<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/02/20?registers=between Wed, 13 Aug 2025 07:07:44 -0700 Wed, 13 Aug 2025 07:07:44 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/02/20?registers=between Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees and Credits for the NASD/BSE Trade Reporting Facility https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2852.html https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2852.html Tue, 20 Feb 2007 00:00:00 -0800 E7-2852 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2852.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Off-Floor DPMs https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2849.html https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2849.html Tue, 20 Feb 2007 00:00:00 -0800 E7-2849 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2849.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of the Crossing Session III and IV Pilot https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2848.html https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2848.html Tue, 20 Feb 2007 00:00:00 -0800 E7-2848 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2848.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow Retirement and Other Benefit Plans and Programs Offered By Registered Broker/Dealers To Be Processed Through Its Insurance Processing Service https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2845.html https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2845.html Tue, 20 Feb 2007 00:00:00 -0800 E7-2845 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2845.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Regarding CurrencyShares SM https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2844.html https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2844.html Tue, 20 Feb 2007 00:00:00 -0800 E7-2844 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2844.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Trading Phase Date of Regulation NMS https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2843.html https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2843.html Tue, 20 Feb 2007 00:00:00 -0800 E7-2843 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2843.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Position and Exercise Limits on the KBW Bank Index https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2842.html https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2842.html Tue, 20 Feb 2007 00:00:00 -0800 E7-2842 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2842.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASD Rule 7010 To Modify Pricing for NASD Members Using ITS/CAES System and Inet Facility https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2841.html https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2841.html Tue, 20 Feb 2007 00:00:00 -0800 E7-2841 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2841.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the AEMI Rules to Conform to Changes Previously Made to the AEMI-One Rules for the Pilot https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2840.html https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2840.html Tue, 20 Feb 2007 00:00:00 -0800 E7-2840 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2840.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Implement Certain Approved NASD Rule Changes Upon the Operation of the Nasdaq Stock Market LLC for Non-Nasdaq Exchange-Listed Securities https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2839.html https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2839.html Tue, 20 Feb 2007 00:00:00 -0800 E7-2839 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2839.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Eliminating the Telephone System Line Extension Charge https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2838.html https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2838.html Tue, 20 Feb 2007 00:00:00 -0800 E7-2838 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2838.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto To Amend Rules 918 and 918-Ante Regarding Trading Rotations, Halts and Suspensions https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2837.html https://regulations.justia.com/regulations/fedreg/2007/02/20/E7-2837.html Tue, 20 Feb 2007 00:00:00 -0800 E7-2837 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-20/pdf/E7-2837.pdf