-4291 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-12/pdf/E7-4291.pdf