<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/02/12?registers=between Thu, 14 Aug 2025 11:05:49 -0700 Thu, 14 Aug 2025 11:05:49 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/02/12?registers=between Notice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Extension of NASD's Short Sale Rule Contained in Rule 5100 and Short Sale Standard Contained in IM-5100 https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2303.html https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2303.html Mon, 12 Feb 2007 00:00:00 -0800 E7-2303 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-12/pdf/E7-2303.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE Rules Relating To CBOE's Determination To Trade Options on the iShares Russell 2000 Index Fund (IWM) on the Hybrid 2.0 Platform https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2302.html https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2302.html Mon, 12 Feb 2007 00:00:00 -0800 E7-2302 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-12/pdf/E7-2302.pdf Proposed Rule - Extension of Interactive Data Voluntary Reporting Program on the EDGAR System To Include Mutual Fund Risk/Return Summary Information https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2254.html https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2254.html Mon, 12 Feb 2007 00:00:00 -0800 E7-2254 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-02-12/pdf/E7-2254.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to the Facilitation Mechanism https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2253.html https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2253.html Mon, 12 Feb 2007 00:00:00 -0800 E7-2253 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-12/pdf/E7-2253.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Amending Existing Rules for Portfolio Depositary Receipts and Index Fund Shares https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2252.html https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2252.html Mon, 12 Feb 2007 00:00:00 -0800 E7-2252 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-12/pdf/E7-2252.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove All References to a Specific Regulation NMS Trading Phase Date https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2251.html https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2251.html Mon, 12 Feb 2007 00:00:00 -0800 E7-2251 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-12/pdf/E7-2251.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Add to the Boston Options Exchange a New Functionality Called an Automatic Auction Order https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2250.html https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2250.html Mon, 12 Feb 2007 00:00:00 -0800 E7-2250 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-12/pdf/E7-2250.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to an Amendment to the Generic Listing Standards for Trust Shares https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2248.html https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2248.html Mon, 12 Feb 2007 00:00:00 -0800 E7-2248 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-12/pdf/E7-2248.pdf Notice - Order Cancelling Registrations of Certain Transfer Agents https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2245.html https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2245.html Mon, 12 Feb 2007 00:00:00 -0800 E7-2245 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-12/pdf/E7-2245.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to a Fee Refund https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2244.html https://regulations.justia.com/regulations/fedreg/2007/02/12/E7-2244.html Mon, 12 Feb 2007 00:00:00 -0800 E7-2244 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-12/pdf/E7-2244.pdf Notice - Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange Commission will hold the following meeting during the week of February 12, 2007: https://regulations.justia.com/regulations/fedreg/2007/02/12/07-629.html https://regulations.justia.com/regulations/fedreg/2007/02/12/07-629.html Mon, 12 Feb 2007 00:00:00 -0800 07-629 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-12/pdf/07-629.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program That Increases Position and Exercise Limits for Certain Equity Options https://regulations.justia.com/regulations/fedreg/2007/02/12/07-608.html https://regulations.justia.com/regulations/fedreg/2007/02/12/07-608.html Mon, 12 Feb 2007 00:00:00 -0800 07-608 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-12/pdf/07-608.pdf