<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/02/09?registers=between Sun, 22 Dec 2024 17:03:27 -0800 Sun, 22 Dec 2024 17:03:27 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/02/09?registers=between Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Adopt a Universal Price Improvement Period for Public Customer Orders https://regulations.justia.com/regulations/fedreg/2007/02/09/E7-2171.html https://regulations.justia.com/regulations/fedreg/2007/02/09/E7-2171.html Fri, 09 Feb 2007 00:00:00 -0800 E7-2171 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-09/pdf/E7-2171.pdf Notice - Submission of OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/02/09/E7-2170.html https://regulations.justia.com/regulations/fedreg/2007/02/09/E7-2170.html Fri, 09 Feb 2007 00:00:00 -0800 E7-2170 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-09/pdf/E7-2170.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Expanding the Business Activities of Archipelago Securities, L.L.C. https://regulations.justia.com/regulations/fedreg/2007/02/09/E7-2152.html https://regulations.justia.com/regulations/fedreg/2007/02/09/E7-2152.html Fri, 09 Feb 2007 00:00:00 -0800 E7-2152 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-09/pdf/E7-2152.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program That Increases Position and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock https://regulations.justia.com/regulations/fedreg/2007/02/09/E7-2151.html https://regulations.justia.com/regulations/fedreg/2007/02/09/E7-2151.html Fri, 09 Feb 2007 00:00:00 -0800 E7-2151 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-09/pdf/E7-2151.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Clarification to the Exchange's Payment for Order Flow Plan https://regulations.justia.com/regulations/fedreg/2007/02/09/E7-2150.html https://regulations.justia.com/regulations/fedreg/2007/02/09/E7-2150.html Fri, 09 Feb 2007 00:00:00 -0800 E7-2150 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-09/pdf/E7-2150.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Duration of CBOE Rule 6.45A(b) Pertaining to Orders Represented in Open Outcry https://regulations.justia.com/regulations/fedreg/2007/02/09/E7-2139.html https://regulations.justia.com/regulations/fedreg/2007/02/09/E7-2139.html Fri, 09 Feb 2007 00:00:00 -0800 E7-2139 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-09/pdf/E7-2139.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto Relating to Exchange Fees and Charges https://regulations.justia.com/regulations/fedreg/2007/02/09/E7-2129.html https://regulations.justia.com/regulations/fedreg/2007/02/09/E7-2129.html Fri, 09 Feb 2007 00:00:00 -0800 E7-2129 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-09/pdf/E7-2129.pdf Notice - Federal Register Citation of Previous Announcement: [72 FR 5090, February 2, 2007] https://regulations.justia.com/regulations/fedreg/2007/02/09/07-610.html https://regulations.justia.com/regulations/fedreg/2007/02/09/07-610.html Fri, 09 Feb 2007 00:00:00 -0800 07-610 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-09/pdf/07-610.pdf Proposed Rule - Oversight of Credit Rating Agencies Registered as Nationally Recognized Statistical Rating Organizations https://regulations.justia.com/regulations/fedreg/2007/02/09/07-548.html https://regulations.justia.com/regulations/fedreg/2007/02/09/07-548.html Fri, 09 Feb 2007 00:00:00 -0800 07-548 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-02-09/pdf/07-548.pdf