Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/03/12?limit=200®isters=between&mode=atom2024-12-22T18:24:13-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2007/03/12/E7-4328.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Directed Order Type2007-03-12T00:00:00-07:002007-03-12T00:00:00-07:00E7-4328Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-03-12/pdf/E7-4328.pdfhttps://regulations.justia.com/regulations/fedreg/2007/03/12/E7-4327.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 123D (Openings and Halts In Trading)2007-03-12T00:00:00-07:002007-03-12T00:00:00-07:00E7-4327Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-03-12/pdf/E7-4327.pdfhttps://regulations.justia.com/regulations/fedreg/2007/03/12/E7-4326.htmlNotice - Intermarket Trading System; Notice of Filing and Immediate Effectiveness of the Twenty Fourth Amendment to the ITS Plan Relating to the Elimination of the ITS Plan2007-03-12T00:00:00-07:002007-03-12T00:00:00-07:00E7-4326Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-03-12/pdf/E7-4326.pdfhttps://regulations.justia.com/regulations/fedreg/2007/03/12/E7-4325.htmlNotice - Self-Regulatory Organizations; The Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend the CHX Fee Schedule on a Retroactive Basis to Clarify the Application of a Credit Against Specialist Fixed Fees2007-03-12T00:00:00-07:002007-03-12T00:00:00-07:00E7-4325Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-03-12/pdf/E7-4325.pdfhttps://regulations.justia.com/regulations/fedreg/2007/03/12/E7-4293.htmlNotice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; New York Stock Exchange LLC; American Stock Exchange LLC; Order Approving Proposed Rule Changes To Increase the Frequency of the Short Interest Reporting Requirements2007-03-12T00:00:00-07:002007-03-12T00:00:00-07:00E7-4293Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-03-12/pdf/E7-4293.pdfhttps://regulations.justia.com/regulations/fedreg/2007/03/12/E7-4292.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Fees for the CBOE Stock Exchange2007-03-12T00:00:00-07:002007-03-12T00:00:00-07:00E7-4292Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-03-12/pdf/E7-4292.pdfhttps://regulations.justia.com/regulations/fedreg/2007/03/12/E7-4291.htmlNotice - SA Investment Partners LLC, et al.2007-03-12T00:00:00-07:002007-03-12T00:00:00-07:00E7-4291Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-03-12/pdf/E7-4291.pdf