<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/02?registers=between&min-day=1&max-day=28 Sat, 27 Apr 2024 03:26:49 -0700 Sat, 27 Apr 2024 03:26:49 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/02?registers=between&min-day=1&max-day=28 Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Obvious Errors in Option Transactions https://regulations.justia.com/regulations/fedreg/2007/02/28/E7-3494.html https://regulations.justia.com/regulations/fedreg/2007/02/28/E7-3494.html Wed, 28 Feb 2007 00:00:00 -0800 E7-3494 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-28/pdf/E7-3494.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Opening Process for Nasdaq Market Center https://regulations.justia.com/regulations/fedreg/2007/02/28/E7-3493.html https://regulations.justia.com/regulations/fedreg/2007/02/28/E7-3493.html Wed, 28 Feb 2007 00:00:00 -0800 E7-3493 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-28/pdf/E7-3493.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of “Complex Trade” https://regulations.justia.com/regulations/fedreg/2007/02/28/E7-3492.html https://regulations.justia.com/regulations/fedreg/2007/02/28/E7-3492.html Wed, 28 Feb 2007 00:00:00 -0800 E7-3492 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-28/pdf/E7-3492.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to 100 Share Away Markets in Non-Nasdaq Securities on XLE https://regulations.justia.com/regulations/fedreg/2007/02/28/E7-3491.html https://regulations.justia.com/regulations/fedreg/2007/02/28/E7-3491.html Wed, 28 Feb 2007 00:00:00 -0800 E7-3491 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-28/pdf/E7-3491.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to an Amendment to the Options Marketing Fee https://regulations.justia.com/regulations/fedreg/2007/02/28/E7-3408.html https://regulations.justia.com/regulations/fedreg/2007/02/28/E7-3408.html Wed, 28 Feb 2007 00:00:00 -0800 E7-3408 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-28/pdf/E7-3408.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval to Proposed Rule Change Regarding a Permit Program for CBSX https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3373.html https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3373.html Tue, 27 Feb 2007 00:00:00 -0800 E7-3373 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3373.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a New NASD Trade Reporting Facility Established in Conjunction with NYSE Market, Inc. https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3295.html https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3295.html Tue, 27 Feb 2007 00:00:00 -0800 E7-3295 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3295.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Intermarket Sweep Orders https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3293.html https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3293.html Tue, 27 Feb 2007 00:00:00 -0800 E7-3293 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3293.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Accelerated Approval of Proposed Rule Change Relating To Listing Standards for Basket Linked Notes https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3292.html https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3292.html Tue, 27 Feb 2007 00:00:00 -0800 E7-3292 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3292.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade Shares of the CurrencySharesSM https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3291.html https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3291.html Tue, 27 Feb 2007 00:00:00 -0800 E7-3291 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3291.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Use of a “SOLD” Indicator https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3290.html https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3290.html Tue, 27 Feb 2007 00:00:00 -0800 E7-3290 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3290.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Rule 70 (Bids and Offers) https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3289.html https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3289.html Tue, 27 Feb 2007 00:00:00 -0800 E7-3289 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3289.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3288.html https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3288.html Tue, 27 Feb 2007 00:00:00 -0800 E7-3288 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3288.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide That There Be No Initial Listing Fee Payable for Any Equity Security, Structured Product or Closed-End Management Investment Company That Transfers From Another National Securities Exchange https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3287.html https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3287.html Tue, 27 Feb 2007 00:00:00 -0800 E7-3287 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3287.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Size- Quote Pilot Program https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3286.html https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3286.html Tue, 27 Feb 2007 00:00:00 -0800 E7-3286 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3286.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3285.html https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3285.html Tue, 27 Feb 2007 00:00:00 -0800 E7-3285 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3285.pdf Notice - Rydex ETF Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3284.html https://regulations.justia.com/regulations/fedreg/2007/02/27/E7-3284.html Tue, 27 Feb 2007 00:00:00 -0800 E7-3284 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-27/pdf/E7-3284.pdf Notice - Gates Capital Partners, LLC/Bear Creek Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/02/26/E7-3173.html https://regulations.justia.com/regulations/fedreg/2007/02/26/E7-3173.html Mon, 26 Feb 2007 00:00:00 -0800 E7-3173 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-26/pdf/E7-3173.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, Relating to the Listing and Trading of Shares of the PowerShares DB U.S. Dollar Index Bullish Fund and the PowerShares DB U.S. Dollar Index Bearish Fund https://regulations.justia.com/regulations/fedreg/2007/02/26/E7-3158.html https://regulations.justia.com/regulations/fedreg/2007/02/26/E7-3158.html Mon, 26 Feb 2007 00:00:00 -0800 E7-3158 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-26/pdf/E7-3158.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Period to Increase Position Limits and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock https://regulations.justia.com/regulations/fedreg/2007/02/26/E7-3157.html https://regulations.justia.com/regulations/fedreg/2007/02/26/E7-3157.html Mon, 26 Feb 2007 00:00:00 -0800 E7-3157 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-26/pdf/E7-3157.