<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/02/07?registers=between Wed, 20 Aug 2025 08:37:01 -0700 Wed, 20 Aug 2025 08:37:01 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/02/07?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to Registration Rules of NYSE Arca Equities, Inc. https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-2000.html https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-2000.html Wed, 07 Feb 2007 00:00:00 -0800 E7-2000 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-2000.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to Registration Rules of NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1999.html https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1999.html Wed, 07 Feb 2007 00:00:00 -0800 E7-1999 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-1999.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Generic Listing Standards for Series of Portfolio Depositary Receipts and Index Fund Shares Based on Fixed Income Indexes https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1998.html https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1998.html Wed, 07 Feb 2007 00:00:00 -0800 E7-1998 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-1998.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1997.html https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1997.html Wed, 07 Feb 2007 00:00:00 -0800 E7-1997 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-1997.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ Stock Market LLC To Codify Sponsored Access Rule https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1951.html https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1951.html Wed, 07 Feb 2007 00:00:00 -0800 E7-1951 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-1951.pdf Notice - Self-Regulatory Organizations; The Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Replace the Government Securities Division Clearing Fund Calculation Methodology With a Yield-Driven Value-at-Risk Methodology https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1948.html https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1948.html Wed, 07 Feb 2007 00:00:00 -0800 E7-1948 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-1948.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change Relating to NYSE Regulation, Inc. Policies Regarding Exercise of Power To Fine NYSE Member Organizations and Use of Money Collected as Fines https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1947.html https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1947.html Wed, 07 Feb 2007 00:00:00 -0800 E7-1947 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-1947.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Boston Options Exchange Fee Schedule https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1944.html https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1944.html Wed, 07 Feb 2007 00:00:00 -0800 E7-1944 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-1944.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Amending Annual Report Timely Filing Requirements https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1943.html https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1943.html Wed, 07 Feb 2007 00:00:00 -0800 E7-1943 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-1943.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt New Rule 15B(T) Relating to Intermarket Sweep Orders https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1942.html https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1942.html Wed, 07 Feb 2007 00:00:00 -0800 E7-1942 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-1942.pdf Notice - Van Eck Associates Corporation, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1939.html https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1939.html Wed, 07 Feb 2007 00:00:00 -0800 E7-1939 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-1939.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1938.html https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1938.html Wed, 07 Feb 2007 00:00:00 -0800 E7-1938 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-1938.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Relating to the Listing and Trading of Options on the Nuveen Municipal Fund Index https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1937.html https://regulations.justia.com/regulations/fedreg/2007/02/07/E7-1937.html Wed, 07 Feb 2007 00:00:00 -0800 E7-1937 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/E7-1937.pdf Notice - PowerShares Exchange-Traded Fund Trust, et al.; Notice of Application January 31, 2007. https://regulations.justia.com/regulations/fedreg/2007/02/07/07-529.html https://regulations.justia.com/regulations/fedreg/2007/02/07/07-529.html Wed, 07 Feb 2007 00:00:00 -0800 07-529 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-07/pdf/07-529.pdf