Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/03/09?limit=200&registers=between&mode=atom 2024-05-04T11:35:58-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/03/09/E7-4219.html Notice - Proposed Collection; Comment Request 2007-03-09T00:00:00-08:00 2007-03-09T00:00:00-08:00 E7-4219 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-09/pdf/E7-4219.pdf https://regulations.justia.com/regulations/fedreg/2007/03/09/E7-4193.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Trading of 16 Commodity-Related Securities Pursuant to Unlisted Trading Privileges on a Pilot Basis 2007-03-09T00:00:00-08:00 2007-03-09T00:00:00-08:00 E7-4193 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-09/pdf/E7-4193.pdf https://regulations.justia.com/regulations/fedreg/2007/03/09/E7-4192.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade iShares Silver Trust Pursuant to Unlisted Trading Privileges 2007-03-09T00:00:00-08:00 2007-03-09T00:00:00-08:00 E7-4192 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-09/pdf/E7-4192.pdf https://regulations.justia.com/regulations/fedreg/2007/03/09/E7-4191.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Request Permanent Approval of a Pilot Program Relating to Market-Makers Quoting Remotely 2007-03-09T00:00:00-08:00 2007-03-09T00:00:00-08:00 E7-4191 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-09/pdf/E7-4191.pdf https://regulations.justia.com/regulations/fedreg/2007/03/09/E7-4190.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Revising the AEMI and AEMI-One Rules Relating to Portfolio Depositary Receipts and Index Fund Shares 2007-03-09T00:00:00-08:00 2007-03-09T00:00:00-08:00 E7-4190 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-09/pdf/E7-4190.pdf https://regulations.justia.com/regulations/fedreg/2007/03/09/E7-4189.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Collateral Management Service 2007-03-09T00:00:00-08:00 2007-03-09T00:00:00-08:00 E7-4189 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-09/pdf/E7-4189.pdf https://regulations.justia.com/regulations/fedreg/2007/03/09/E7-4188.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to New York Governing Law 2007-03-09T00:00:00-08:00 2007-03-09T00:00:00-08:00 E7-4188 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-09/pdf/E7-4188.pdf https://regulations.justia.com/regulations/fedreg/2007/03/09/E7-4187.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change To Retroactively Reduce Fees for Nasdaq's Risk Management Service 2007-03-09T00:00:00-08:00 2007-03-09T00:00:00-08:00 E7-4187 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-09/pdf/E7-4187.pdf https://regulations.justia.com/regulations/fedreg/2007/03/09/E7-4186.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 15A.50 Clarifying the Circumstances Under Which the Exchange Will Automatically Route Orders to Other Market Centers to Prevent Trade-Throughs, and Rename Rule 15A 2007-03-09T00:00:00-08:00 2007-03-09T00:00:00-08:00 E7-4186 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-09/pdf/E7-4186.pdf https://regulations.justia.com/regulations/fedreg/2007/03/09/E7-4185.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASD Rules 4632C and 4632D To Reflect “As/Of” Trade Reporting and the Automated Reporting of Trade Cancellations to the NASD/NSX and NASD/BSE Trade Reporting Facilities 2007-03-09T00:00:00-08:00 2007-03-09T00:00:00-08:00 E7-4185 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-09/pdf/E7-4185.pdf