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3098.html https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3098.html Fri, 23 Feb 2007 00:00:00 -0800 E7-3098 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3098.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3097.html https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3097.html Fri, 23 Feb 2007 00:00:00 -0800 E7-3097 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3097.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Delay in the Implementation of the Trading Phase Date of Regulation NMS https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3094.html https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3094.html Fri, 23 Feb 2007 00:00:00 -0800 E7-3094 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3094.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for Nasdaq Members Using the Nasdaq Market Center https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3093.html https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3093.html Fri, 23 Feb 2007 00:00:00 -0800 E7-3093 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3093.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3092.html https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3092.html Fri, 23 Feb 2007 00:00:00 -0800 E7-3092 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3092.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to MSRB Rule G-21, on Advertising, and MSRB Rule G-27, on Supervision https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3091.html https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3091.html Fri, 23 Feb 2007 00:00:00 -0800 E7-3091 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3091.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Extend the Late Trading Session and To Permit Only the Execution of Cross Orders During That Session https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3090.html https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3090.html Fri, 23 Feb 2007 00:00:00 -0800 E7-3090 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3090.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment Nos. 2 and 3 Thereto Relating to Options on the Russell 2000® Index https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3089.html https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3089.html Fri, 23 Feb 2007 00:00:00 -0800 E7-3089 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3089.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Trade the Shares of Certain Exchange-Traded Funds Based on Fixed Income Portfolios Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3076.html https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3076.html Fri, 23 Feb 2007 00:00:00 -0800 E7-3076 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3076.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, To Establish Fee Discounts for Its Enhanced Sentiment Market Data Offering https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3075.html https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3075.html Fri, 23 Feb 2007 00:00:00 -0800 E7-3075 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3075.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fee in Connection With Its Offering of a Mechanism by Which It Collects and Passes-Through Fees Owed by Participants to American Depositary Receipt Agents for Certain Issues https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3072.html https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3072.html Fri, 23 Feb 2007 00:00:00 -0800 E7-3072 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3072.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enhance Futures Clearing Services by Providing an Alternative Method for Effecting Gross Position Adjustments and Certain Trade Management Services https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3071.html https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3071.html Fri, 23 Feb 2007 00:00:00 -0800 E7-3071 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3071.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Listing and Trading of Quarterly Options Series https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3070.html https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3070.html Fri, 23 Feb 2007 00:00:00 -0800 E7-3070 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3070.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Network Fee Changes https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3069.html https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3069.html Fri, 23 Feb 2007 00:00:00 -0800 E7-3069 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3069.pdf Notice - Wilshire Variable Insurance Trust, et al https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3068.html https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3068.html Fri, 23 Feb 2007 00:00:00 -0800 E7-3068 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3068.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3067.html https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3067.html Fri, 23 Feb 2007 00:00:00 -0800 E7-3067 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3067.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change to Amend Listing and Annual Fees Applicable to Investment Company Units, Currency Trust Shares, Commodity Trust Shares and streetTRACKS® Gold Shares https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3066.html https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3066.html Fri, 23 Feb 2007 00:00:00 -0800 E7-3066 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3066.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3027.html https://regulations.justia.com/regulations/fedreg/2007/02/23/E7-3027.html Fri, 23 Feb 2007 00:00:00 -0800 E7-3027 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-23/pdf/E7-3027.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Position Limits Pilot Program https://regulations.justia.com/regulations/fedreg/2007/02/22/E7-2987.html https://regulations.justia.com/regulations/fedreg/2007/02/22/E7-2987.html Thu, 22 Feb 2007 00:00:00 -0800 E7-2987 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-22/pdf/E7-2987.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Changing the Payment for Order Flow Fee for Options Subject to the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2007/02/22/E7-2986.html https://regulations.justia.com/regulations/fedreg/2007/02/22/E7-2986.html Thu, 22 Feb 2007 00:00:00 -0800 E7-2986 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-22/pdf/E7-2986.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval of Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Regarding a Proposed Combination Between NYSE Group, Inc. and Euronext N.V. https://regulations.justia.com/regulations/fedreg/2007/02/22/E7-2910.html https://regulations.justia.com/regulations/fedreg/2007/02/22/E7-2910.html Thu, 22 Feb 2007 00:00:00 -0800 E7-2910 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-22/pdf/E7-2910.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Regarding the Proposed Combination Between NYSE Group, Inc. and Euronext N.V. https://regulations.justia.com/regulations/fedreg/2007/02/22/E7-2909.html https://regulations.justia.com/regulations/fedreg/2007/02/22/E7-2909.html Thu, 22 Feb 2007 00:00:00 -0800 E7-2909 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-22/pdf/E7-2909.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees and Credits for the NASD/BSE Trade Reporting Facility https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2852.html https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2852.html Tue, 20 Feb 2007 00:00:00 -0800 E7-2852 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2852.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Off-Floor DPMs https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2849.html https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2849.html Tue, 20 Feb 2007 00:00:00 -0800 E7-2849 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2849.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of the Crossing Session III and IV Pilot https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2848.html https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2848.html Tue, 20 Feb 2007 00:00:00 -0800 E7-2848 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2848.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow Retirement and Other Benefit Plans and Programs Offered By Registered Broker/Dealers To Be Processed Through Its Insurance Processing Service https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2845.html https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2845.html Tue, 20 Feb 2007 00:00:00 -0800 E7-2845 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2845.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Regarding CurrencyShares SM https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2844.html https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2844.html Tue, 20 Feb 2007 00:00:00 -0800 E7-2844 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2844.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Trading Phase Date of Regulation NMS https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2843.html https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2843.html Tue, 20 Feb 2007 00:00:00 -0800 E7-2843 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2843.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Position and Exercise Limits on the KBW Bank Index https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2842.html https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2842.html Tue, 20 Feb 2007 00:00:00 -0800 E7-2842 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2842.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASD Rule 7010 To Modify Pricing for NASD Members Using ITS/CAES System and Inet Facility https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2841.html https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2841.html Tue, 20 Feb 2007 00:00:00 -0800 E7-2841 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2841.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the AEMI Rules to Conform to Changes Previously Made to the AEMI-One Rules for the Pilot https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2840.html https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2840.html Tue, 20 Feb 2007 00:00:00 -0800 E7-2840 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2840.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Implement Certain Approved NASD Rule Changes Upon the Operation of the Nasdaq Stock Market LLC for Non-Nasdaq Exchange-Listed Securities https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2839.html https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2839.html Tue, 20 Feb 2007 00:00:00 -0800 E7-2839 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2839.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Eliminating the Telephone System Line Extension Charge https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2838.html https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2838.html Tue, 20 Feb 2007 00:00:00 -0800 E7-2838 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2838.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto To Amend Rules 918 and 918-Ante Regarding Trading Rotations, Halts and Suspensions https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2837.html https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2837.html Tue, 20 Feb 2007 00:00:00 -0800 E7-2837 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2837.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Payment for Order Flow Fees https://regulations.justia.com/regulations/fedreg/2007/02/16/E7-2793.html https://regulations.justia.com/regulations/fedreg/2007/02/16/E7-2793.html Fri, 16 Feb 2007 00:00:00 -0800 E7-2793 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-16/pdf/E7-2793.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change as Modified by Amendment No. 1 To Revise Option Adjustment Methodology https://regulations.justia.com/regulations/fedreg/2007/02/16/E7-2792.html https://regulations.justia.com/regulations/fedreg/2007/02/16/E7-2792.html Fri, 16 Feb 2007 00:00:00 -0800 E7-2792 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-16/pdf/E7-2792.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program that Increases the Standard Position and Exercise Limits for Certain Options Traded on the Exchange https://regulations.justia.com/regulations/fedreg/2007/02/16/E7-2765.html https://regulations.justia.com/regulations/fedreg/2007/02/16/E7-2765.html Fri, 16 Feb 2007 00:00:00 -0800 E7-2765 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-16/pdf/E7-2765.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Calculation and Dissemination of PHLX/KBW Bank Index Values https://regulations.justia.com/regulations/fedreg/2007/02/16/E7-2764.html https://regulations.justia.com/regulations/fedreg/2007/02/16/E7-2764.html Fri, 16 Feb 2007 00:00:00 -0800 E7-2764 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-16/pdf/E7-2764.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/02/16/E7-2722.html https://regulations.justia.com/regulations/fedreg/2007/02/16/E7-2722.html Fri, 16 Feb 2007 00:00:00 -0800 E7-2722 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-16/pdf/E7-2722.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC.; Order Approving Proposed Rule Change Relating to Amendments to Exchange Rule 638 Concerning Mediation https://regulations.justia.com/regulations/fedreg/2007/02/16/E7-2721.html https://regulations.justia.com/regulations/fedreg/2007/02/16/E7-2721.html Fri, 16 Feb 2007 00:00:00 -0800 E7-2721 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-16/pdf/E7-2721.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Its Marketing Fee Program https://regulations.justia.com/regulations/fedreg/2007/02/16/07-722.html https://regulations.justia.com/regulations/fedreg/2007/02/16/07-722.html Fri, 16 Feb 2007 00:00:00 -0800 07-722 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-16/pdf/07-722.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment No. 3 Thereto Adopting Generic Listing Standards for Exchange-Traded Funds Based on International or Global Indexes or Indexes Described in Exchange Rules Previously Approved by the Commission as Underlying Benchmarks for Derivative Securities https://regulations.justia.com/regulations/fedreg/2007/02/15/E7-2664.html https://regulations.justia.com/regulations/fedreg/2007/02/15/E7-2664.html Thu, 15 Feb 2007 00:00:00 -0800 E7-2664 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-15/pdf/E7-2664.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/02/15/E7-2629.html https://regulations.justia.com/regulations/fedreg/2007/02/15/E7-2629.html Thu, 15 Feb 2007 00:00:00 -0800 E7-2629 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-15/pdf/E7-2629.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/02/15/E7-2614.html https://regulations.justia.com/regulations/fedreg/2007/02/15/E7-2614.html Thu, 15 Feb 2007 00:00:00 -0800 E7-2614 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-15/pdf/E7-2614.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/02/15/E7-2613.html https://regulations.justia.com/regulations/fedreg/2007/02/15/E7-2613.html Thu, 15 Feb 2007 00:00:00 -0800 E7-2613 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-15/pdf/E7-2613.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Amend CBOE Rules Relating to CBOE's Determination to Trade Options on the NASDAQ 100 Index (NDX) on the Hybrid 2.0 Platform and Options on the S&P 100 (XEO) on the Hybrid Trading System https://regulations.justia.com/regulations/fedreg/2007/02/15/E7-2612.html https://regulations.justia.com/regulations/fedreg/2007/02/15/E7-2612.html Thu, 15 Feb 2007 00:00:00 -0800 E7-2612 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-15/pdf/E7-2612.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Multiple Representation Exception Procedures https://regulations.justia.com/regulations/fedreg/2007/02/15/E7-2610.html https://regulations.justia.com/regulations/fedreg/2007/02/15/E7-2610.html Thu, 15 Feb 2007 00:00:00 -0800 E7-2610 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-15/pdf/E7-2610.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Time Period for the Position Limits Pilot Program https://regulations.justia.com/regulations/fedreg/2007/02/15/E7-2608.html https://regulations.justia.com/regulations/fedreg/2007/02/15/E7-2608.html Thu, 15 Feb 2007 00:00:00 -0800 E7-2608 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-15/pdf/E7-2608.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2007/02/15/07-726.html https://regulations.justia.com/regulations/fedreg/2007/02/15/07-726.html Thu, 15 Feb 2007 00:00:00 -0800 07-726 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-15/pdf/07-726.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2007/02/15/07-725.html https://regulations.justia.com/regulations/fedreg/2007/02/15/07-725.html Thu, 15 Feb 2007 00:00:00 -0800 07-725 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-15/pdf/07-725.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Deletion of Rule 702, Carrying Accounts https://regulations.justia.com/regulations/fedreg/2007/02/14/E7-2550.html https://regulations.justia.com/regulations/fedreg/2007/02/14/E7-2550.html Wed, 14 Feb 2007 00:00:00 -0800 E7-2550 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-14/pdf/E7-2550.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 712, Independent Audit https://regulations.justia.com/regulations/fedreg/2007/02/14/E7-2549.html https://regulations.justia.com/regulations/fedreg/2007/02/14/E7-2549.html Wed, 14 Feb 2007 00:00:00 -0800 E7-2549 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-14/pdf/E7-2549.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Granting Accelerated Approval of a Proposed Rule Change To Create Service To Facilitate the Exchange of Account Related Information on an Automated Basis Between Members https://regulations.justia.com/regulations/fedreg/2007/02/14/E7-2540.html https://regulations.justia.com/regulations/fedreg/2007/02/14/E7-2540.html Wed, 14 Feb 2007 00:00:00 -0800 E7-2540 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-14/pdf/E7-2540.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Establish NASDAQ Last Sale Data Feeds https://regulations.justia.com/regulations/fedreg/2007/02/14/E7-2532.html https://regulations.justia.com/regulations/fedreg/2007/02/14/E7-2532.html Wed, 14 Feb 2007 00:00:00 -0800 E7-2532 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-14/pdf/E7-2532.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Complex Order Fee Waiver https://regulations.justia.com/regulations/fedreg/2007/02/14/E7-2530.html https://regulations.justia.com/regulations/fedreg/2007/02/14/E7-2530.html Wed, 14 Feb 2007 00:00:00 -0800 E7-2530 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-14/pdf/E7-2530.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto To List and Trade Credit Default Options https://regulations.justia.com/regulations/fedreg/2007/02/14/E7-2477.html https://regulations.justia.com/regulations/fedreg/2007/02/14/E7-2477.html Wed, 14 Feb 2007 00:00:00 -0800 E7-2477 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-14/pdf/E7-2477.pdf Notice - In the Matter of One Price Clothing Stores, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2007/02/14/07-696.html https://regulations.justia.com/regulations/fedreg/2007/02/14/07-696.html Wed, 14 Feb 2007 00:00:00 -0800 07-696 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-14/pdf/07-696.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Granting Approval of a Proposed Rule Change Relating to the Canadian Link Service https://regulations.justia.com/regulations/fedreg/2007/02/13/E7-2419.html https://regulations.justia.com/regulations/fedreg/2007/02/13/E7-2419.html Tue, 13 Feb 2007 00:00:00 -0800 E7-2419 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-13/pdf/E7-2419.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, To List and Trade Notes Linked to the Performance of the Hang Seng China Enterprises Index https://regulations.justia.com/regulations/fedreg/2007/02/13/E7-2417.html https://regulations.justia.com/regulations/fedreg/2007/02/13/E7-2417.html Tue, 13 Feb 2007 00:00:00 -0800 E7-2417 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-13/pdf/E7-2417.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 122 (Orders With More Than One Broker) Until the Availability of Full d-Quote Functions in a Particular Security or March 5, 2007, Whichever Comes First https://regulations.justia.com/regulations/fedreg/2007/02/13/E7-2406.html https://regulations.justia.com/regulations/fedreg/2007/02/13/E7-2406.html Tue, 13 Feb 2007 00:00:00 -0800 E7-2406 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-13/pdf/E7-2406.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Its Index Obvious Error Rule https://regulations.justia.com/regulations/fedreg/2007/02/13/E7-2405.html https://regulations.justia.com/regulations/fedreg/2007/02/13/E7-2405.html Tue, 13 Feb 2007 00:00:00 -0800 E7-2405 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-13/pdf/E7-2405.pdf Notice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Extension of NASD's Short Sale Rule Contained in Rule 5100 and Short Sale Standard Contained in IM-5100 https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2303.html https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2303.html Mon, 12 Feb 2007 00:00:00 -0800 E7-2303 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-12/pdf/E7-2303.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE Rules Relating To CBOE's Determination To Trade Options on the iShares Russell 2000 Index Fund (IWM) on the Hybrid 2.0 Platform https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2302.html https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2302.html Mon, 12 Feb 2007 00:00:00 -0800 E7-2302 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-12/pdf/E7-2302.pdf Proposed Rule - Extension of Interactive Data Voluntary Reporting Program on the EDGAR System To Include Mutual Fund Risk/Return Summary Information https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2254.html https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2254.html Mon, 12 Feb 2007 00:00:00 -0800 E7-2254 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-02-12/pdf/E7-2254.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to the Facilitation Mechanism https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2253.html https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2253.html Mon, 12 Feb 2007 00:00:00 -0800 E7-2253 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-12/pdf/E7-2253.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Amending Existing Rules for Portfolio Depositary Receipts and Index Fund Shares https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2252.html https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2252.html Mon, 12 Feb 2007 00:00:00 -0800 E7-2252 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-12/pdf/E7-2252.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove All References to a Specific Regulation NMS Trading Phase Date https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2251.html https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2251.html Mon, 12 Feb 2007 00:00:00 -0800 E7-2251 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-12/pdf/E7-2251.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Add to the Boston Options Exchange a New Functionality Called an Automatic Auction Order https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2250.html https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2250.html Mon, 12 Feb 2007 00:00:00 -0800 E7-2250 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-12/pdf/E7-2250.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to an Amendment to the Generic Listing Standards for Trust Shares https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2248.html https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2248.html Mon, 12 Feb 2007 00:00:00 -0800 E7-2248 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-12/pdf/E7-2248.pdf Notice - Order Cancelling Registrations of Certain Transfer Agents https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2245.html https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2245.html Mon, 12 Feb 2007 00:00:00 -0800 E7-2245 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-12/pdf/E7-2245.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to a Fee Refund https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2244.html https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2244.html Mon, 12 Feb 2007 00:00:00 -0800 E7-2244 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-12/pdf/E7-2244.pdf Notice - Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange Commission will hold the following meeting during the week of February 12, 2007: https://regulations.justia.com/regulations/fedreg/2007/02/12/07-629.html https://regulations.justia.com/regulations/fedreg/2007/02/12/07-629.html Mon, 12 Feb 2007 00:00:00 -0800 07-629 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-12/pdf/07-629.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program That Increases Position and Exercise Limits for Certain Equity Options https://regulations.justia.com/regulations/fedreg/2007/02/12/07-608.html https://regulations.justia.com/regulations/fedreg/2007/02/12/07-608.html Mon, 12 Feb 2007 00:00:00 -0800 07-608 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-12/pdf/07-608.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Adopt a Universal Price Improvement Period for Public Customer Orders https://regulations.justia.com/regulations/fedreg/2007/02/09/E7-2171.html https://regulations.justia.com/regulations/fedreg/2007/02/09/E7-2171.html Fri, 09 Feb 2007 00:00:00 -0800 E7-2171 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-09/pdf/E7-2171.pdf Notice - Submission of OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/02/09/E7-2170.html https://regulations.justia.com/regulations/fedreg/2007/02/09/E7-2170.html Fri, 09 Feb 2007 00:00:00 -0800 E7-2170 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-09/pdf/E7-2170.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Expanding the Business Activities of Archipelago Securities, L.L.C. https://regulations.justia.com/regulations/fedreg/2007/02/09/E7-2152.html https://regulations.justia.com/regulations/fedreg/2007/02/09/E7-2152.html Fri, 09 Feb 2007 00:00:00 -0800 E7-2152 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-09/pdf/E7-2152.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program That Increases Position and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock https://regulations.justia.com/regulations/fedreg/2007/02/09/E7-2151.html https://regulations.justia.com/regulations/fedreg/2007/02/09/E7-2151.html Fri, 09 Feb 2007 00:00:00 -0800 E7-2151 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-09/pdf/E7-2151.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Clarification to the Exchange's Payment for Order Flow Plan https://regulations.justia.com/regulations/fedreg/2007/02/09/E7-2150.html https://regulations.justia.com/regulations/fedreg/2007/02/09/E7-2150.html Fri, 09 Feb 2007 00:00:00 -0800 E7-2150 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-09/pdf/E7-2150.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Duration of CBOE Rule 6.45A(b) Pertaining to Orders Represented in Open Outcry https://regulations.justia.com/regulations/fedreg/2007/02/09/E7-2139.html https://regulations.justia.com/regulations/fedreg/2007/02/09/E7-2139.html Fri, 09 Feb 2007 00:00:00 -0800 E7-2139 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-09/pdf/E7-2139.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto Relating to Exchange Fees and Charges https://regulations.justia.com/regulations/fedreg/2007/02/09/E7-2129.html https://regulations.justia.com/regulations/fedreg/2007/02/09/E7-2129.html Fri, 09 Feb 2007 00:00:00 -0800 E7-2129 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-09/pdf/E7-2129.pdf Notice - Federal Register Citation of Previous Announcement: [72 FR 5090, February 2, 2007] https://regulations.justia.com/regulations/fedreg/2007/02/09/07-610.html https://regulations.justia.com/regulations/fedreg/2007/02/09/07-610.html Fri, 09 Feb 2007 00:00:00 -0800 07-610 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-09/pdf/07-610.pdf Proposed Rule - Oversight of Credit Rating Agencies Registered as Nationally Recognized Statistical Rating Organizations https://regulations.justia.com/regulations/fedreg/2007/02/09/07-548.html https://regulations.justia.com/regulations/fedreg/2007/02/09/07-548.html Fri, 09 Feb 2007 00:00:00 -0800 07-548 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-02-09/pdf/07-548.pdf Notice - Joint Industry Plan; Order Approving Amendment To Add the International Securities Exchange, LLC as Participant to National Market System Plan Establishing Procedures Under Rule 605 of Regulation NMS https://regulations.justia.com/regulations/fedreg/2007/02/08/E7-2093.html https://regulations.justia.com/regulations/fedreg/2007/02/08/E7-2093.html Thu, 08 Feb 2007 00:00:00 -0800 E7-2093 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-08/pdf/E7-2093.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/02/08/E7-2086.html https://regulations.justia.com/regulations/fedreg/2007/02/08/E7-2086.html Thu, 08 Feb 2007 00:00:00 -0800 E7-2086 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-08/pdf/E7-2086.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Rule 36 (Communication Between Exchange and Members' Offices) https://regulations.justia.com/regulations/fedreg/2007/02/08/E7-2085.html https://regulations.justia.com/regulations/fedreg/2007/02/08/E7-2085.html Thu, 08 Feb 2007 00:00:00 -0800 E7-2085 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-08/pdf/E7-2085.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment No. 3 to the Proposed Rule Change, and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment Nos. 2 and 3 To Modify Certain Fees for Listing on The NASDAQ Stock Market and To Make Available Certain Products and Services https://regulations.justia.com/regulations/fedreg/2007/02/08/E7-2083.html https://regulations.justia.com/regulations/fedreg/2007/02/08/E7-2083.html Thu, 08 Feb 2007 00:00:00 -0800 E7-2083 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-08/pdf/E7-2083.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of a Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto To List and Trade Exchange-Traded Notes of Barclays Bank PLC Linked to the Performance of the U.S. Dollar/Japanese Yen Exchange Rate https://regulations.justia.com/regulations/fedreg/2007/02/08/E7-2061.html https://regulations.justia.com/regulations/fedreg/2007/02/08/E7-2061.html Thu, 08 Feb 2007 00:00:00 -0800 E7-2061 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-08/pdf/E7-2061.pdf Notice - Country Investors Life Assurance Company, et al. https://regulations.justia.com/regulations/fedreg/2007/02/08/07-554.html https://regulations.justia.com/regulations/fedreg/2007/02/08/07-554.html Thu, 08 Feb 2007 00:00:00 -0800 07-554 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-08/pdf/07-554.pdf Notice - In the Matter of CyberKey Solutions, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2007/02/08/07-552.html https://regulations.justia.com/regulations/fedreg/2007/02/08/07-552.html Thu, 08 Feb 2007 00:00:00 -0800 07-552 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-08/pdf/07-552.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to Registration Rules of NYSE Arca Equities, Inc. https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-2000.html https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-2000.html Wed, 07 Feb 2007 00:00:00 -0800 E7-2000 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-2000.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to Registration Rules of NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1999.html https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1999.html Wed, 07 Feb 2007 00:00:00 -0800 E7-1999 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-1999.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Generic Listing Standards for Series of Portfolio Depositary Receipts and Index Fund Shares Based on Fixed Income Indexes https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1998.html https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1998.html Wed, 07 Feb 2007 00:00:00 -0800 E7-1998 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-1998.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1997.html https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1997.html Wed, 07 Feb 2007 00:00:00 -0800 E7-1997 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-1997.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ Stock Market LLC To Codify Sponsored Access Rule https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1951.html https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1951.html Wed, 07 Feb 2007 00:00:00 -0800 E7-1951 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-1951.pdf Notice - Self-Regulatory Organizations; The Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Replace the Government Securities Division Clearing Fund Calculation Methodology With a Yield-Driven Value-at-Risk Methodology https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1948.html https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1948.html Wed, 07 Feb 2007 00:00:00 -0800 E7-1948 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-1948.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change Relating to NYSE Regulation, Inc. Policies Regarding Exercise of Power To Fine NYSE Member Organizations and Use of Money Collected as Fines https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1947.html https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1947.html Wed, 07 Feb 2007 00:00:00 -0800 E7-1947 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-1947.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Boston Options Exchange Fee Schedule https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1944.html https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1944.html Wed, 07 Feb 2007 00:00:00 -0800 E7-1944 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-1944.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Amending Annual Report Timely Filing Requirements https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1943.html https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1943.html Wed, 07 Feb 2007 00:00:00 -0800 E7-1943 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-1943.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt New Rule 15B(T) Relating to Intermarket Sweep Orders https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1942.html https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1942.html Wed, 07 Feb 2007 00:00:00 -0800 E7-1942 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-1942.pdf Notice - Van Eck Associates Corporation, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1939.html https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1939.html Wed, 07 Feb 2007 00:00:00 -0800 E7-1939 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-1939.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1938.html https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1938.html Wed, 07 Feb 2007 00:00:00 -0800 E7-1938 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-1938.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Relating to the Listing and Trading of Options on the Nuveen Municipal Fund Index https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1937.html https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1937.html Wed, 07 Feb 2007 00:00:00 -0800 E7-1937 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-1937.pdf Notice - PowerShares Exchange-Traded Fund Trust, et al.; Notice of Application January 31, 2007. https://regulations.justia.com/regulations/fedreg/2007/02/07/07-529.html https://regulations.justia.com/regulations/fedreg/2007/02/07/07-529.html Wed, 07 Feb 2007 00:00:00 -0800 07-529 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/07-529.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Further Extending the Time Period by Which the Exchange Will Enter Into the NASD/NYSE Arca Options Agreement Pursuant to Rule 17d-2 https://regulations.justia.com/regulations/fedreg/2007/02/06/E7-1861.html https://regulations.justia.com/regulations/fedreg/2007/02/06/E7-1861.html Tue, 06 Feb 2007 00:00:00 -0800 E7-1861 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-06/pdf/E7-1861.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees for Fiscal Year 2007 https://regulations.justia.com/regulations/fedreg/2007/02/06/E7-1860.html https://regulations.justia.com/regulations/fedreg/2007/02/06/E7-1860.html Tue, 06 Feb 2007 00:00:00 -0800 E7-1860 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-06/pdf/E7-1860.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Periods for NASD Rules Governing Multiple MPIDs on the Trade Reporting Facilities and on the Alternative Display Facility https://regulations.justia.com/regulations/fedreg/2007/02/06/E7-1859.html https://regulations.justia.com/regulations/fedreg/2007/02/06/E7-1859.html Tue, 06 Feb 2007 00:00:00 -0800 E7-1859 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-06/pdf/E7-1859.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment No. 19 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis, Submitted by the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Stock Exchange, Inc., the Chicago Board Options Exchange, Inc., the International Securities Exchange, LLC, the National Association of Securities Dealers, Inc., the National Stock Exchange, Inc., the Nasdaq Stock Market LLC, NYSE Arca, Inc., and the Philadelphia Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2007/02/06/E7-1838.html https://regulations.justia.com/regulations/fedreg/2007/02/06/E7-1838.html Tue, 06 Feb 2007 00:00:00 -0800 E7-1838 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-06/pdf/E7-1838.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Transaction Charges for Equities and ETFs https://regulations.justia.com/regulations/fedreg/2007/02/06/E7-1830.html https://regulations.justia.com/regulations/fedreg/2007/02/06/E7-1830.html Tue, 06 Feb 2007 00:00:00 -0800 E7-1830 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-06/pdf/E7-1830.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Establishment of a Pilot Program That Increases Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund https://regulations.justia.com/regulations/fedreg/2007/02/06/E7-1829.html https://regulations.justia.com/regulations/fedreg/2007/02/06/E7-1829.html Tue, 06 Feb 2007 00:00:00 -0800 E7-1829 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-06/pdf/E7-1829.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to an Interpretation of Paragraph (b) of Article Fifth of Its Certificate of Incorporation https://regulations.justia.com/regulations/fedreg/2007/02/06/E7-1828.html https://regulations.justia.com/regulations/fedreg/2007/02/06/E7-1828.html Tue, 06 Feb 2007 00:00:00 -0800 E7-1828 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-06/pdf/E7-1828.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to Options Based on Commodity Pool ETFs https://regulations.justia.com/regulations/fedreg/2007/02/06/E7-1827.html https://regulations.justia.com/regulations/fedreg/2007/02/06/E7-1827.html Tue, 06 Feb 2007 00:00:00 -0800 E7-1827 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-06/pdf/E7-1827.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto To List and Trade Exchange-Traded Notes of Barclays Bank PLC Linked to the Performance of the Euro/U.S. Dollar Exchange Rate https://regulations.justia.com/regulations/fedreg/2007/02/05/E7-1781.html https://regulations.justia.com/regulations/fedreg/2007/02/05/E7-1781.html Mon, 05 Feb 2007 00:00:00 -0800 E7-1781 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-05/pdf/E7-1781.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto To List and Trade Exchange-Traded Notes of Barclays Bank PLC Linked to the Performance of the British Pound/U.S. Dollar Exchange Rate https://regulations.justia.com/regulations/fedreg/2007/02/05/E7-1777.html https://regulations.justia.com/regulations/fedreg/2007/02/05/E7-1777.html Mon, 05 Feb 2007 00:00:00 -0800 E7-1777 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-05/pdf/E7-1777.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of a Proposed Rule Change Relating to Rule 2113 Long and Short Sales https://regulations.justia.com/regulations/fedreg/2007/02/05/E7-1763.html https://regulations.justia.com/regulations/fedreg/2007/02/05/E7-1763.html Mon, 05 Feb 2007 00:00:00 -0800 E7-1763 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-05/pdf/E7-1763.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2007/02/02/E7-1718.html https://regulations.justia.com/regulations/fedreg/2007/02/02/E7-1718.html Fri, 02 Feb 2007 00:00:00 -0800 E7-1718 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-02/pdf/E7-1718.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of a Proposed Rule Change to Amend NASD Rule 7010(k) Relating to Transaction Reporting and Compliance Engine Transaction Data https://regulations.justia.com/regulations/fedreg/2007/02/02/E7-1690.html https://regulations.justia.com/regulations/fedreg/2007/02/02/E7-1690.html Fri, 02 Feb 2007 00:00:00 -0800 E7-1690 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-02/pdf/E7-1690.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Establish a Passive Price Improvement Order for Specialists and Registered Traders https://regulations.justia.com/regulations/fedreg/2007/02/02/E7-1689.html https://regulations.justia.com/regulations/fedreg/2007/02/02/E7-1689.html Fri, 02 Feb 2007 00:00:00 -0800 E7-1689 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-02/pdf/E7-1689.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Operate the Alternative Display Facility on a Permanent Basis https://regulations.justia.com/regulations/fedreg/2007/02/02/E7-1688.html https://regulations.justia.com/regulations/fedreg/2007/02/02/E7-1688.html Fri, 02 Feb 2007 00:00:00 -0800 E7-1688 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-02/pdf/E7-1688.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2007/02/02/07-474.html https://regulations.justia.com/regulations/fedreg/2007/02/02/07-474.html Fri, 02 Feb 2007 00:00:00 -0800 07-474 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-02/pdf/07-474.pdf Notice - In the Matter of Icon International Holdings, Inc., Interchange Medical, Inc., Outsource International, Inc., and Smart Choice Automotive Group, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2007/02/02/07-473.html https://regulations.justia.com/regulations/fedreg/2007/02/02/07-473.html Fri, 02 Feb 2007 00:00:00 -0800 07-473 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-02/pdf/07-473.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the EPN Rules of its Mortgage-Backed Securities Division to Implement New Messaging Capabilities and Establish a Fee Structure https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1616.html https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1616.html Thu, 01 Feb 2007 00:00:00 -0800 E7-1616 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1616.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of CBOE Stock Exchange, LLC https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1595.html https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1595.html Thu, 01 Feb 2007 00:00:00 -0800 E7-1595 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1595.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1593.html https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1593.html Thu, 01 Feb 2007 00:00:00 -0800 E7-1593 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1593.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Granting Approval To Proposed Rule Change as Modified by Amendment No. 1 Thereto, To Implement a Pilot Program To Quote Options in Pennies https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1592.html https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1592.html Thu, 01 Feb 2007 00:00:00 -0800 E7-1592 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1592.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto, Relating to the Adoption of a Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1591.html https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1591.html Thu, 01 Feb 2007 00:00:00 -0800 E7-1591 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1591.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval to Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto, To Implement a Penny Pilot Program To Quote Certain Options in Pennies https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1590.html https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1590.html Thu, 01 Feb 2007 00:00:00 -0800 E7-1590 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1590.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto, To Create an Options Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1589.html https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1589.html Thu, 01 Feb 2007 00:00:00 -0800 E7-1589 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1589.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to the Definition of Fund Share and Options on Commodity Pool ETFs https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1588.html https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1588.html Thu, 01 Feb 2007 00:00:00 -0800 E7-1588 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1588.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto, Relating to the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1586.html https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1586.html Thu, 01 Feb 2007 00:00:00 -0800 E7-1586 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1586.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to the Definition of Fund Share https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1585.html https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1585.html Thu, 01 Feb 2007 00:00:00 -0800 E7-1585 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1585.pdf Notice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; New York Stock Exchange LLC; American Stock Exchange LLC; Notice of Filing of Proposed Rule Changes To Increase the Frequency of the Short Interest Reporting Requirements https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1584.html https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1584.html Thu, 01 Feb 2007 00:00:00 -0800 E7-1584 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1584.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1583.html https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1583.html Thu, 01 Feb 2007 00:00:00 -0800 E7-1583 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1583.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1582.html https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1582.html Thu, 01 Feb 2007 00:00:00 -0800 E7-1582 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1582.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Pilot Program for Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1581.html https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1581.html Thu, 01 Feb 2007 00:00:00 -0800 E7-1581 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1581.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of a Pilot Program That Increases Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1580.html https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1580.html Thu, 01 Feb 2007 00:00:00 -0800 E7-1580 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1580.pdf